The body for compliance consultants who advise firms regulated in the UK.
The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads. The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.
Association of Professional Compliance Consultants – The Directory
The most comprehensive list of individual and companies involved with financial compliance in the U.K.
Join the APCCThe most comprehensive list of individuals and organisations involved with financial compliance in the UK. The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads. The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.
Title | Main Telephone Number | Postcode | hf:tax:new_firms_served | hf:tax:new_services_offered |
---|---|---|---|---|
3 Spires Compliance Consultancy Ltd | 07580037320 | WS13 8TR | building-societies-friendly-societies discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml regulatory-returns |
Abainbridge Consultants Ltd, T/A REGULATION HUB | 02080586337 | EC1V 2NX | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml funeral-planning mortgage-brokers-lenders | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
ABM Global Compliance (UK) Limited | 02075157080 | E14 8PX | consumer-credit-p2p crypto-aml | authorisation compliance-auditing-due-diligence compliance-support compliance-training due-diligence financial-crime-aml governance training |
Accord Compliance Limited | 01664503780 | LE13 0PB | general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance regulatory-updates skilled-persons-review-support supervisory-support-monitoring-assessment |
Active Compliance Services Limited | 07764195923 | HD6 4LL | general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | compliance-support documentation file-reviews financial-crime-aml regulatory-updates |
Acumen Accountants & Global Compliance LTD | 02070962100 | E14 5DY | crypto-aml electronic-money-issuers-payment-institutions | authorisation bespoke-processes-procedures business-development-mentoring client-assets compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence expert-witness file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Addleshaw Goddard LLP | 02076068855 | EC1Y 4AG | bank-depositaries consumer-credit-p2p electronic-money-issuers-payment-institutions funeral-planning general-insurance mortgage-brokers-lenders trade-associations | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews governance regulatory-returns regulatory-updates risk-assessment-management |
Adempi Associates LLP | 02039254761 | WC2H 9JQ | consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions ifas investment-managers investment-product-providers lenders restricted-financial-advisers trade-associations trading-facilities | authorisations-fca bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Alpha Capital Compliance Limited | SS5 6JU | building-societies-friendly-societies claims-management-companies discretionary-fund-managers investment-product-providers restricted-financial-advisers stockbrokers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support documentation enforcement-action-support file-reviews regulatory-updates | |
Alphecca Limited | 02079932280 | EH3 4PP | crypto-aml electronic-money-issuers-payment-institutions | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation financial-crime-aml regulatory-returns regulatory-updates |
Altogether Compliant Limited | 07809644611 | CM8 1BJ | general-insurance ifas mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml |
API Compliance Limited | 02034413466 | EC4N 4SA | crypto-aml electronic-money-issuers-payment-institutions | authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
ATEB Compliance | 08442725000 | DH4 5QY | building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers eu-international-firms funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers system-providers trade-associations trading-facilities | authorisations-fca bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-financial-services enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing paraplanning regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Authoripay | 01223828266 | CB24 6WZ | bank-depositaries crypto-aml electronic-money-issuers-payment-institutions | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training |
Axiom Compliance Limited | 07941156951 | SW15 6LW | discretionary-fund-managers investment-managers stockbrokers | authorisation bespoke-processes-procedures compliance-support documentation file-reviews supervisory-support-monitoring-assessment |
B-Compliant Limited | 01615218641 | M3 4LY | discretionary-fund-managers ifas investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
Barley Harbour Limited | 07539440115 | TW11 0RL | bank-depositaries crypto-aml electronic-money-issuers-payment-institutions general-insurance stockbrokers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
BDO LLP | 02074865880 | W1U 7EU | building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations trading-facilities | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Bespoke Compliance Consulting Ltd | 07940529655 | OL3 5SA | authorised-professional-persons financial-advisors ifa-wealth-mangers insurance-brokers-pure-protection pension-advisers restricted-financial-advisers | advice-pre-regulatory-risk-assessment authorisations-fca complaint-handling complaint-handling-reviews compliance-advice compliance-support compliance-training due-diligence enforcement-action-financial-services file-reviews-monitoring health-checks mis-selling-reviews regulatory-returns regulatory-updates skilled-persons-panel-off-fca-panel |
