| 3 Spires Compliance Consultancy Ltd | 07580037320 | WS13 8TR | building-societies-friendly-societies discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml regulatory-returns |
| Abainbridge Consultants Ltd, T/A REGULATION HUB | 02080586337 | EC1V 2NX | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml funeral-planning mortgage-brokers-lenders | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
| ABM Global Compliance (UK) Limited | 02075157080 | E14 8PX | consumer-credit-p2p crypto-aml | authorisation compliance-auditing-due-diligence compliance-support compliance-training due-diligence financial-crime-aml governance training |
| Accord Compliance Limited | 01664503780 | LE13 0PB | general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance regulatory-updates skilled-persons-review-support supervisory-support-monitoring-assessment |
| Active Compliance Services Limited | 07764195923 | HD6 4LL | general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | compliance-support documentation file-reviews financial-crime-aml regulatory-updates |
| Acumen Accountants & Global Compliance LTD | 02070962100 | E14 5DY | crypto-aml electronic-money-issuers-payment-institutions | authorisation bespoke-processes-procedures business-development-mentoring client-assets compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence expert-witness file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Addleshaw Goddard LLP | 02076068855 | EC1Y 4AG | bank-depositaries consumer-credit-p2p electronic-money-issuers-payment-institutions funeral-planning general-insurance mortgage-brokers-lenders trade-associations | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews governance regulatory-returns regulatory-updates risk-assessment-management |
| Adempi Associates LLP | 02039254761 | WC2H 9JQ | consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions ifas investment-managers investment-product-providers lenders restricted-financial-advisers trade-associations trading-facilities | authorisations-fca bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Alpha Capital Compliance Limited | | SS5 6JU | building-societies-friendly-societies claims-management-companies discretionary-fund-managers investment-product-providers restricted-financial-advisers stockbrokers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support documentation enforcement-action-support file-reviews regulatory-updates |
| Alphecca Limited | 02079932280 | EH3 4PP | crypto-aml electronic-money-issuers-payment-institutions | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation financial-crime-aml regulatory-returns regulatory-updates |
| Altogether Compliant Limited | 07809644611 | CM8 1BJ | general-insurance ifas mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml |
| API Compliance Limited | 02034413466 | EC4N 4SA | crypto-aml electronic-money-issuers-payment-institutions | authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| ATEB Compliance | 08442725000 | DH4 5QY | building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers eu-international-firms funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers system-providers trade-associations trading-facilities | authorisations-fca bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-financial-services enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing paraplanning regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Authoripay | 01223828266 | CB24 6WZ | bank-depositaries crypto-aml electronic-money-issuers-payment-institutions | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training |
| Axiom Compliance Limited | 07941156951 | SW15 6LW | discretionary-fund-managers investment-managers stockbrokers | authorisation bespoke-processes-procedures compliance-support documentation file-reviews supervisory-support-monitoring-assessment |
| B-Compliant Limited | 01615218641 | M3 4LY | discretionary-fund-managers ifas investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| Barley Harbour Limited | 07539440115 | TW11 0RL | bank-depositaries crypto-aml electronic-money-issuers-payment-institutions general-insurance stockbrokers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
| BDO LLP | 02074865880 | W1U 7EU | building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations trading-facilities | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Bespoke Compliance Consulting Ltd | 07940529655 | OL3 5SA | authorised-professional-persons financial-advisors ifa-wealth-mangers insurance-brokers-pure-protection pension-advisers restricted-financial-advisers | advice-pre-regulatory-risk-assessment authorisations-fca complaint-handling complaint-handling-reviews compliance-advice compliance-support compliance-training due-diligence enforcement-action-financial-services file-reviews-monitoring health-checks mis-selling-reviews regulatory-returns regulatory-updates skilled-persons-panel-off-fca-panel |
| Bluebell Compliance | 07841424803 | CM8 2NH | consumer-credit-p2p credit-unions funeral-planning general-insurance mortgage-brokers-lenders | authorisation compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml training |
| Braes Consulting Ltd | 07734684405 | L23 4UH | general-insurance | business-development-mentoring compliance-support governance training |
| Branko Limited | 08006196619 | LU7 2SW | claims-management-companies consumer-credit-p2p funeral-planning general-insurance mortgage-brokers-lenders trade-associations | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| Brian Shearing and Partners Limited | 07850874066 | RG10 9DJ | building-societies-friendly-societies discretionary-fund-managers general-insurance investment-managers pension-scheme-operators-providers | client-assets compliance-auditing-due-diligence compliance-support governance skilled-persons-review-support |
