Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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11 Jan Alpha Capital Compliance Limited

Posted at 16:25h in Uncategorised by

Financial services Compliance and Money Laundering Prevention are very complex topics however, at Alpha, we aim to assist firms from all jurisdictions by providing blunt and uncompromising advice in this specialist arena whilst developing a positive and respectful interaction with all clients.

We operate on a retainer and open-access basis, which coupled with our forthright approach, provides a unique, no-nonsense service that identifies and takes advantage of a space in the industry which we hope will be both welcomed and appreciated by clients, allowing us to make a distinctive and substantial impact.


Address
Acorn Lodge, 2 West Avenue, Hullbridge, Hockley, Essex,
SS5 6JU
T: 01268661696
E: alphaccl@btinternet.com
W: https://alphaccl.co.uk/
Services Offered
  • Authorisation
  • Client Assets
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Documentation
  • Enforcement Action Support
  • File Reviews
  • Regulatory Updates
Firms Served
  • Building Societies/Friendly Societies
  • Claims Management Companies
  • Discretionary Fund Managers
  • Investment Product Providers
  • Restricted Financial Advisers
  • Stockbrokers