Bluebell Compliance | 07841424803 | CM8 2NH | consumer-credit-p2p credit-unions funeral-planning general-insurance mortgage-brokers-lenders | authorisation compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml training |
Braes Consulting Ltd | 07734684405 | L23 4UH | general-insurance | business-development-mentoring compliance-support governance training |
Branko Limited | 08006196619 | LU7 2SW | claims-management-companies consumer-credit-p2p funeral-planning general-insurance mortgage-brokers-lenders trade-associations | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
Brian Shearing and Partners Limited | 07850874066 | RG10 9DJ | building-societies-friendly-societies discretionary-fund-managers general-insurance investment-managers pension-scheme-operators-providers | client-assets compliance-auditing-due-diligence compliance-support governance skilled-persons-review-support |
C&G Regulatory Solutions | 02380302100 | SO18 2RZ | crypto-aml ifas investment-managers investment-product-providers stockbrokers trade-associations | authorisation complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation expert-witness financial-crime-aml governance regulatory-updates risk-assessment-management |
Caledonia Consultancy | 07717130031 | G44 3XP | ifas pension-scheme-operators-providers | compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management |
Calyx Solutions UK LTD | 02071939381 | IG6 3XW | ifas investment-managers restricted-financial-advisers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation regulatory-updates risk-assessment-management |
Chameleon Compliance Limited | 01376514166 | CM8 2NH | bank-depositaries building-societies-friendly-societies general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers | authorisation client-assets complaints-handling-reviews compliance-support compliance-training documentation enforcement-action-support financial-crime-aml regulatory-returns regulatory-updates |
Chelsfield Compliance Consultancy Limited | 07946661392 | CM9 4TL | building-societies-friendly-societies discretionary-fund-managers general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml regulatory-returns supervisory-support-monitoring-assessment training |
Clear Financial Consultants Limited | 02072775805 | EC1V 2NX | consumer-credit-p2p crypto-aml | authorisation compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml |
Cobra Network Ltd | 07976605902 | EC3R | general-insurance | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Complete Compliance Support Limited | 01293889339 | BN43 5HZ | general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns skilled-persons-review-support training |
Compliance & Training Solutions Limited | 01206230804 | CO7 7FD | general-insurance ifas investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates skilled-persons-review-support training |
Compliance Consultant | 08006890190 | EC1V 2NX | building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers stockbrokers system-providers trading-facilities | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Compliance Control Consultancy | 07738444377 | HD8 9SP | claims-management-companies consumer-credit-p2p general-insurance ifa-wealth-mangers mortgage-brokers-lenders | authorisation bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support due-diligence file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment |
Compliance Cubed Limited | 01275390081 | discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers stockbrokers | complaints-handling-reviews compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management | |
Compliance First | 01414164161 | G51 1PR | general-insurance ifas mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-support compliance-training file-reviews financial-crime-aml |
Compliance Management Services Limited | 2072062664 | CR5 2NG | ||
Compliance Matters Limited | 07903936983 | OL14 5PU | building-societies-friendly-societies claims-management-companies consumer-credit-p2p funeral-planning general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management training |
Compliance Matters UK Ltd | 07768422213 | RH19 4SE | ifas restricted-financial-advisers | client-assets complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentaation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates training |
Compliance Solutions (UK) Limited | 01516521755 | CH43 7WA | ifas mortgage-brokers-lenders | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates training |
Compliance South West Limited | 07968821920 | EX32 7NR | general-insurance | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates training |
Compliant Solutions Limited | 01376514166 | CM8 2NH | electronic-money-issuers-payment-institutions general-insurance mortgage-brokers-lenders pension-scheme-operators-providers | authorisation client-assets compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml regulatory-updates |
