The Directory

Association of Professional Compliance Consultants

The most comprehensive list of individual and companies involved with financial compliance in the U.K.

The Directory

The most comprehensive list of individuals and organisations involved with financial compliance in the UK. The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads. The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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Title	Main Telephone Number	Postcode	hf:tax:new_firms_served	hf:tax:new_services_offered
3 Spires Compliance Consultancy Ltd	07580037320	WS13 8TR	building-societies-friendly-societies discretionary-fund-managers general-insurance ifas investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers	complaints-handling-reviews compliance-advice compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation expert-witness file-reviews financial-crime-aml regulatory-returns supervisory-support-monitoring-assessment
A&B Shearing Legal Consultants Limited	07850874066	PH1 5HS	building-societies-friendly-societies discretionary-fund-managers ifas investment-managers investment-product-providers pension-scheme-operators-providers	authorisation business-development-mentoring client-assets compliance-auditing-due-diligence compliance-support documentation expert-witness governance regulatory-returns regulatory-updates
Abainbridge Consultants Ltd, T/A REGULATION HUB	02080586337	EC1V 2NX	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml funeral-planning general-insurance mortgage-brokers-lenders	authorisations-fca bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management training
ABM Global Compliance (UK) Limited	02075157080	E14 8PX	consumer-credit-p2p crypto-aml	authorisation compliance-auditing-due-diligence financial-crime-aml risk-assessment-management
Accord Compliance Limited	01664503780	LE13 0PB	general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment
Active Compliance Services Limited	07764195923	HD6 4LL	general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers	authorisation bespoke-processes-procedures compliance-support documentation due-diligence file-reviews financial-crime-aml regulatory-returns regulatory-updates
Acumen Global Academy Ltd	+44 (0) 7852806969	RM1 3NH	claims-management-companies consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions mortgage-brokers-lenders payments-e-money	authorisation bespoke-processes-procedures business-development-mentoring client-assets compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml governance paraplanning regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Addleshaw Goddard LLP	02076068855	EC1Y 4AG	building-societies-friendly-societies consumer-credit-p2p credit-unions discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance mortgage-brokers-lenders payments-e-money trade-associations	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training
Adempi Associates LLP	02039254761	WC2H 9JQ	consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions ifas investment-managers investment-product-providers lenders restricted-financial-advisers trade-associations trading-facilities	authorisations-fca bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Alpha Capital Compliance Limited	01268661696	SS5 6JU	building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers funeral-planning general-insurance investment-managers investment-product-providers payments-e-money restricted-financial-advisers stockbrokers trade-associations	authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews file-reviews-monitoring financial-crime-aml regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment
Alphecca Limited	02079932280	EH3 4PP	crypto-aml electronic-money-issuers-payment-institutions	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Altogether Compliant Limited	07809644611	SN1 3EY	general-insurance ifas mortgage-brokers-lenders	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence file-reviews financial-crime-aml regulatory-updates training
API Compliance Limited	02034413466	EC4N 4SA	crypto-aml electronic-money-issuers-payment-institutions	authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Authoripay	01223828266	CB24 6WZ	bank-depositaries crypto-aml electronic-money-issuers-payment-institutions	authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training
Axiom Compliance Limited	07941156951	SW15 6LW	discretionary-fund-managers investment-managers stockbrokers	authorisation compliance-support documentation regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment
B-Compliant Limited	01615218641	M3 4LY	discretionary-fund-managers ifas investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers	authorisation bespoke-processes-procedures complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
BBPS Ltd trading as Hedron Network	0330 175 6455	EC3R 7NE	general-insurance	authorisation client-assets compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews governance regulatory-returns regulatory-updates training
BDO LLP	02074865880	W1U 7EU	building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations trading-facilities	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Bespoke Compliance Consulting Ltd	07940529655	OL3 5SA	discretionary-fund-managers financial-advisors general-insurance ifa-wealth-mangers investment-managers mortgage-brokers-lenders restricted-financial-advisers	authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support file-reviews governance regulatory-returns regulatory-updates skilled-persons-review-support supervisory-support-monitoring-assessment training
Bluebell Compliance	07841424803	CM8 2NH	consumer-credit-p2p credit-unions funeral-planning general-insurance mortgage-brokers-lenders	authorisation compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml training
