Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The Directory

The most comprehensive list of individuals and organisations involved with financial compliance in the UK. The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

TitleTelephonePostcodeservices_hfiltertypes_of_firms_served_hfilterservices_offered_members_hfilterno_of_consultants_hfilter
Stibbards Consultancy Limited02086603440CR8 1BBauthorised-professional-persons consumer-credit-providers insurance-brokers-general insurance-brokers-pure-protection-products mgasauthorisation-fca client-assets complaints-handling compliance-training due-diligence passporting-international-compliance file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates1
Clear Financial Consultants Limited02072775805EC1V 2NXcompany-service-providers consumer-credit-providers electronic-money-issuers insurance-brokers-general insurance-brokers-pure-protection-products lead-generation-firms money-services-businesses payments-services-institutionsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation file-review health-checks money-laundering-financial-crime regulatory-returns-assistance regulatory-updates2-3
ECompli (UK) Limited01254675674BB1 3NUinsurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administratorsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action passporting-international-compliance file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-returns-assistance regulatory-updates1
Womble Bond Dickinson (UK) LLP03454150000SE1 2AUauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providersauthorisation-fca client-assets compliance-training due-diligence enforcement-action passporting-international-compliance information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-updates6-8
Lansdowne Compliance Consultancy Limited07857428722SN11 9NJbanks-deposit-takers building-societies consumer-credit-providers corporate-finance-firms insurance-brokers-general insurance-brokers-pure-protection-products insurers money-services-businesses payments-services-institutions trade-associations-professional-bodies-and-regulatorsauthorisation-pra complaints-handling-reviews compliance-advice compliance-support documentation due-diligence enforcement-action-financial-services file-review health-checks regulatory-updates1
The Compliance Partnership Limited07980652145TR3 7RAauthorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers lead-generation-firms mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management secondary-intermediaries sipp-providers system-providers third-party-product-providers trust-service-providers wrap-platformsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence passporting-international-compliance expert-witness-financial-services file-review health-checks information-security-data-protection money-laundering-financial-crime pension-reviews regulatory-capital-solvency regulatory-returns-assistance regulatory-updates1
CCL Compliance Limited02076389830EC3V 9DUauthorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers lloyds multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers wrap-platformsauthorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim due-diligence enforcement-action passporting-international-compliance expert-witness file-review health-checks payment-services-compliance regulatory-capital-solvency regulatory-updates11-15
Ringrose Wharton Solicitors07836678134GL8 8SEauthorised-professional-persons company-service-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers fintech-regtech friendly-societies ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers lead-generation-firms lloyds payments-services-institutions pension-advisers private-client-investment-management retail-investment-management sipp-providersauthorisation-fca compliance-advice documentation due-diligence enforcement-action-financial-services file-review governance health-checks information-security-data-protection regulatory-capital-solvency regulatory-updates1
Practical Compliance Solutions Limited07736062786BD23 5PHconsumer-credit-providers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers insurance-brokers-general insurance-brokers-pure-protection-products insurers mortgage-brokers mortgage-lenders-administrators pension-advisers restricted-financial-advisorsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training passporting-international-compliance file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-returns-assistance regulatory-updates risk-management1
Huntswood Advisory03333217811RG1 3BAauthorised-professional-persons banks-deposit-takers building-societies claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers energy-market-participants financial-advisors fintech-regtech friendly-societies funeral-planning ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers investment-banks lead-generation-firms lloyds mgas mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility pension-advisers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers system-providers third-party-product-providers trade-associations-professional-bodies-and-regulators trust-service-providers wrap-platformsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action enforcement-action-financial-services expert-witness expert-witness-financial-services file-review governance health-checks mis-selling-reviews money-laundering-financial-crime pension-reviews regulatory-capital-solvency regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates skilled-person-panel skilled-person-panel-conduct-of-business skilled-person-panel-governance-controls-risk-frameworks11-15