ComplyCraft Consulting Limited | 07972753084 | EC1V 2NX | consumer-credit-p2p discretionary-fund-managers general-insurance ifas investment-managers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers system-providers trade-associations trading-facilities | authorisations-fca bespoke-processes-procedures client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-panel-off-fca-panel skilled-persons-review-support supervisory-support-monitoring-assessment training |
Complymatic Limited | 07968067379 | W1K 3JN | consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions investment-managers stockbrokers | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling-reviews complaints-handling-reviews compliance-support contract-services-interim-locum-support data-security-protection documentation enforcement-action-support financial-crime-aml governance regulatory-returns regulatory-updates skilled-persons-review-support |
Complyport Limited | 02073994980 | EC3M 7AT | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml electronic-money-issuers-payment-institutions funeral-planning general-insurance ifa-wealth-mangers ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers system-providers trade-associations | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment |
Conduct Culture Limited | 07901556688 | GU25 4LW | consumer-credit-p2p discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml governance skilled-persons-review-support |
Corylus Compliance Services | 01945474612 | PE14 0EE | discretionary-fund-managers ifas restricted-financial-advisers | complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
Cosegic | 02070604499 | EC4N 6HL | bank-depositaries claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml governance other regulatory-returns regulatory-updates training |
Create Solutions Limited | 01618706637 | SK4 3NR | claims-management-companies consumer-credit-p2p general-insurance lead-generation-firms | bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-advice compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
CWMC Limited | 01327830014 | NN12 8NE | claims-management-companies general-insurance | compliance-auditing-due-diligence due-diligence expert-witness file-reviews |
Danos Consulting | 02076106442 | EC4V 5EH | consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers | authorisation business-development-mentoring client-assets compliance-auditing-due-diligence compliance-support contract-services-interim-locum-support expert-witness financial-crime-aml regulatory-updates risk-assessment-management skilled-persons-panel-off-fca-panel supervisory-support-monitoring-assessment |
Dart Compliance Limited | 01604709942 | NN4 0SP | general-insurance trade-associations | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence enforcement-action-financial-services enforcement-action-support file-reviews file-reviews-monitoring governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment |
Deemar (UK) Limited | 2032862171 | HP9 2QJ | ||
Dhillon Finance and Consulting | 07980054091 | CF24 0ED | building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml eu-international-firms general-insurance ifas lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers | bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml governance other risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment |
DWF Regulatory Consulting | 03333203330 | M3 3AA | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms financial-advisors funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers system-providers trade-associations trading-facilities | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support expert-witness file-reviews file-reviews-monitoring financial-crime-aml regulatory-returns regulatory-updates skilled-persons-panel-off-fca-panel supervisory-support-monitoring-assessment training |
ECompli (UK) Limited | 01254675674 | BB1 2QY | general-insurance mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews regulatory-returns regulatory-updates supervisory-support-monitoring-assessment training |
Effecta Compliance Limited | 02030608830 | W1W 7PA | crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions investment-managers stockbrokers trade-associations trading-facilities | authorisations-fca bespoke-processes-procedures client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation due-diligence file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Ellison Compliance Limited | 07483899697 | NG9 6LJ | consumer-credit-p2p electronic-money-issuers-payment-institutions general-insurance ifas lenders mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training data-security-protection due-diligence file-reviews financial-crime-aml regulatory-returns |
Eminent Global Compliance | 07712657792 | IG11 8RT | electronic-money-issuers-payment-institutions | authorisation authorisations-fca compliance-support compliance-training financial-crime-aml |
Enhance Support Solutions Limited | 01296715263 | MK18 3AF | pension-scheme-operators-providers | authorisation compliance-auditing-due-diligence compliance-support compliance-training documentation enforcement-action-support file-reviews financial-crime-aml governance skilled-persons-review-support |
Eqi Consultancy Limited | 01618500857 | M1 2AP | building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions funeral-planning general-insurance ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers | authorisation client-assets complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support |
