Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants – The Directory

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02 Nov 3 Spires Compliance Consultancy Ltd

Posted at 12:23h in Uncategorised by

Providing a bespoke, user friendly compliance service to IFAs, Solicitors, Accountants, GI and Mortgage Brokers, with over 17 years compliance experience.


Address
5 HORNER AVENUE, FRADLEY, LICHFIELD, STAFFORDSHIRE
WS13 8TR
T: 07580037320
E: vicki.bailey@3spirescompliance.com
Services Offered
  • Complaints Handling/Reviews
  • Compliance Advice
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Compliance Training
  • Contract Services/Interim Locum Support
  • Documentation
  • Expert Witness
  • File Reviews
  • Financial Crime /AML
  • Regulatory Returns
  • Supervisory Support /Monitoring /Assessment
Firms Served
  • Building Societies/Friendly Societies
  • Discretionary Fund Managers
  • General Insurance
  • IFAs
  • Investment Product Providers
  • Mortgage Brokers/Lenders
  • Pension Scheme Operators/Providers
  • Protection Product Providers
  • Restricted Financial Advisers