Bovill Newgate Limited	020 7620 8440	EC3M 3BY	crypto-aml discretionary-fund-managers investment-managers investment-product-providers lead-generation-firms trade-associations	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Braes Consulting Ltd	07734684405	L23 4UH	general-insurance	business-development-mentoring compliance-support governance training
Branko Limited	08006196619	LU7 2SW	general-insurance lead-generation-firms protection-product-providers trade-associations	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
C&G Regulatory Solutions	02380302100	SO18 2RZ	claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers eu-international-firms ifas investment-managers investment-product-providers payments-e-money stockbrokers system-providers trade-associations trading-facilities	authorisation bespoke-processes-procedures claims-audits complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence expert-witness financial-crime-aml governance regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Caledonia Consultancy	07717130031	G44 3XP	ifas pension-scheme-operators-providers	compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management
Calyx Solutions UK LTD	02071939381	IG6 3XW	ifas investment-managers restricted-financial-advisers	authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation regulatory-updates risk-assessment-management
CARDAQ LIMITED	+44 7723 918776	EC1A 7BL	crypto-aml eu-international-firms system-providers	authorisation complaints-handling-reviews compliance-auditing-due-diligence documentation financial-crime-aml governance training
Chameleon Compliance Limited	020 3753 5471	EC3V 4AB	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions discretionary-fund-managers general-insurance ifas investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers trade-associations	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation due-diligence enforcement-action-support financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Clear Financial Consultants Limited	02072775805	EC1V 2NX	consumer-credit-p2p crypto-aml	authorisation bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml governance regulatory-updates supervisory-support-monitoring-assessment training
Cobra Network Ltd	07976605902	EC3R	general-insurance	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Complete Compliance Support Limited	01293889339	BN43 5HZ	general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns skilled-persons-review-support training
Compliance & Training Solutions Limited	01206230804	CO7 7FD	discretionary-fund-managers ifas mortgage-brokers-lenders	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates skilled-persons-review-support training
Compliance Consultant	08006890190	EC1V 2NX	building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders payments-e-money pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers trading-facilities	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Compliance Control Consultancy	07738444377	HD8 9SP	claims-management-companies consumer-credit-p2p general-insurance ifa-wealth-mangers mortgage-brokers-lenders	authorisation bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support due-diligence file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment
Compliance Cubed Limited	07890311875		discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers stockbrokers	authorisation bespoke-processes-procedures complaint-handling complaints-handling-reviews compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management training
Compliance First	01414164161	G51 1PR	general-insurance ifas mortgage-brokers-lenders	authorisation complaints-handling-reviews compliance-support compliance-training file-reviews financial-crime-aml
Compliance Management Services Limited	2072062664	CR5 2NG
Compliance Matters Limited	07903936983	OL14 5PU	building-societies-friendly-societies claims-management-companies consumer-credit-p2p funeral-planning general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations	authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management training
Compliance Matters UK Ltd	07768422213	RH19 4SE	discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers	authorisations-fca bespoke-processes-procedures client-assets complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentaation due-diligence file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates training
Compliance Solutions (UK) Limited	01516521755	CH43 7WA	ifas mortgage-brokers-lenders	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation paraplanning regulatory-returns regulatory-updates supervisory-support-monitoring-assessment training
Compliance South West Limited	07968821920	EX32 7NR	general-insurance	authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns regulatory-updates training
Compliant Solutions Limited	01376514166	CM8 2NH	claims-management-companies consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions general-insurance ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers	authorisation bespoke-processes-procedures business-development-mentoring client-assets compliance-auditing-due-diligence compliance-support compliance-training due-diligence enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management training
ComplyCraft Consulting Limited	07972753084	EC1V 2NX	consumer-credit-p2p discretionary-fund-managers general-insurance ifas investment-managers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers system-providers trade-associations trading-facilities	authorisations-fca bespoke-processes-procedures client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-panel-off-fca-panel skilled-persons-review-support supervisory-support-monitoring-assessment training
Complymatic Limited	07968067379	W1K 3JN	crypto-aml electronic-money-issuers-payment-institutions investment-managers payments-e-money	authorisation compliance-support governance