ESG Accord – Accord Initiative | 07894983040 | TR8 4JH | discretionary-fund-managers ifas restricted-financial-advisers | compliance-auditing-due-diligence compliance-support compliance-training file-reviews regulatory-updates |
ESMA Compliance Consultants Limited | 02082207438 | EC1V 2NX | bank-depositaries consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions investment-managers investment-product-providers stockbrokers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
Executive Compliance Limited | 07725578497 | PE10 0HG | crypto-aml electronic-money-issuers-payment-institutions investment-managers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns skilled-persons-review-support |
Financial Compliance Limited | 02036374080 | EC1N 8PN | claims-management-companies consumer-credit-p2p credit-unions general-insurance ifas lead-generation-firms mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-support contract-services-interim-locum-support documentation file-reviews regulatory-returns |
Financial Services Regulation Limited | 07887852198 | GU27 3QU | discretionary-fund-managers ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates |
FinTech Compliance Limited | 02071004058 | E15 4QZ | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers trade-associations | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management |
FinTechReg | 02075660044 | EC1R 3BU | building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations trading-facilities | authorisation business-development-mentoring client-assets compliance-support compliance-training documentation enforcement-action-support expert-witness file-reviews financial-crime-aml marketing regulatory-updates training |
FMConsult | 02072209070 | EC3R 9AY | claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers ifas investment-managers investment-product-providers restricted-financial-advisers | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training |
FSCom Limited | 02890425451 | BT1 2DX | consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions stockbrokers | authorisation compliance-support compliance-training contract-services-interim-locum-support regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training |
Fulcrum Compliance Limited | 02085281785 | EC2R 6PJ | discretionary-fund-managers investment-managers investment-product-providers stockbrokers | compliance-support compliance-training contract-services-interim-locum-support documentation financial-crime-aml governance regulatory-updates |
Gem Compliance Consulting Limited | 01314731004 | EH1 3QB | claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-managers lead-generation-firms lenders mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
Go Comply Ltd | 07584243127 | PR4 4SU | claims-management-companies consumer-credit-p2p funeral-planning ifas lead-generation-firms mortgage-brokers-lenders trade-associations | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
Hands on Compliance Limited | 07771960724 | NR12 8SJ | ifas restricted-financial-advisers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training expert-witness file-reviews financial-crime-aml governance regulatory-returns |
Haven Risk Management Limited | 01608662110 | GL55 6YX | building-societies-friendly-societies discretionary-fund-managers ifas mortgage-brokers-lenders restricted-financial-advisers stockbrokers | compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentaation file-reviews regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment |
Help You Comply Limited | 01376514166 | M29 8DG | claims-management-companies consumer-credit-p2p general-insurance ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing paraplanning regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
Huntswood Advisory | 03333217811 | RG1 3BA | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p funeral-planning general-insurance ifas pension-scheme-operators-providers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews governance skilled-persons-review-support |
IFA Consultancy Limited | 01253746755 | FY4 5GU | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment |
IFA Protect Limited | 02083340845 | BR4 9PA | ifas mortgage-brokers-lenders restricted-financial-advisers | bespoke-processes-procedures complaints-handling-reviews compliance-support documentation regulatory-returns |
IJK Regulatory Consulting Limited | 07703173379 | KT19 0NS | general-insurance trade-associations | compliance-auditing-due-diligence compliance-support compliance-training governance regulatory-updates risk-assessment-management |
Ingeni Services Group Ltd | CO6 2TE | consumer-credit-p2p general-insurance lenders | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews regulatory-returns training | |
Insurance Compliance Services Limited | 01892539600 | TN4 8AS | general-insurance ifas | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
IQ-EQ (Regulatory & Compliance Solutions) | 02036961302 | SE1 2AQ | crypto-aml discretionary-fund-managers investment-managers investment-product-providers stockbrokers trading-facilities | bespoke-processes-procedures client-assets complaint-handling complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml governance health-checks regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Jackson Cohen Associates Limited | 02084189964 | IG10 2SG | building-societies-friendly-societies lenders | authorisation authorisations-fca bespoke-processes-procedures compliance-support file-reviews financial-crime-aml regulatory-returns training |
