Financial services Compliance and Money Laundering Prevention are very complex topics however, at Alpha, we aim to assist firms from all jurisdictions by providing blunt and uncompromising advice in this specialist arena whilst developing a positive and respectful interaction with all clients.

We operate on a retainer and open-access basis, which coupled with our forthright approach, provides a unique, no-nonsense service that identifies and takes advantage of a space in the industry which we hope will be both welcomed and appreciated by clients, allowing us to make a distinctive and substantial impact.

Acorn Lodge, 2 West Avenue, Hullbridge, Hockley, Essex,
SS5 6JU
T: 01268661696
E: alphaccl@btinternet.com
W: https://alphaccl.co.uk/

• Authorisation
• Bespoke Processes/Procedures
• Client Assets
• Complaints Handling/Reviews
• Compliance Auditing/Due Diligence
• Compliance Support
• Contract Services/Interim Locum Support
• Data Security/Protection
• Documentation
• Enforcement Action Support
• Expert Witness
• File Reviews
• File Reviews/Monitoring
• Financial Crime /AML
• Regulatory Updates
• Risk Assessment /Management
• Supervisory Support /Monitoring /Assessment

• Building Societies/Friendly Societies
• Claims Management Companies
• Consumer Credit/P2P
• Crypto/AML
• Discretionary Fund Managers
• Funeral Planning
• General Insurance
• Investment Managers
• Investment Product Providers
• Payments & e-money
• Restricted Financial Advisers
• Stockbrokers
• Trade Associations