Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Telos Solutions Limited

Telos can mobilise some of the most experienced – and high profile – compliance experts in the financial services industry.

All regulated firms need to consider the difference between being half a step behind – and half a step in front.

Being half a step behind requires the full effort and cost to be compliant – but risks falling foul of the regulators.

Being half a step ahead doesn’t cost much more in the short term but saves a huge amount in the medium term, and creates elbow room to integrate compliance into the business efficiently.

It’s possible to get half a step ahead by taking the regulators speeches, comments and informal briefings into account, by understanding how the regulator is likely to think – and by talking to us. That’s where we operate, and that’s where our successful clients are now.

Regulation services

  • AUTHORISATIONS
  • SKILLED PERSONS REPORTS (S166 AND S166A)
  • RELATIONSHIP WITH FCA
  • SYSTEMS AND CONTROLS (SYSC)
  • CONDUCT OF BUSINESS
  • REGULATED ADVICE
  • COMPLAINTS AND DISPUTE RESOLUTION
  • PAST BUSINESS REVIEWS AND REMEDIATION
  • AUDIT & POST IMPLEMENTATION REVIEW

Industry sectors

  • CONSUMER CREDIT
  • MORTGAGES
  • INTERMEDIARIES
  • LIFE, HEALTH AND PENSIONS BUSINESSES
  • WEALTH MANAGEMENT
  • BUILDING SOCIETIES
  • FRIENDLY SOCIETIES
  • BANKING
  • PEER TO PEER LENDING
Address
78 CANNON STREET, LONDON,
EC4N 6HL
T: 08452263131
Email: richardf@telossolutions.co.uk
Website: http://www.telossolutions.co.uk
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Documentation
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Consumer Credit Providers
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurers
  • Investment Banks
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Retail investment management