Jencap Partners | 02920002325 | CF11 9LJ | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations | complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support governance skilled-persons-review-support |
Kana Consult Limited | 07971885872 | AL1 1LJ | claims-management-companies consumer-credit-p2p general-insurance | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support marketing regulatory-returns regulatory-updates training |
Kernel Regulatory Consulting Limited | 07809574750 | SE24 0BX | discretionary-fund-managers ifas investment-managers investment-product-providers stockbrokers trading-facilities | authorisation client-assets contract-services-interim-locum-support governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Key Compliance Limited | 01427873941 | DN9 1JT | ifas mortgage-brokers-lenders | bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns supervisory-support-monitoring-assessment |
Kharis and Knoble Financial Services Ltd | 07931861591 | WD7 7BG | bank-depositaries building-societies-friendly-societies consumer-credit-p2p electronic-money-issuers-payment-institutions general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders trade-associations | authorisation client-assets complaints-handling-reviews compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
Khepri | 02034633200 | WC2A 1DT | crypto-aml discretionary-fund-managers ifas investment-managers investment-product-providers stockbrokers trading-facilities | bespoke-processes-procedures client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training |
KMC Compliance | 07853886931 | RG22 4YG | discretionary-fund-managers general-insurance investment-managers | business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation expert-witness financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
Kroll | 02070894700 | SE1 9SG | bank-depositaries building-societies-friendly-societies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaint-handling complaint-handling-reviews complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance paraplanning regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Lansdowne Compliance Consultancy Limited | 07857428722 | SN11 9NJ | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p funeral-planning general-insurance ifas mortgage-brokers-lenders trade-associations | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation governance risk-assessment-management |
LWF Consulting Limited | 01424838764 | TN32 5LE | discretionary-fund-managers investment-managers investment-product-providers stockbrokers | authorisation bespoke-processes-procedures business-development-mentoring client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Malcolm Lee Consulting | 07713804801 | RH10 4HU | general-insurance ifas investment-managers pension-scheme-operators-providers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support data-security-protection documentation file-reviews financial-crime-aml regulatory-returns |
March Compliance LLP | 02078398088 | EC4Y 0HA | discretionary-fund-managers eu-international-firms investment-managers restricted-financial-advisers stockbrokers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml marketing regulatory-returns regulatory-updates risk-assessment-management training |
Mark Lloyd Compliance Ltd | 07794664117 | M45 7HX | consumer-credit-p2p lenders trade-associations | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
MCBorrelli Advisors Limited | 07535994132 | W4 2AE | crypto-aml electronic-money-issuers-payment-institutions trade-associations | authorisation complaints-handling-reviews compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management |
MEMA Consultants Ltd | 03301330811 | EC1N 8DX | claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management training |
Millen Compliance Limited | 08000432029 | RH19 2QZ | general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support training |
MLX Training & Compliance Limited | 07581246844 | LS8 2BS | ifas mortgage-brokers-lenders restricted-financial-advisers | bespoke-processes-procedures compliance-auditing-due-diligence compliance-support file-reviews financial-crime-aml |
MW Financial Crime Consultancy Limited | 07903148524 | SE3 9BJ | building-societies-friendly-societies credit-unions crypto-aml discretionary-fund-managers eu-international-firms general-insurance ifas investment-managers lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers system-providers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection enforcement-action-support expert-witness financial-crime-aml governance other regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Newgate Compliance Limited | 02036968750 | EC3M 3BY | crypto-aml discretionary-fund-managers investment-managers investment-product-providers lead-generation-firms trade-associations | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
Newton EP | 01604686225 | NN6 9JF | bank-depositaries claims-management-companies discretionary-fund-managers ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | complaints-handling-reviews compliance-support compliance-training file-reviews financial-crime-aml governance |