| C&G Regulatory Solutions | 02380302100 | SO18 2RZ | crypto-aml ifas investment-managers investment-product-providers stockbrokers trade-associations | authorisation complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation expert-witness financial-crime-aml governance regulatory-updates risk-assessment-management |
| Caledonia Consultancy | 07717130031 | G44 3XP | ifas pension-scheme-operators-providers | compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management |
| Calyx Solutions UK LTD | 02071939381 | IG6 3XW | ifas investment-managers restricted-financial-advisers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation regulatory-updates risk-assessment-management |
| Chameleon Compliance Limited | 01376514166 | CM8 2NH | bank-depositaries building-societies-friendly-societies general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers | authorisation client-assets complaints-handling-reviews compliance-support compliance-training documentation enforcement-action-support financial-crime-aml regulatory-returns regulatory-updates |
| Chelsfield Compliance Consultancy Limited | 07946661392 | CM9 4TL | building-societies-friendly-societies discretionary-fund-managers general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml regulatory-returns supervisory-support-monitoring-assessment training |
| Clear Financial Consultants Limited | 02072775805 | EC1V 2NX | consumer-credit-p2p crypto-aml | authorisation compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml |
| Cobra Network Ltd | 07976605902 | EC3R | general-insurance | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Complete Compliance Support Limited | 01293889339 | BN43 5HZ | general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns skilled-persons-review-support training |
| Compliance & Training Solutions Limited | 01206230804 | CO7 7FD | general-insurance ifas investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates skilled-persons-review-support training |
| Compliance Consultant | 08006890190 | EC1V 2NX | building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers stockbrokers system-providers trading-facilities | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Compliance Control Consultancy | 07738444377 | HD8 9SP | claims-management-companies consumer-credit-p2p general-insurance ifa-wealth-mangers mortgage-brokers-lenders | authorisation bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support due-diligence file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment |
| Compliance Cubed Limited | 01275390081 | | discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers stockbrokers | complaints-handling-reviews compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management |
| Compliance First | 01414164161 | G51 1PR | general-insurance ifas mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-support compliance-training file-reviews financial-crime-aml |
| Compliance Management Services Limited | 2072062664 | CR5 2NG | | |
| Compliance Matters Limited | 07903936983 | OL14 5PU | building-societies-friendly-societies claims-management-companies consumer-credit-p2p funeral-planning general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management training |
| Compliance Matters UK Ltd | 07768422213 | RH19 4SE | ifas restricted-financial-advisers | client-assets complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentaation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates training |
| Compliance Solutions (UK) Limited | 01516521755 | CH43 7WA | ifas mortgage-brokers-lenders | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates training |
| Compliance South West Limited | 07968821920 | EX32 7NR | general-insurance | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates training |
| Compliant Solutions Limited | 01376514166 | CM8 2NH | electronic-money-issuers-payment-institutions general-insurance mortgage-brokers-lenders pension-scheme-operators-providers | authorisation client-assets compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml regulatory-updates |
| ComplyCraft Consulting Limited | 07972753084 | EC1V 2NX | consumer-credit-p2p discretionary-fund-managers general-insurance ifas investment-managers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers system-providers trade-associations trading-facilities | authorisations-fca bespoke-processes-procedures client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-panel-off-fca-panel skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Complymatic Limited | 07968067379 | W1K 3JN | consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions investment-managers stockbrokers | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling-reviews complaints-handling-reviews compliance-support contract-services-interim-locum-support data-security-protection documentation enforcement-action-support financial-crime-aml governance regulatory-returns regulatory-updates skilled-persons-review-support |
| Complyport Limited | 02073994980 | EC3M 7AT | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml electronic-money-issuers-payment-institutions funeral-planning general-insurance ifa-wealth-mangers ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers system-providers trade-associations | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment |
