Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Alpha Capital Compliance Limited

Financial services Compliance and Money Laundering Prevention are very complex topics however, at Alpha, we aim to assist firms from all jurisdictions by providing blunt and uncompromising advice in this specialist arena whilst developing a positive and respectful interaction with all clients.

We operate on a retainer and open-access basis, which coupled with our forthright approach, provides a unique, no-nonsense service that identifies and takes advantage of a space in the industry which we hope will be both welcomed and appreciated by clients, allowing us to make a distinctive and substantial impact.

Acorn Lodge, 2 West Avenue, Hullbridge, Hockley, Essex,
T: 01268661696
Services Offered
  • Authorisation
  • Bespoke Processes/Procedures
  • Client Assets
  • Complaints Handling/Reviews
  • Compliance Auditing/Due Diligence
  • Compliance Support
  • Contract Services/Interim Locum Support
  • Data Security/Protection
  • Documentation
  • Enforcement Action Support
  • Expert Witness
  • File Reviews
  • File Reviews/Monitoring
  • Financial Crime /AML
  • Regulatory Updates
  • Risk Assessment /Management
  • Supervisory Support /Monitoring /Assessment
Firms Served
  • Building Societies/Friendly Societies
  • Claims Management Companies
  • Consumer Credit/P2P
  • Crypto/AML
  • Discretionary Fund Managers
  • Funeral Planning
  • General Insurance
  • Investment Managers
  • Investment Product Providers
  • Payments & e-money
  • Restricted Financial Advisers
  • Stockbrokers
  • Trade Associations