Complyport Limited	02073994980	EC3M 7AT	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml electronic-money-issuers-payment-institutions funeral-planning general-insurance ifa-wealth-mangers ifas investment-managers lead-generation-firms lenders mortgage-brokers-lenders payments-e-money pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers system-providers trade-associations	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Conduct Culture Limited	020 8138 5520	TW20 8RX	consumer-credit-p2p discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers	complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml governance skilled-persons-review-support
Cosegic	02070604499	EC4N 6HL	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders payments-e-money pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers trade-associations trading-facilities	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml governance other regulatory-returns regulatory-updates risk-assessment-management skilled-persons-panel-off-fca-panel supervisory-support-monitoring-assessment training
Create Solutions Limited	01618706637	SK4 3NR	claims-management-companies consumer-credit-p2p general-insurance lead-generation-firms	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-advice compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
CWMC Limited	07831442412	SY13 1JU	claims-management-companies general-insurance	claims-audits complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence consumer-duty-reviews due-diligence expert-witness file-reviews
Danos Consulting	02076106442	EC4V 5EH	crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers	compliance-support contract-services-interim-locum-support file-reviews-monitoring financial-crime-aml governance
Dart Compliance Limited	01604709942	NN4 0SP	general-insurance	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Dhillon Finance and Consulting	07980054091	CF24 0ED	building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml eu-international-firms general-insurance ifas lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers	bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml governance other risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment
DWF Regulatory Consulting	03333203330	M3 3AA	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms financial-advisors funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers system-providers trade-associations trading-facilities	authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support expert-witness file-reviews file-reviews-monitoring financial-crime-aml regulatory-returns regulatory-updates skilled-persons-panel-off-fca-panel supervisory-support-monitoring-assessment training
Ecompli (UK) Limited	01254675674	BB1 2QY	general-insurance mortgage-brokers-lenders	authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews regulatory-returns regulatory-updates supervisory-support-monitoring-assessment training
Ellison Compliance Limited	07483899697	NG9 6LJ	consumer-credit-p2p electronic-money-issuers-payment-institutions general-insurance ifas lenders mortgage-brokers-lenders restricted-financial-advisers	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection due-diligence file-reviews financial-crime-aml regulatory-returns
Eminent Global Compliance	07712657792	IG11 8RT	crypto-aml electronic-money-issuers-payment-institutions	authorisation authorisations-fca compliance-support compliance-training documentation financial-crime-aml regulatory-returns risk-assessment-management
Enhance Support Solutions Limited	01296715263	MK18 3AF	pension-scheme-operators-providers	authorisation bespoke-processes-procedures complaint-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation enforcement-action-support file-reviews financial-crime-aml governance risk-assessment-management skilled-persons-review-support training
Eqi Consultancy Limited	01618500857	M1 2AP	building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions funeral-planning general-insurance ifas lead-generation-firms mortgage-brokers-lenders payments-e-money pension-scheme-operators-providers restricted-financial-advisers stockbrokers	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training
ESG Accord – Accord Initiative	07894983040	TR8 4JH	discretionary-fund-managers ifas restricted-financial-advisers	bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support due-diligence file-reviews regulatory-updates training
ESMA Compliance Consultants Limited	02082207438	EC1V 2NX	discretionary-fund-managers eu-international-firms investment-managers investment-product-providers lenders mortgage-brokers-lenders payments-e-money pension-scheme-operators-providers stockbrokers	authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training
Executive Compliance Limited	07725578497	PE2 6LR	crypto-aml electronic-money-issuers-payment-institutions investment-managers	authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Financial Compliance Limited	02036374080	CO10 7LL	claims-management-companies consumer-credit-p2p credit-unions general-insurance ifas lead-generation-firms mortgage-brokers-lenders	authorisation complaints-handling-reviews compliance-support contract-services-interim-locum-support documentation file-reviews regulatory-returns
FinTech Compliance Limited	02071004058	E15 4QZ	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions discretionary-fund-managers general-insurance ifas investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers trade-associations	authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management skilled-persons-panel-off-fca-panel supervisory-support-monitoring-assessment
FinTechReg	02075660044	EC1R 3BU	building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations trading-facilities	authorisation business-development-mentoring client-assets compliance-support compliance-training documentation enforcement-action-support expert-witness file-reviews financial-crime-aml marketing regulatory-updates training
Firwood Consulting Limited	07384 596899	SO531HN	general-insurance mortgage-brokers-lenders protection-product-providers	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing other regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