| Conduct Culture Limited | 07901556688 | GU25 4LW | consumer-credit-p2p discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml governance skilled-persons-review-support |
| Corylus Compliance Services | 01945474612 | PE14 0EE | discretionary-fund-managers ifas restricted-financial-advisers | complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
| Cosegic | 02070604499 | EC4N 6HL | bank-depositaries claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml governance other regulatory-returns regulatory-updates training |
| Create Solutions Limited | 01618706637 | SK4 3NR | claims-management-companies consumer-credit-p2p general-insurance lead-generation-firms | bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-advice compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| CWMC Limited | 01327830014 | NN12 8NE | claims-management-companies general-insurance | compliance-auditing-due-diligence due-diligence expert-witness file-reviews |
| Danos Consulting | 02076106442 | EC4V 5EH | consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers | authorisation business-development-mentoring client-assets compliance-auditing-due-diligence compliance-support contract-services-interim-locum-support expert-witness financial-crime-aml regulatory-updates risk-assessment-management skilled-persons-panel-off-fca-panel supervisory-support-monitoring-assessment |
| Dart Compliance Limited | 01604709942 | NN4 0SP | general-insurance trade-associations | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence enforcement-action-financial-services enforcement-action-support file-reviews file-reviews-monitoring governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment |
| Deemar (UK) Limited | 2032862171 | HP9 2QJ | | |
| Dhillon Finance and Consulting | 07980054091 | CF24 0ED | building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml eu-international-firms general-insurance ifas lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers | bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml governance other risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment |
| DWF Regulatory Consulting | 03333203330 | M3 3AA | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms financial-advisors funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers system-providers trade-associations trading-facilities | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support expert-witness file-reviews file-reviews-monitoring financial-crime-aml regulatory-returns regulatory-updates skilled-persons-panel-off-fca-panel supervisory-support-monitoring-assessment training |
| ECompli (UK) Limited | 01254675674 | BB1 2QY | general-insurance mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews regulatory-returns regulatory-updates supervisory-support-monitoring-assessment training |
| Effecta Compliance Limited | 02030608830 | W1W 7PA | crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions investment-managers stockbrokers trade-associations trading-facilities | authorisations-fca bespoke-processes-procedures client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Ellison Compliance Limited | 07483899697 | NG9 6LJ | consumer-credit-p2p electronic-money-issuers-payment-institutions general-insurance ifas lenders mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training data-security-protection due-diligence file-reviews financial-crime-aml regulatory-returns |
| Eminent Global Compliance | 07712657792 | IG11 8RT | electronic-money-issuers-payment-institutions | authorisation authorisations-fca compliance-support compliance-training financial-crime-aml |
| Enhance Support Solutions Limited | 01296715263 | MK18 3AF | pension-scheme-operators-providers | authorisation compliance-auditing-due-diligence compliance-support compliance-training documentation enforcement-action-support file-reviews financial-crime-aml governance skilled-persons-review-support |
| Eqi Consultancy Limited | 01618500857 | M1 2AP | building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions funeral-planning general-insurance ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers | authorisation client-assets complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support |
| ESG Accord – Accord Initiative | 07894983040 | TR8 4JH | discretionary-fund-managers ifas restricted-financial-advisers | compliance-auditing-due-diligence compliance-support compliance-training file-reviews regulatory-updates |
| ESMA Compliance Consultants Limited | 02082207438 | EC1V 2NX | bank-depositaries consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions investment-managers investment-product-providers stockbrokers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
| Executive Compliance Limited | 07725578497 | PE10 0HG | crypto-aml electronic-money-issuers-payment-institutions investment-managers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns skilled-persons-review-support |
| Financial Compliance Limited | 02036374080 | EC1N 8PN | claims-management-companies consumer-credit-p2p credit-unions general-insurance ifas lead-generation-firms mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-support contract-services-interim-locum-support documentation file-reviews regulatory-returns |
| Financial Services Regulation Limited | 07887852198 | GU27 3QU | discretionary-fund-managers ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates |
| FinTech Compliance Limited | 02071004058 | E15 4QZ | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers trade-associations | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management |