Conduct Culture Limited07901556688GU25 4LWauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds consumer-credit-providers corporate-finance-firms discretionary-fund-managers friendly-societies ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general insurance-brokers-pure-protection-products insurers lloyds mortgage-brokers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers stockbrokers third-party-product-providers trade-associations-professional-bodies-and-regulators wrap-platformscomplaints-handling compliance-advice compliance-training contracting-interim due-diligence enforcement-action-financial-services expert-witness-financial-services information-security-data-protection pension-reviews1
Alpha Capital Compliance Limited01268661696SS5 6JUauthorised-professional-persons banks-deposit-takers claims-management-companies company-service-providers custodians-depositaries discretionary-fund-managers electronic-money-issuers high-value-dealers institutional-investment-management lloyds money-services-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support due-diligence enforcement-action-financial-services passporting-international-compliance expert-witness-financial-services file-review information-security-data-protection payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates1
The Compliance Company01423522599HG1 2PWclaims-management-companies consumer-credit-providers corporate-finance-firms credit-unions electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-general insurance-brokers-pure-protection-products lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions secondary-intermediaries trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence file-review governance health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-returns-assistance regulatory-updates4-5
Active Compliance Services Limited07764195923HD6 4LLconsumer-credit-providers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administratorsauthorisation-fca complaints-handling file-review health-checks money-laundering-financial-crime regulatory-updates1
Rowan Training Resources Ltd07711254742G81 2HU1
Complete Compliance Support Limited01293889339BN43 5HZauthorised-professional-persons consumer-credit-providers financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products lead-generation-firms mortgage-brokers restricted-financial-advisorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action file-review health-checks mis-selling-reviews money-laundering-financial-crime pension-reviews regulatory-returns-assistance regulatory-updates2-3
Corylus Compliance Services01945474612PE14 0EEdiscretionary-fund-managers financial-advisorscomplaints-handling compliance-training due-diligence file-review health-checks regulatory-updates1
The Cattellyst Consultancy01737555515CR5 3YFauthorised-professional-persons banks-deposit-takers building-societies claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers financial-advisors friendly-societies ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers investment-banks lloyds mortgage-brokers mortgage-lenders-administrators pension-advisers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokers third-party-product-providers trade-associations-professional-bodies-and-regulators wrap-platformscompliance-advice compliance-support compliance-training contracting-interim governance health-checks regulatory-updates skilled-person-panel skilled-person-panel-governance-controls-risk-frameworks1
Altogether Compliant Limited07809644611CM8 1BJcorporate-finance-firms ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general insurance-brokers-pure-protection-products lead-generation-firms mortgage-brokers restricted-financial-advisors secondary-intermediariesadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation file-review health-checks regulatory-returns-assistance regulatory-updates1
ATEB Compliance08442725000DH4 5QYauthorised-professional-persons claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers institutional-investment-management insurance-brokers-general insurers lloyds mortgage-brokers pension-advisers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management secondary-intermediaries sipp-providers third-party-product-providers wrap-platformsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services passporting-international-compliance expert-witness-financial-services file-review governance health-checks mis-selling-reviews money-laundering-financial-crime pension-reviews regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management skilled-person-panel skilled-person-panel-conduct-of-business9-10
Malcolm Lee Consulting07713804801RH10 4HUauthorised-professional-persons financial-advisors institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products pension-advisersauthorisation-fca complaints-handling compliance-training due-diligence passporting-international-compliance file-review information-security-data-protection money-laundering-financial-crime1
Ellison Compliance Limited07483899697NG9 6LJconsumer-credit-providers discretionary-fund-managers financial-advisors ifas-and-wealth-managers insurance-brokers-general insurance-brokers-pure-protection-products money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers restricted-financial-advisorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-returns-assistance regulatory-updates1
Compliance Management Services Limited02072062664CR5 2NGinsurance-brokers-general insurersauthorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training due-diligence enforcement-action passporting-international-compliance file-review health-checks regulatory-capital-solvency4-5
Compliance Consultancy Solutions Limited07580037320WS13 8TRauthorised-professional-persons discretionary-fund-managers financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products insurers mortgage-lenders-administrators pension-advisers retail-investment-managementauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training due-diligence expert-witness file-review health-checks information-security-data-protection regulatory-updates1
Thistle Initiatives Limited02074360630EC4M 8AYdiscretionary-fund-managers electronic-money-issuers ifas-and-wealth-managers stockbrokersauthorisation-fca authorisation-pra compliance-training due-diligence health-checks smcr supervision-and-enforcement-support template-documents31-40