Objectivus Financial Consulting Limited | 02034573283 | EC1A 7DHJ | consumer-credit-p2p crypto-aml discretionary-fund-managers ifas investment-managers stockbrokers trading-facilities | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Paradigm Consulting | 01614864890 | SK9 3ND | discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers trade-associations | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews governance marketing regulatory-returns regulatory-updates risk-assessment-management training |
Paxen Group Limited | 08009949215 | GL7 5SA | building-societies-friendly-societies claims-management-companies consumer-credit-p2p funeral-planning general-insurance lead-generation-firms mortgage-brokers-lenders trade-associations | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support |
Pillar 4 Consultants Limited | 020074594607 | EC3V 3LT | building-societies-friendly-societies discretionary-fund-managers eu-international-firms ifas investment-managers investment-product-providers | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
PMA Compliance Consultants | 07971350371 | BH2 6BU | ifas investment-managers mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection financial-crime-aml governance risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Practical Compliance Solutions Limited | 07736062786 | BD23 5PH | general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management skilled-persons-review-support |
Prestidge Risk Management | 07968711669 | WR8 0NR | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation due-diligence file-reviews governance paraplanning regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment training |
Priscum Limited | 01600714470 | NP25 4AJ | ifas mortgage-brokers-lenders restricted-financial-advisers | compliance-auditing-due-diligence compliance-support file-reviews supervisory-support-monitoring-assessment |
Product Partnerships Limited | 01274921234 | LS3 1AB | consumer-credit-p2p general-insurance mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews governance risk-assessment-management |
PSP Lab LLP | 02032865515 | W8 7JB | crypto-aml electronic-money-issuers-payment-institutions | authorisation bespoke-processes-procedures business-development-mentoring compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management training |
R&R Compliance Consultants | 02034884322 | CM8 2NH | claims-management-companies consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions funeral-planning general-insurance system-providers trade-associations | authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation due-diligence enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
Reality Compliance | 01706357002 | OL10 1AQ | discretionary-fund-managers investment-managers trading-facilities | bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentaation file-reviews financial-crime-aml governance marketing regulatory-returns risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Redporth Consultancy Ltd | RG31 6JX | building-societies-friendly-societies consumer-credit-p2p ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management | |
Regulatory Advice Limited | 07786264422 | AL9 5ET | crypto-aml discretionary-fund-managers investment-managers investment-product-providers stockbrokers | compliance-auditing-due-diligence compliance-support regulatory-returns |
Richdale Consultants Limited | 02077818019 | EC3V 3ND | consumer-credit-p2p crypto-aml electronic-money-issuers-payment-institutions general-insurance ifas investment-product-providers lead-generation-firms mortgage-brokers-lenders | bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews file-reviews-monitoring financial-crime-aml governance regulatory-returns regulatory-updates supervisory-support-monitoring-assessment training |
Ringrose Wharton Solicitors | 07836678134 | GL8 8SE | building-societies-friendly-societies credit-unions discretionary-fund-managers electronic-money-issuers-payment-institutions | authorisation compliance-auditing-due-diligence documentation enforcement-action-support file-reviews governance regulatory-updates |
Roberts Clark Independent Financial Solutions Limited | 01637838260 | TR7 1GH | ifas | compliance-auditing-due-diligence compliance-support data-security-protection documentation file-reviews paraplanning supervisory-support-monitoring-assessment training |
SA Compliance Management Limited | 01622741858 | ME15 9QS | building-societies-friendly-societies claims-management-companies consumer-credit-p2p electronic-money-issuers-payment-institutions general-insurance mortgage-brokers-lenders trade-associations | complaints-handling-reviews compliance-auditing-due-diligence compliance-support documentation governance risk-assessment-management skilled-persons-review-support |
Scandic Management Limited | 07414917380 | NW1 5RH | building-societies-friendly-societies | authorisation business-development-mentoring compliance-auditing-due-diligence compliance-support financial-crime-aml governance risk-assessment-management |
Secure Compliance Limited | 03335000555 | TF2 6EL | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-support documentation governance regulatory-returns |