FMConsult	020 3327 7337	EC2M 1JH	claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers ifas investment-managers investment-product-providers restricted-financial-advisers	authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training
FSCom Limited	02890425451	BT1 2DX	consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions stockbrokers	authorisation bespoke-processes-procedures client-assets compliance-advice compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training
Fulcrum Compliance Limited	02085281785	EC2R 6PJ	discretionary-fund-managers investment-managers stockbrokers	compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation governance regulatory-updates supervisory-support-monitoring-assessment
Fundsure	07852355982	W1S 4JL	discretionary-fund-managers ifas investment-managers investment-product-providers	bespoke-processes-procedures compliance-auditing-due-diligence compliance-support contract-services-interim-locum-support documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment
Gem Compliance Consulting Limited	01314731004	EH1 3QB	claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-managers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Go Comply Ltd	07584243127	PR4 4SU	claims-management-companies consumer-credit-p2p funeral-planning ifas lead-generation-firms mortgage-brokers-lenders trade-associations	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Hands on Compliance Limited	07771960724	NR12 8SJ	ifas mortgage-brokers-lenders	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Haven Risk Management Limited	01608662110	GL55 6YX	building-societies-friendly-societies discretionary-fund-managers ifas mortgage-brokers-lenders restricted-financial-advisers stockbrokers	compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentaation due-diligence file-reviews regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment
Help You Comply Limited	01376514166	M29 8DG	claims-management-companies consumer-credit-p2p general-insurance ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing paraplanning regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
IFA Consultancy Limited	01253746755	FY4 5GU	ifas mortgage-brokers-lenders restricted-financial-advisers	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support data-security-protection file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment
IJK Regulatory Consulting Limited	07703173379	KT19 0NS	general-insurance trade-associations	compliance-auditing-due-diligence compliance-support compliance-training governance regulatory-updates risk-assessment-management
Ingeni Services Group Ltd		CO6 2TE	consumer-credit-p2p general-insurance lenders	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews regulatory-returns training
Insurance Compliance Services Limited	01892539600	TN4 8AS	general-insurance ifas	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
IQ-EQ (Regulatory & Compliance Solutions)	02036961302	SE1 2AQ	crypto-aml discretionary-fund-managers investment-managers investment-product-providers stockbrokers trading-facilities	bespoke-processes-procedures client-assets complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml governance health-checks regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Jackson Cohen Associates Limited	02084189964	IG10 2SG	building-societies-friendly-societies lenders	authorisation authorisations-fca bespoke-processes-procedures compliance-support file-reviews financial-crime-aml regulatory-returns training
Jencap Partners	02920002325	CF11 9LJ	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations	complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support governance skilled-persons-review-support
JIGSAW COMPLIANCE SERVICES LTD	07766416153	BH17 9TH	ifas mortgage-brokers-lenders	bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support data-security-protection documentation file-reviews regulatory-returns
Kana Consult Limited	07971885872	AL1 1LJ	general-insurance	compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support governance marketing regulatory-returns regulatory-updates skilled-persons-review-support supervisory-support-monitoring-assessment
Kernel Regulatory Consulting Limited	07809574750	SE24 0BX	discretionary-fund-managers ifas investment-managers investment-product-providers stockbrokers trading-facilities	authorisation client-assets contract-services-interim-locum-support governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Key Compliance Limited	01427873941	DN9 1JT	general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers	bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment
Kharis and Knoble Financial Services Ltd	07931861591	WD7 7BG	bank-depositaries building-societies-friendly-societies consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders trade-associations	authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment
Khepri	02034633200	WC2A 1DT	discretionary-fund-managers investment-managers investment-product-providers	authorisation bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training
KMC Compliance	07853886931	RG22 4YG	discretionary-fund-managers general-insurance ifas investment-managers mortgage-brokers-lenders	business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation enforcement-action-support expert-witness financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Kroll	02070894700	SE1 9SG	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders payments-e-money pension-scheme-operators-providers stockbrokers trade-associations trading-facilities	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml governance paraplanning regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Lansdowne Compliance Consultancy Limited	07857428722	SN11 9NJ	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml funeral-planning general-insurance ifas mortgage-brokers-lenders trade-associations	authorisations-fca bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment
LD Compliance and Admin Services Ltd	07825516179	NG16 3DG	consumer-credit-p2p	authorisation bespoke-processes-procedures business-development-mentoring compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews regulatory-returns regulatory-updates risk-assessment-management training
LWF Consulting Limited	01424838764	TN32 5LE	discretionary-fund-managers investment-managers investment-product-providers stockbrokers	authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
March Compliance LLP	02078398088	EC4Y 0HA	discretionary-fund-managers eu-international-firms investment-managers investment-product-providers lead-generation-firms restricted-financial-advisers stockbrokers	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training
Mark Lloyd Compliance Ltd	07794664117	M45 7HX	consumer-credit-p2p lenders trade-associations	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
MEMA Consultants Ltd	03301330811	EC1N 8DX	claims-management-companies consumer-credit-p2p funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders payments-e-money	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Millen Compliance Limited	08000432029	RH19 2QZ	general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training
MJ Compliance Solutions Limited	07958336912	KT4 7AU	crypto-aml discretionary-fund-managers ifas investment-managers investment-product-providers stockbrokers	complaints-handling-reviews compliance-advice compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml health-checks marketing regulatory-returns regulatory-updates training
Mutual Governance Ltd	07906222785	L34 3LD	building-societies-friendly-societies credit-unions discretionary-fund-managers eu-international-firms funeral-planning general-insurance ifas lead-generation-firms mortgage-brokers-lenders	authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support governance regulatory-returns regulatory-updates risk-assessment-management
MW Financial Crime Consultancy Limited	07903148524	SE3 9BJ	consumer-credit-p2p crypto-aml	authorisation compliance-auditing-due-diligence compliance-support compliance-training financial-crime-aml
Newton EP	01604686225	NN6 9JF	bank-depositaries claims-management-companies discretionary-fund-managers ifas investment-product-providers mortgage-brokers-lenders	complaints-handling-reviews compliance-support compliance-training file-reviews financial-crime-aml governance
Novatus Global Ltd	02045991326	W1W 8TF	discretionary-fund-managers eu-international-firms general-insurance ifas investment-managers investment-product-providers payments-e-money pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers system-providers trading-facilities	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
NRS National Regulatory Services (trading name of Rawlins Regulatory Limited)	03300434288	EC1V 2NX	discretionary-fund-managers ifas investment-managers investment-product-providers restricted-financial-advisers stockbrokers	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Objectivus Financial Consulting Limited	02034573283	EC1A 7DHJ	consumer-credit-p2p crypto-aml discretionary-fund-managers ifas investment-managers investment-product-providers stockbrokers system-providers trading-facilities	authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Open Door Policy		HX6 4JW	discretionary-fund-managers ifas investment-managers investment-product-providers pension-scheme-operators-providers protection-product-providers restricted-financial-advisers system-providers	bespoke-processes-procedures business-development-mentoring compliance-support documentation regulatory-updates risk-assessment-management
Paradigm Consulting	01614864890	SK9 3ND	discretionary-fund-managers general-insurance ifas investment-managers lenders mortgage-brokers-lenders protection-product-providers restricted-financial-advisers	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Paxen Group Limited	08009949215	GL7 5SA	building-societies-friendly-societies claims-management-companies consumer-credit-p2p funeral-planning general-insurance lead-generation-firms mortgage-brokers-lenders trade-associations	authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support
Pillar 4 Consultants Limited	020074594607	EC3V 3LT	building-societies-friendly-societies crypto-aml discretionary-fund-managers eu-international-firms ifas investment-managers investment-product-providers restricted-financial-advisers stockbrokers trading-facilities	authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
PMA Compliance Consultants	07971350371	BH2 6BU	ifas mortgage-brokers-lenders restricted-financial-advisers	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection financial-crime-aml governance risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Practical Compliance Solutions Limited	07736062786	BD23 5PH	general-insurance ifas mortgage-brokers-lenders	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment
Priscum Limited	01600714470	NP25 4AJ	ifas mortgage-brokers-lenders restricted-financial-advisers	compliance-auditing-due-diligence compliance-support file-reviews supervisory-support-monitoring-assessment
Product Partnerships Limited	01274921234	LS1 2HL	consumer-credit-p2p general-insurance mortgage-brokers-lenders pension-scheme-operators-providers trade-associations	authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews governance marketing regulatory-returns regulatory-updates
PSP Lab LLP	02032865515	W8 7JB	crypto-aml electronic-money-issuers-payment-institutions payments-e-money system-providers	authorisation bespoke-processes-procedures business-development-mentoring compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management training