| FinTechReg | 02075660044 | EC1R 3BU | building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations trading-facilities | authorisation business-development-mentoring client-assets compliance-support compliance-training documentation enforcement-action-support expert-witness file-reviews financial-crime-aml marketing regulatory-updates training |
| FMConsult | 02072209070 | EC3R 9AY | claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers ifas investment-managers investment-product-providers restricted-financial-advisers | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training |
| FSCom Limited | 02890425451 | BT1 2DX | consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions stockbrokers | authorisation compliance-support compliance-training contract-services-interim-locum-support regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training |
| Fulcrum Compliance Limited | 02085281785 | EC2R 6PJ | discretionary-fund-managers investment-managers investment-product-providers stockbrokers | compliance-support compliance-training contract-services-interim-locum-support documentation financial-crime-aml governance regulatory-updates |
| Gem Compliance Consulting Limited | 01314731004 | EH1 3QB | claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-managers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| Go Comply Ltd | 07584243127 | PR4 4SU | claims-management-companies consumer-credit-p2p funeral-planning ifas lead-generation-firms mortgage-brokers-lenders trade-associations | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| Hands on Compliance Limited | 07771960724 | NR12 8SJ | ifas restricted-financial-advisers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training expert-witness file-reviews financial-crime-aml governance regulatory-returns |
| Haven Risk Management Limited | 01608662110 | GL55 6YX | building-societies-friendly-societies discretionary-fund-managers ifas mortgage-brokers-lenders restricted-financial-advisers stockbrokers | compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentaation file-reviews regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment |
| Help You Comply Limited | 01376514166 | M29 8DG | claims-management-companies consumer-credit-p2p general-insurance ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing paraplanning regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| Huntswood Advisory | 03333217811 | RG1 3BA | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p funeral-planning general-insurance ifas pension-scheme-operators-providers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews governance skilled-persons-review-support |
| IFA Consultancy Limited | 01253746755 | FY4 5GU | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment |
| IFA Protect Limited | 02083340845 | BR4 9PA | ifas mortgage-brokers-lenders restricted-financial-advisers | bespoke-processes-procedures complaints-handling-reviews compliance-support documentation regulatory-returns |
| IJK Regulatory Consulting Limited | 07703173379 | KT19 0NS | general-insurance trade-associations | compliance-auditing-due-diligence compliance-support compliance-training governance regulatory-updates risk-assessment-management |
| Ingeni Services Group Ltd | | CO6 2TE | consumer-credit-p2p general-insurance lenders | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews regulatory-returns training |
| Insurance Compliance Services Limited | 01892539600 | TN4 8AS | general-insurance ifas | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| IQ-EQ (Regulatory & Compliance Solutions) | 02036961302 | SE1 2AQ | crypto-aml discretionary-fund-managers investment-managers investment-product-providers stockbrokers trading-facilities | bespoke-processes-procedures client-assets complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml governance health-checks regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Jackson Cohen Associates Limited | 02084189964 | IG10 2SG | building-societies-friendly-societies lenders | authorisation authorisations-fca bespoke-processes-procedures compliance-support file-reviews financial-crime-aml regulatory-returns training |
| Jencap Partners | 02920002325 | CF11 9LJ | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations | complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support governance skilled-persons-review-support |
| Kana Consult Limited | 07971885872 | AL1 1LJ | claims-management-companies consumer-credit-p2p general-insurance | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support marketing regulatory-returns regulatory-updates training |
| Kernel Regulatory Consulting Limited | 07809574750 | SE24 0BX | discretionary-fund-managers ifas investment-managers investment-product-providers stockbrokers trading-facilities | authorisation client-assets contract-services-interim-locum-support governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Key Compliance Limited | 01427873941 | DN9 1JT | ifas mortgage-brokers-lenders | bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns supervisory-support-monitoring-assessment |
| Kharis and Knoble Financial Services Ltd | 07931861591 | WD7 7BG | bank-depositaries building-societies-friendly-societies consumer-credit-p2p electronic-money-issuers-payment-institutions general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders trade-associations | authorisation client-assets complaints-handling-reviews compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