Signature | 01484443431 | HD1 6NA | building-societies-friendly-societies discretionary-fund-managers general-insurance ifas investment-managers mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-updates |
Simply Compliance Limited | 07976459141 | TQ13 9XR | building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions funeral-planning general-insurance ifas investment-managers investment-product-providers lead-generation-firms lenders mortgage-brokers-lenders protection-product-providers | authorisation authorisations-fca bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
SimplyBiz | 01484439100 | HD1 6NA | consumer-credit-p2p discretionary-fund-managers general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml governance regulatory-returns regulatory-updates |
Skythorn Risk Management Limited | 01259219418 | FK10 2DF | credit-unions discretionary-fund-managers general-insurance ifas investment-managers investment-product-providers mortgage-brokers-lenders | authorisation bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support data-security-protection documentation file-reviews financial-crime-aml governance risk-assessment-management |
Stibbards Consultancy Limited | 02086603440 | CR8 1BB | general-insurance | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
Sturgeon Ventures LLP | 02031674625 | SW15 2DR | discretionary-fund-managers investment-managers investment-product-providers stockbrokers | compliance-auditing-due-diligence compliance-training file-reviews financial-crime-aml governance regulatory-updates |
TCC | 02037727230 | EC3R 6EN | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | authorisations-fca bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support enforcement-action-support expert-witness file-reviews file-reviews-monitoring financial-crime-aml governance paraplanning skilled-persons-review-support training |
Telos Solutions Limited | 08452263131 | EC4N 6HL | building-societies-friendly-societies consumer-credit-p2p credit-unions crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning general-insurance ifas investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers trade-associations | bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support contract-services-interim-locum-support documentation due-diligence enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment |
Tenet Compliance Services Limited | 01135120400 | LS18 5AZ | building-societies-friendly-societies discretionary-fund-managers funeral-planning general-insurance ifas investment-managers lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers | client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation financial-crime-aml governance regulatory-returns regulatory-updates skilled-persons-review-support |
The Catt’s Eye View | 07899847338 | BN10 7DJ | ifas investment-managers mortgage-brokers-lenders | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment training |
The Cattellyst Consultancy | 01737555515 | CR5 3YF | building-societies-friendly-societies discretionary-fund-managers general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders pension-scheme-operators-providers protection-product-providers restricted-financial-advisers stockbrokers trade-associations | compliance-training training |
The Compliance Partnership Limited | 07980652145 | TR3 7RA | general-insurance ifas mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation file-reviews financial-crime-aml regulatory-returns risk-assessment-management |
The Edmund Group | 07599592662 | IP1 4JJ | bank-depositaries building-societies-friendly-societies consumer-credit-p2p electronic-money-issuers-payment-institutions investment-managers mortgage-brokers-lenders | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management |
The IFA Corporation Limited | 01132583111 | LS19 6QA | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews regulatory-returns regulatory-updates training |
The Rother Group Ltd | 07824564670 | GU28 9LR | discretionary-fund-managers general-insurance ifas investment-managers pension-scheme-operators-providers restricted-financial-advisers system-providers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews financial-crime-aml governance regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment training |
The Verve Group | 1325952969 | DL1 4WB | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews regulatory-returns |
TheGIConsultant.com Limited | 07890113060 | LS11 8SY | general-insurance ifas mortgage-brokers-lenders protection-product-providers | authorisation bespoke-processes-procedures business-development-mentoring complaint-handling complaints-handling-reviews compliance-support compliance-training documentation file-reviews regulatory-returns regulatory-updates training |
Think Compliance | 01423 613317 | HG1 2PW | claims-management-companies consumer-credit-p2p | authorisations-fca bespoke-processes-procedures complaints-handling-reviews compliance-advice compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation enforcement-action-financial-services file-reviews governance marketing regulatory-returns regulatory-updates |
Thistle Initiatives Limited | 02074360630 | EC4M 8AY | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions funeral-planning ifas lead-generation-firms mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support expert-witness file-reviews governance regulatory-returns regulatory-updates skilled-persons-review-support |