Product Partnerships Limited01274921234BD18 3LA consumer-credit-providersauthorisation-fca complaints-handling compliance-training due-diligence enforcement-action health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates2-3
Dart Compliance Limited01604709942NN4 0SPauthorised-professional-persons insurance-brokers-general insurers secondary-intermediaries system-providers trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training due-diligence enforcement-action-financial-services passporting-international-compliance file-review information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-returns-assistance2-3
3 Lines of Defence Consulting Ltd02071291270W1K 3JNfintech-regtech ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management
Fisher, Sassoon & Marks02079358111W1U 7NAcorporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca client-assets compliance-advice compliance-support expert-witness money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency2-3
Insurance Compliance Services Limited01892539600TN4 8ASinsurance-brokers-general insurance-brokers-pure-protection-products lloyds mgasauthorisation-fca complaints-handling compliance-training contracting-interim due-diligence enforcement-action passporting-international-compliance file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates6-8
FinTechReg02075660044EC1R 3BU collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers fintech-regtech high-value-dealers insurers investment-banks lead-generation-firms mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions sale-and-rent-back stockbrokerscompliance-advice compliance-support passporting-international-compliance governance regulatory-capital-solvency regulatory-hosting-incubation
PMA Compliance Consultants07971350371BH22 9HSdiscretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers private-client-investment-managementauthorisation-fca complaints-handling compliance-training contracting-interim due-diligence health-checks regulatory-updates1
Axiom Compliance Limited07941156951SW15 6LWauthorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management securities-and-futures-firms stockbrokersauthorisation-fca complaints-handling-reviews compliance-advice compliance-support file-review health-checks1
ABM Global Compliance (UK) Limited02075157080E14 8PXelectronic-money-issuers high-value-dealers payments-services-institutionsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training governance money-laundering-financial-crime payment-services-compliance regulatory-updates risk-management4-5
Varramore Partners Limited02036375602SW1Y 4JUcollective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers fintech-regtech institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms third-party-product-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence passporting-international-compliance file-review governance health-checks information-security-data-protection regulatory-capital-solvency regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management1
Threesixty Services LLP03707360360M22 4BJauthorised-professional-persons banks-deposit-takers discretionary-fund-managers financial-advisors ifas-and-wealth-managers insurance-brokers-general insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-managementauthorisation-fca complaints-handling compliance-training due-diligence enforcement-action passporting-international-compliance file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates16-20
Secure Compliance Limited03335000555LE17 4GEclaims-management-companies discretionary-fund-managers financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers retail-investment-management securities-and-futures-firmsauthorisation-fca client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action passporting-international-compliance file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates1
Deemar (UK) Limited02032862171HP9 2QJauthorised-professional-persons consumer-credit-providers credit-unions financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administratorsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime1
Sturgeon Ventures LLP02031674625SW15 2DRcollective-investments-funds corporate-finance-firms discretionary-fund-managers fintech-regtech institutional-investment-management securities-and-futures-firms stockbrokersauthorisation-fca complaints-handling contracting-interim due-diligence passporting-international-compliance health-checks money-laundering-financial-crime regulatory-hosting-incubation regulatory-updates6-8
Alexander Jon Compliance Consultancy07765864749EN11 8JSauthorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants fintech-regtech friendly-societies funeral-planning high-cost-short-term-credit-and-motor-finance-specialists high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers investment-banks lead-generation-firms lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers third-party-product-providers trade-associations-professional-bodies-and-regulators trust-service-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra client-assets complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action enforcement-action-financial-services passporting-international-compliance expert-witness expert-witness-financial-services file-review governance health-checks information-security-data-protection mis-selling-reviews money-laundering-financial-crime payment-services-compliance pension-reviews regulatory-capital-solvency regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates skilled-persons-panel-off-fca-panel1
FSTP LLP01908395243MK9 3HPauthorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers consumer-credit-providers credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors high-value-dealers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers trust-service-providers wrap-platformsauthorisation-fca client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks money-laundering-financial-crime regulatory-updates4-5