| Khepri | 02034633200 | WC2A 1DT | crypto-aml discretionary-fund-managers ifas investment-managers investment-product-providers stockbrokers trading-facilities | bespoke-processes-procedures client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training |
| KMC Compliance | 07853886931 | RG22 4YG | discretionary-fund-managers general-insurance investment-managers | business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation expert-witness financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| Kroll | 02070894700 | SE1 9SG | bank-depositaries building-societies-friendly-societies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance paraplanning regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Lansdowne Compliance Consultancy Limited | 07857428722 | SN11 9NJ | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p funeral-planning general-insurance ifas mortgage-brokers-lenders trade-associations | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation governance risk-assessment-management |
| LWF Consulting Limited | 01424838764 | TN32 5LE | discretionary-fund-managers investment-managers investment-product-providers stockbrokers | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Malcolm Lee Consulting | 07713804801 | RH10 4HU | general-insurance ifas investment-managers pension-scheme-operators-providers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support data-security-protection documentation file-reviews financial-crime-aml regulatory-returns |
| March Compliance LLP | 02078398088 | EC4Y 0HA | discretionary-fund-managers eu-international-firms investment-managers restricted-financial-advisers stockbrokers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml marketing regulatory-returns regulatory-updates risk-assessment-management training |
| Mark Lloyd Compliance Ltd | 07794664117 | M45 7HX | consumer-credit-p2p lenders trade-associations | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| MCBorrelli Advisors Limited | 07535994132 | W4 2AE | crypto-aml electronic-money-issuers-payment-institutions trade-associations | authorisation complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management |
| MEMA Consultants Ltd | 03301330811 | EC1N 8DX | claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management training |
| Millen Compliance Limited | 08000432029 | RH19 2QZ | general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training |
| MLX Training & Compliance Limited | 07581246844 | LS8 2BS | ifas mortgage-brokers-lenders restricted-financial-advisers | bespoke-processes-procedures compliance-auditing-due-diligence compliance-support file-reviews financial-crime-aml |
| MW Financial Crime Consultancy Limited | 07903148524 | SE3 9BJ | building-societies-friendly-societies credit-unions crypto-aml discretionary-fund-managers eu-international-firms general-insurance ifas investment-managers lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers system-providers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection enforcement-action-support expert-witness financial-crime-aml governance other regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Newgate Compliance Limited | 02036968750 | EC3M 3BY | crypto-aml discretionary-fund-managers investment-managers investment-product-providers lead-generation-firms trade-associations | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| Newton EP | 01604686225 | NN6 9JF | bank-depositaries claims-management-companies discretionary-fund-managers ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | complaints-handling-reviews compliance-support compliance-training file-reviews financial-crime-aml governance |
| Objectivus Financial Consulting Limited | 02034573283 | EC1A 7DHJ | consumer-credit-p2p crypto-aml discretionary-fund-managers ifas investment-managers stockbrokers trading-facilities | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Paradigm Consulting | 01614864890 | SK9 3ND | discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews governance marketing regulatory-returns regulatory-updates risk-assessment-management training |
| Paxen Group Limited | 08009949215 | GL7 5SA | building-societies-friendly-societies claims-management-companies consumer-credit-p2p funeral-planning general-insurance lead-generation-firms mortgage-brokers-lenders trade-associations | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support |
| Pillar 4 Consultants Limited | 020074594607 | EC3V 3LT | building-societies-friendly-societies discretionary-fund-managers eu-international-firms ifas investment-managers investment-product-providers | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| PMA Compliance Consultants | 07971350371 | BH2 6BU | ifas investment-managers mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection financial-crime-aml governance risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Practical Compliance Solutions Limited | 07736062786 | BD23 5PH | general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management skilled-persons-review-support |
| Prestidge Risk Management | 07968711669 | WR8 0NR | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation due-diligence file-reviews governance paraplanning regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment training |
| Priscum Limited | 01600714470 | NP25 4AJ | ifas mortgage-brokers-lenders restricted-financial-advisers | compliance-auditing-due-diligence compliance-support file-reviews supervisory-support-monitoring-assessment |