R&R Compliance Consultants	02034884322	CM8 2NH	claims-management-companies consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions funeral-planning general-insurance system-providers trade-associations	authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Reality Compliance	01706357002	OL10 1AQ	general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers system-providers	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support data-security-protection documentation file-reviews financial-crime-aml governance paraplanning regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment
Redporth Consultancy Ltd		RG31 6JX	building-societies-friendly-societies consumer-credit-p2p credit-unions discretionary-fund-managers ifas investment-product-providers lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management skilled-persons-panel-off-fca-panel supervisory-support-monitoring-assessment
Richdale Consultants Limited	02077818019	EC3V 3ND	consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions general-insurance investment-product-providers lead-generation-firms mortgage-brokers-lenders restricted-financial-advisers trading-facilities	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Ringrose Wharton Solicitors	07836678134	GL8 8SE	building-societies-friendly-societies discretionary-fund-managers ifas investment-managers	authorisation bespoke-processes-procedures documentation governance
Roberts Clark Independent Financial Solutions Limited	01637838260	TR7 1GH	ifas	bespoke-processes-procedures complaint-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml paraplanning supervisory-support-monitoring-assessment training
Rockstone Compliance & Risk Solutions Limited	03334443103	BA1 3DU	consumer-credit-p2p mortgage-brokers-lenders	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
SA Compliance Management Limited	01622741858	ME15 9QS	building-societies-friendly-societies claims-management-companies consumer-credit-p2p electronic-money-issuers-payment-institutions general-insurance mortgage-brokers-lenders trade-associations	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support documentation expert-witness financial-crime-aml governance risk-assessment-management skilled-persons-panel-off-fca-panel skilled-persons-review-support supervisory-support-monitoring-assessment
Scandic Management Limited	07414917380	NW1 5RH	building-societies-friendly-societies crypto-aml payments-e-money trading-facilities	authorisation business-development-mentoring compliance-auditing-due-diligence compliance-support financial-crime-aml governance risk-assessment-management training
Secure Compliance Limited	03335000555	TF2 6EL	ifas mortgage-brokers-lenders restricted-financial-advisers	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-support documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates
Signature	01484443431	HD1 6NA	building-societies-friendly-societies discretionary-fund-managers general-insurance ifas investment-managers mortgage-brokers-lenders	authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-updates
Simply Compliance Limited	07976459141	TQ13 9XR	building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders protection-product-providers	authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
SimplyBiz	01484439100	HD1 6NA	consumer-credit-p2p discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers	complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml governance regulatory-returns regulatory-updates
Skythorn Risk Management Limited	01259219418	FK10 2DF	consumer-credit-p2p credit-unions discretionary-fund-managers general-insurance ifas investment-managers investment-product-providers mortgage-brokers-lenders	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment
Stibbards Consultancy Limited	02086603440	CR8 1BB	general-insurance	authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
STJ Consultancy Solutions Limited		NP16 5UH	crypto-aml discretionary-fund-managers general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders payments-e-money pension-scheme-operators-providers protection-product-providers stockbrokers	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing paraplanning regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Sturgeon Ventures LLP	02031674625	SW15 2DR	discretionary-fund-managers investment-managers stockbrokers	bespoke-processes-procedures business-development-mentoring compliance-auditing-due-diligence compliance-support contract-services-interim-locum-support financial-crime-aml marketing supervisory-support-monitoring-assessment
T3 Consultants Ltd	+44 20 8087 0917	N1 7GU	eu-international-firms investment-managers lenders mortgage-brokers-lenders	bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training governance other regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
TCC	02037727230	EC3R 6EN	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders payments-e-money pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers system-providers trade-associations	authorisations-fca bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance marketing paraplanning regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training
Telos Solutions Limited	08452263131	EC4N 6HL	building-societies-friendly-societies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations	bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support contract-services-interim-locum-support documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment
TFAS Compliance Services		LS1 5JW	authorised-professional-persons claims-management-companies discretionary-fund-managers financial-advisors general-insurance ifa-wealth-mangers ifas insurance-brokers-pure-protection investment-managers lead-generation-firms mortgage-brokers-lenders pension-advisers protection-product-providers restricted-financial-advisers	advice-pre-regulatory-risk-assessment authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-advice compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentaation documentation due-diligence enforcement-action-financial-services enforcement-action-support file-reviews file-reviews-monitoring financial-crime-aml governance health-checks marketing mis-selling-reviews paraplanning pension-reviews regulatory-returns regulatory-updates risk-assessment-management skilled-persons-panel-off-fca-panel skilled-persons-review-support supervisory-support-monitoring-assessment training
