02 Nov B-Compliant Limited
What makes B-Compliant different?
There’s quite a list, but most importantly, we believe compliance support should be hands-on. We don’t tell you what to do, we discuss what is needed, then get to work!
Does that sound good? Our growing number of UK clients think so and we believe it is the best – and most cost effective – way to ensure you are providing the right outcomes for customers.
We all know compliance is tough to navigate, time consuming and all too easy to breach. And with the advent of Consumer Duty, it’s getting harder. We established B-Compliant in 2018 to lighten the regulatory load on small and medium-sized FCA registered firms because we believed there wasn’t a gap in the market, but a vast chasm where ‘doing’ compliance firms should have been.
Compliance support that suits you
It turns out we were right! As word spreads, an increasing number of firms are turning to us for advice and assistance. Our team of hugely experienced consultants have all worked as compliance managers and understand the commercial side of running a small business, particularly the pressures on time and resources.
We will get to know you and your firm and design a support package tailored to your needs. You can have as much or as little of our time as it takes to ensure your policies and procedures are up to date and the advice you are providing meets all regulatory requirements.
From our base in Manchester, we visit clients across the country and spend time inhouse working as part of your team. If you would like to find out more about our game-changing approach to compliance, don’t hesitate to contact us.
We look forward to hearing from you soon!
- Bespoke Processes/Procedures
- Complaints Handling/Reviews
- Compliance Auditing/Due Diligence
- Compliance Support
- Compliance Training
- Data Security/Protection
- File Reviews
- Financial Crime /AML
- Regulatory Returns
- Regulatory Updates
- Risk Assessment /Management
- Supervisory Support /Monitoring /Assessment
- Discretionary Fund Managers
- Investment Managers
- Investment Product Providers
- Mortgage Brokers/Lenders
- Pension Scheme Operators/Providers
- Restricted Financial Advisers