| Product Partnerships Limited | 01274921234 | LS3 1AB | consumer-credit-p2p general-insurance mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews governance risk-assessment-management |
| PSP Lab LLP | 02032865515 | W8 7JB | crypto-aml electronic-money-issuers-payment-institutions | authorisation bespoke-processes-procedures business-development-mentoring compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management training |
| R&R Compliance Consultants | 02034884322 | CM8 2NH | claims-management-companies consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions funeral-planning general-insurance system-providers trade-associations | authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| Reality Compliance | 01706357002 | OL10 1AQ | discretionary-fund-managers investment-managers trading-facilities | bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentaation file-reviews financial-crime-aml governance marketing regulatory-returns risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Redporth Consultancy Ltd | | RG31 6JX | building-societies-friendly-societies consumer-credit-p2p ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management |
| Regulatory Advice Limited | 07786264422 | AL9 5ET | crypto-aml discretionary-fund-managers investment-managers investment-product-providers stockbrokers | compliance-auditing-due-diligence compliance-support regulatory-returns |
| Richdale Consultants Limited | 02077818019 | EC3V 3ND | consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions general-insurance ifas investment-product-providers lead-generation-firms mortgage-brokers-lenders | bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates supervisory-support-monitoring-assessment training |
| Ringrose Wharton Solicitors | 07836678134 | GL8 8SE | building-societies-friendly-societies credit-unions discretionary-fund-managers electronic-money-issuers-payment-institutions | authorisation compliance-auditing-due-diligence documentation enforcement-action-support file-reviews governance regulatory-updates |
| Roberts Clark Independent Financial Solutions Limited | 01637838260 | TR7 1GH | ifas | compliance-auditing-due-diligence compliance-support data-security-protection documentation file-reviews paraplanning supervisory-support-monitoring-assessment training |
| SA Compliance Management Limited | 01622741858 | ME15 9QS | building-societies-friendly-societies claims-management-companies consumer-credit-p2p electronic-money-issuers-payment-institutions general-insurance mortgage-brokers-lenders trade-associations | complaints-handling-reviews compliance-auditing-due-diligence compliance-support documentation governance risk-assessment-management skilled-persons-review-support |
| Scandic Management Limited | 07414917380 | NW1 5RH | building-societies-friendly-societies | authorisation business-development-mentoring compliance-auditing-due-diligence compliance-support financial-crime-aml governance risk-assessment-management |
| Secure Compliance Limited | 03335000555 | TF2 6EL | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-support documentation governance regulatory-returns |
| Signature | 01484443431 | HD1 6NA | building-societies-friendly-societies discretionary-fund-managers general-insurance ifas investment-managers mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-updates |
| Simply Compliance Limited | 07976459141 | TQ13 9XR | building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders protection-product-providers | authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| SimplyBiz | 01484439100 | HD1 6NA | consumer-credit-p2p discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml governance regulatory-returns regulatory-updates |
| Skythorn Risk Management Limited | 01259219418 | FK10 2DF | credit-unions discretionary-fund-managers general-insurance ifas investment-managers investment-product-providers mortgage-brokers-lenders | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support data-security-protection documentation file-reviews financial-crime-aml governance risk-assessment-management |
| Stibbards Consultancy Limited | 02086603440 | CR8 1BB | general-insurance | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| Sturgeon Ventures LLP | 02031674625 | SW15 2DR | discretionary-fund-managers investment-managers investment-product-providers stockbrokers | compliance-auditing-due-diligence compliance-training file-reviews financial-crime-aml governance regulatory-updates |
| TCC | 02037727230 | EC3R 6EN | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | authorisations-fca bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support enforcement-action-support expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance paraplanning skilled-persons-review-support training |
| Telos Solutions Limited | 08452263131 | EC4N 6HL | building-societies-friendly-societies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support contract-services-interim-locum-support documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment |
| Tenet Compliance Services Limited | 01135120400 | LS18 5AZ | building-societies-friendly-societies discretionary-fund-managers funeral-planning general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers | client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation financial-crime-aml governance regulatory-returns regulatory-updates skilled-persons-review-support |
| The Catt’s Eye View | 07899847338 | BN10 7DJ | ifas investment-managers mortgage-brokers-lenders | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment training |