Threesixty Services LLP | 03707360360 | M22 4BJ | building-societies-friendly-societies discretionary-fund-managers ifas investment-managers mortgage-brokers-lenders restricted-financial-advisers | authorisation bespoke-processes-procedures business-development-mentoring complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation enforcement-action-support file-reviews financial-crime-aml governance regulatory-returns |
Tizza Limited | 0756775530 | HG1 2DN | general-insurance | bespoke-processes-procedures complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training documentation file-reviews governance risk-assessment-management training |
Trading Compliance Limited | 02033014545 | EC2M 3DX | crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions eu-international-firms ifas investment-managers stockbrokers | authorisation bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
UKGI Limited | 01925765777 | TN4 8AS | claims-management-companies consumer-credit-p2p funeral-planning general-insurance lead-generation-firms trade-associations | authorisations-fca bespoke-processes-procedures client-assets compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management supervisory-support-monitoring-assessment training |
Varramore Partners Limited | 02036375602 | EC4A 3AG | crypto-aml discretionary-fund-managers ifas investment-managers | authorisations-fca bespoke-processes-procedures client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance regulatory-returns risk-assessment-management supervisory-support-monitoring-assessment training |
Venta Compliance Limited | 07826038867 | SO22 6NN | consumer-credit-p2p discretionary-fund-managers electronic-money-issuers-payment-institutions | authorisation complaints-handling-reviews compliance-support compliance-training documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
W J P Compliance | 07533477916 | LL128SJ | discretionary-fund-managers ifas investment-managers restricted-financial-advisers stockbrokers trade-associations | bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management training |
Walker Morris LLP | 01132832500 | LS1 4DL | bank-depositaries consumer-credit-p2p crypto-aml discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas mortgage-brokers-lenders restricted-financial-advisers stockbrokers | authorisation client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml |
Waystone Compliance Solutions (UK) Ltd. | 02076389830 | EC3V 9DU | crypto-aml discretionary-fund-managers eu-international-firms ifas investment-managers stockbrokers trade-associations | authorisation bespoke-processes-procedures compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation enforcement-action-support file-reviews financial-crime-aml governance marketing regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support supervisory-support-monitoring-assessment |
Westbourne Consulting | 07762212834 | W10 6ER | building-societies-friendly-societies claims-management-companies consumer-credit-p2p electronic-money-issuers-payment-institutions general-insurance investment-managers investment-product-providers mortgage-brokers-lenders pension-scheme-operators-providers stockbrokers | compliance-auditing-due-diligence contract-services-interim-locum-support risk-assessment-management |
Womble Bond Dickinson (UK) LLP | 03454150000 | SE1 2AU | bank-depositaries building-societies-friendly-societies claims-management-companies consumer-credit-p2p credit-unions discretionary-fund-managers electronic-money-issuers-payment-institutions general-insurance ifas investment-managers investment-product-providers lenders mortgage-brokers-lenders | authorisation bespoke-processes-procedures business-development-mentoring complaint-handling compliance-auditing-due-diligence compliance-support compliance-training data-security-protection documentation due-diligence file-reviews financial-crime-aml governance supervisory-support-monitoring-assessment training |
Worksmart Ltd | 01908613613 | MK14 6ES | bank-depositaries building-societies-friendly-societies claims-management-companies discretionary-fund-managers funeral-planning general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations | complaints-handling-reviews compliance-support compliance-training file-reviews governance risk-assessment-management |
Zenith Compliance Limited | 07746752185 | SP8 5FB | ifas mortgage-brokers-lenders restricted-financial-advisers | authorisation complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support data-security-protection documentation file-reviews financial-crime-aml governance regulatory-returns regulatory-updates risk-assessment-management |
Zishi Group Ltd | 01908395243 | MK9 3HP | bank-depositaries building-societies-friendly-societies consumer-credit-p2p credit-unions discretionary-fund-managers funeral-planning general-insurance ifas investment-managers mortgage-brokers-lenders pension-scheme-operators-providers restricted-financial-advisers stockbrokers trade-associations | client-assets complaints-handling-reviews compliance-auditing-due-diligence compliance-support compliance-training contract-services-interim-locum-support documentation file-reviews financial-crime-aml regulatory-returns regulatory-updates risk-assessment-management skilled-persons-review-support |