Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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Supervision

Objectives

The Working Group will review and discuss regulation as it emerges and evolves through FCA Supervision. The working group should discuss the FCA’s evolving approach to supervision and provide support to members in relation to understanding the regulator’s approach on this matter. The Working Group should engage with the FCA through providing feedback on the existing approach to supervision with the intention of helping the FCA shape future regulation.

Status

Supervision Working Group

If you would like to take part in the discussion and would like to be a member of the Supervision working group, please email Gabby (gabby.holloway@apcc.org.uk) at Membership Services.

Latest News

Working Group team members

alison-donnelly
Alison Donnelly
Working group leader
Phil Deeks
John Derry-Collins
Nick Patterson
David Thompson
Stephen Atkins
Russell Facer
Nicholas Thomas
Rory Percival
Stuart Holman
Louise Parsley
Kumar Ved
Julian Ellis