| The Cattellyst Consultancy | 01737555515 | CR5 3YF | building-societies-friendly-societies discretionary-fund-managers general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers trade-associations | compliance-training training |
| The Compliance Partnership Limited | 07980652145 | TR3 7RA | general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml regulatory-returns risk-assessment-management |
| The Edmund Group | 07599592662 | IP1 4JJ | bank-depositaries building-societies-friendly-societies consumer-credit-p2p electronic-money-issuers-payment-institutions investment-managers mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management |
| The IFA Corporation Limited | 01132583111 | LS19 6QA | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews regulatory-returns regulatory-updates training |
| The Rother Group Ltd | 07824564670 | GU28 9LR | discretionary-fund-managers general-insurance ifas investment-managers pension-scheme-operators-providers restricted-financial-advisers system-providers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
| The Verve Group | 1325952969 | DL1 4WB | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews regulatory-returns |
| TheGIConsultant.com Limited | 07890113060 | LS11 8SY | general-insurance ifas mortgage-brokers-lenders protection-product-providers | authorisation bespoke-processes-procedures business-development-mentoring complaint-handling complaints-handling-reviews compliance-support compliance-training documentation file-reviews regulatory-returns regulatory-updates training |
| Think Compliance | 01423 613317 | HG1 2PW | claims-management-companies consumer-credit-p2p | authorisations-fca bespoke-processes-procedures complaints-handling-reviews compliance-advice compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-financial-services file-reviews governance marketing regulatory-returns regulatory-updates |
| Thistle Initiatives Limited | 02074360630 | EC4M 8AY | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews governance regulatory-returns regulatory-updates skilled-persons-review-support |
| Threesixty Services LLP | 03707360360 | M22 4BJ | building-societies-friendly-societies discretionary-fund-managers ifas investment-managers mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns |
| Tizza Limited | 0756775530 | HG1 2DN | general-insurance | bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews governance risk-assessment-management training |
| Trading Compliance Limited | 02033014545 | EC2M 3DX | crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms ifas investment-managers stockbrokers | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| UKGI Limited | 01925765777 | TN4 8AS | claims-management-companies consumer-credit-p2p funeral-planning general-insurance lead-generation-firms trade-associations | authorisations-fca bespoke-processes-procedures client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
| Varramore Partners Limited | 02036375602 | EC4A 3AG | crypto-aml discretionary-fund-managers ifas investment-managers | authorisations-fca bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment training |
| Venta Compliance Limited | 07826038867 | SO22 6NN | consumer-credit-p2p discretionary-fund-managers electronic-money-issuers-payment-institutions | authorisation complaints-handling-reviews compliance-support compliance-training documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
| W J P Compliance | 07533477916 | LL128SJ | discretionary-fund-managers ifas investment-managers restricted-financial-advisers stockbrokers trade-associations | bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management training |
| Walker Morris LLP | 01132832500 | LS1 4DL | bank-depositaries consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers stockbrokers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml |
| Waystone Compliance Solutions (UK) Ltd. | 02076389830 | EC3V 9DU | crypto-aml discretionary-fund-managers eu-international-firms ifas investment-managers stockbrokers trade-associations | authorisation bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment |
| Westbourne Consulting | 07762212834 | W10 6ER | building-societies-friendly-societies claims-management-companies consumer-credit-p2p electronic-money-issuers-payment-institutions general-insurance investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers | compliance-auditing-due-diligence contract-services-interim-locum-support risk-assessment-management |
| Womble Bond Dickinson (UK) LLP | 03454150000 | SE1 2AU | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders | authorisation bespoke-processes-procedures business-development-mentoring complaint-handling compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance supervisory-support-monitoring-assessment training |
| Worksmart Ltd | 01908613613 | MK14 6ES | bank-depositaries building-societies-friendly-societies claims-management-companies discretionary-fund-managers funeral-planning general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations | complaints-handling-reviews compliance-support compliance-training file-reviews governance risk-assessment-management |
| Zenith Compliance Limited | 07746752185 | SP8 5FB | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
| Zishi Group Ltd | 01908395243 | MK9 3HP | bank-depositaries building-societies-friendly-societies consumer-credit-p2p credit-unions discretionary-fund-managers funeral-planning general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations | client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support |