TH Risk Solutions Limited		ME15 6LU	crypto-aml eu-international-firms payments-e-money	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support enforcement-action-support financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment
The Catt’s Eye View	07899847338	BN10 7DJ	general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
The Cattellyst Consultancy	01737555515	CR5 3YF	building-societies-friendly-societies discretionary-fund-managers general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers trade-associations	compliance-training governance training
The Compliance Partnership Limited	07980652145	TR3 7RA	general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers	bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment training
The Edmund Group	07599592662	IP1 4JJ	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml electronic-money-issuers-payment-institutions eu-international-firms ifas investment-managers lenders mortgage-brokers-lenders protection-product-providers	authorisation bespoke-processes-procedures complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment
The IFA Corporation Limited	01132583111	LS19 6QA	ifas mortgage-brokers-lenders restricted-financial-advisers	authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews regulatory-returns regulatory-updates training
The Verve Group	1325952969	DL1 4WB	ifas mortgage-brokers-lenders restricted-financial-advisers	authorisation bespoke-processes-procedures business-development-mentoring compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews paraplanning regulatory-returns regulatory-updates training
TheGIConsultant.com Limited	07890113060	LS11 8SY	general-insurance ifas mortgage-brokers-lenders protection-product-providers	authorisation bespoke-processes-procedures complaints-handling-reviews compliance-support compliance-training documentation file-reviews regulatory-returns regulatory-updates training
Thistle Initiatives Limited	02074360630	EC4M 8AY	bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers	authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews governance regulatory-returns regulatory-updates skilled-persons-review-support
Threesixty Services LLP	03707360360	M22 4BJ	building-societies-friendly-societies discretionary-fund-managers ifas investment-managers mortgage-brokers-lenders restricted-financial-advisers	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns
Trading Compliance Limited	02033014545	EC2M 3DX	crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms ifas investment-product-providers payments-e-money stockbrokers trading-facilities	authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
UKGI Limited	01925765777	TN4 8AS	claims-management-companies consumer-credit-p2p eu-international-firms funeral-planning general-insurance lead-generation-firms lenders protection-product-providers system-providers trade-associations	authorisation bespoke-processes-procedures business-development-mentoring client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Varramore Partners Limited	02036375602	EC4A 3AG	crypto-aml discretionary-fund-managers ifas investment-managers	authorisations-fca bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment training
Venta Compliance Limited	07826038867	SO22 6NN	consumer-credit-p2p discretionary-fund-managers electronic-money-issuers-payment-institutions stockbrokers	authorisation bespoke-processes-procedures complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-support compliance-training documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management
Walker Morris LLP	01132832500	LS1 4DL	bank-depositaries consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers stockbrokers	authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml regulatory-returns regulatory-updates
Waystone Compliance Solutions (UK) Ltd.	02076389830	EC3V 9DU	crypto-aml discretionary-fund-managers eu-international-firms ifas investment-managers stockbrokers trade-associations	authorisation bespoke-processes-procedures client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-panel-off-fca-panel skilled-persons-review-support supervisory-support-monitoring-assessment
Westbourne Consulting	07762212834	CH4 9QR	building-societies-friendly-societies consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions eu-international-firms general-insurance investment-managers investment-product-providers lenders mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers trading-facilities	bespoke-processes-procedures compliance-auditing-due-diligence compliance-support risk-assessment-management
WJP Compliance	07533477916	LL128SJ	discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms ifas investment-managers restricted-financial-advisers stockbrokers	authorisations-fca bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training
Womble Bond Dickinson (UK) LLP	03454150000	SE1 2AU	building-societies-friendly-societies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders payments-e-money	authorisation bespoke-processes-procedures client-assets complaint-handling compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management training
Zenith Compliance Limited	07746752185	SP8 5FB	building-societies-friendly-societies general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers	authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management training
Zishi Group Ltd	01908395243	MK9 3HP	bank-depositaries building-societies-friendly-societies consumer-credit-p2p credit-unions discretionary-fund-managers funeral-planning general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations	authorisations-fca bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-financial-services file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support

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