Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Telos Solutions Limited

About

We deliver efficient compliance solutions. Rather than ticking boxes, we get under the skin of how processes can be streamlined into regulatory requirements, freeing you to concentrate on running the business. We do this by harnessing our consultant’s extensive experience and pragmatism: they have had frequent and constructive liaison with regulators – whether in making applications, in supervision, or enforcement. They skilfully manage the interplay between external requirements and business effectiveness, and take pride in getting the job done.

As well as delivering more, we can charge less than big firms because we don’t have their bag carriers or overheads. We’re happy to lay out our approach at no cost and to suggest a self-contained initial assignment as a showcase for the benefits of working with us.

Regulation services

AUTHORISATIONS
SKILLED PERSONS REPORTS (S166 AND S166A)
RELATIONSHIP WITH FCA
SYSTEMS AND CONTROLS (SYSC)
CONDUCT OF BUSINESS
REGULATED ADVICE
COMPLAINTS AND DISPUTE RESOLUTION
PAST BUSINESS REVIEWS AND REMEDIATION
AUDIT & POST IMPLEMENTATION REVIEW
Industry sectors

CONSUMER CREDIT
MORTGAGES
INTERMEDIARIES
LIFE, HEALTH AND PENSIONS BUSINESSES
WEALTH MANAGEMENT
BUILDING SOCIETIES
FRIENDLY SOCIETIES
BANKING
PEER TO PEER LENDING


Address
78 CANNON STREET, LONDON,
EC4N 6HL
T: 08452263131
E: richardf@telossolutions.co.uk
W: http://www.telossolutions.co.uk
Services Offered
  • Authorisations &/or Permissions
  • Client Assets
  • Complaints Handling
  • Compliance Support
  • Contracting and/or interim
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Enforment Action - AML and Payment Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information security / Data protection
  • Money Laundering / Financial Crime
  • Passporting / International Compliance
  • Payments Services Registration and compliance
  • Pension Reviews
  • Regulatory Capital / Solvency
  • Regulatory Relationship Management
  • Regulatory Returns Assistance
  • Risk Management
  • Skilled person panel
Firms Served
  • Authorised Professional Persons
  • Banks Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Discretionary fund managers
  • Electronic Money Issuers
  • Friendly Societies
  • High Value Dealers
  • IFA - inc IFA divisions of financial institutions
  • Institutional investment management
  • Insurance Brokers - Pure Protection Products
  • Insurance Brokers General
  • Insurers
  • Lloyds
  • Money service businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Retail investment management
  • Sale and Rent Back
  • Secondary Intermediaries
  • Securities and Futures firms
  • SIPP providers
  • Trade Associations - professional bodies and regulators
  • Wrap platforms