IJK Regulatory Consulting Limited07703173379KT19 0NSinsurance-brokers-general insurance-brokers-pure-protection-products insurers lloyds secondary-intermediariescompliance-advice due-diligence regulatory-updates1
Kernel Regulatory Consulting Limited07809574750SE24 0BXbanks-deposit-takers building-societies corporate-finance-firms high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurers investment-banks private-client-investment-management retail-investment-management securities-and-futures-firmscompliance-advice compliance-support compliance-training due-diligence passporting-international-compliance governance regulatory-capital-solvency regulatory-relationship-management regulatory-updates risk-management
Skythorn Risk Management Limited01259219418FK10 2DFauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors funeral-planning ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers institutional-investment-management insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management stockbrokersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence file-review governance health-checks information-security-data-protection money-laundering-financial-crime regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management1
CWMC Limited01327830014NN12 8NEinsurance-brokers-general insurers lloyds securities-and-futures-firmsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training expert-witness file-review2-3
Hands on Compliance Limited07771960724NR12 8SJfinancial-advisorscomplaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection regulatory-capital-solvency regulatory-updates1
Executive Compliance Limited07725578497PE10 0HGelectronic-money-issuers ifa-inc-ifa-divisions-of-financial-institutions multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokerscomplaints-handling compliance-advice compliance-training documentation due-diligence enforcement-action-financial-services passporting-international-compliance file-review governance health-checks information-security-data-protection regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management skilled-person-panel
Compliance Consultant02070971434EC1V 2NXauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers wrap-platformsauthorisation-fca complaints-handling compliance-advice compliance-training contracting-interim due-diligence passporting-international-compliance file-review health-checks information-security-data-protection payment-services-compliance regulatory-updates1
KMC Compliance07853886931RG22 4YGauthorised-professional-persons financial-advisors insurance-brokers-general stockbrokersauthorisation-fca compliance-training contracting-interim due-diligence expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Redporth Consultancy Ltd07734318313RG31 6JXconsumer-credit-providers high-cost-short-term-credit-and-motor-finance-specialists ifas-and-wealth-managers pension-advisers retail-investment-managementadvice-pre-regulatory-risk-assessment-or-supervised-visit complaints-handling compliance-advice compliance-support compliance-training due-diligence file-review governance health-checks mis-selling-reviews pension-reviews regulatory-relationship-management regulatory-updates risk-management
Interim Management Limited01428288156GU27 3DBelectronic-money-issuers ifa-inc-ifa-divisions-of-financial-institutions mgas money-services-businesses payments-services-institutionsauthorisation-fca complaints-handling compliance-training contracting-interim file-review money-laundering-financial-crime payment-services-compliance1
The IFA Corporation Limited01132583111LS19 6QAfinancial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-brokersauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training contracting-interim expert-witness file-review regulatory-updates2-3
Walker Morris LLP01132832500LS1 4DLauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers high-value-dealers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca client-assets complaints-handling-reviews compliance-training due-diligence enforcement-action-financial-services file-review health-checks information-security-data-protection2-3
Newton EP01604686225NN6 9JFauthorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors friendly-societies mgas pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers trust-service-providers wrap-platformscomplaints-handling compliance-training contracting-interim due-diligence passporting-international-compliance file-review health-checks information-security-data-protection regulatory-updates2-3
Pillar 4 Consultants Limited020074594607EC3V 3LTbanks-deposit-takers building-societies collective-investments-funds corporate-finance-firms crypto-capital-markets custodians-depositaries discretionary-fund-managers energy-market-participants fintech-regtech high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers institutional-investment-management investment-banks mgas multi-lateral-trading-facility pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers system-providers third-party-product-providers trade-associations-professional-bodies-and-regulators trust-service-providers wrap-platformsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence passporting-international-compliance file-review governance health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management skilled-persons-panel-off-fca-panel1
Paxen Group Limited08009949215GL7 5SAbuilding-societies company-service-providers consumer-credit-providers corporate-finance-firms credit-unions financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administratorsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence expert-witness file-review health-checks money-laundering-financial-crime regulatory-updates2-3
IFA Protect Limited02083340845BR4 9PAauthorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-brokers pension-advisersauthorisation-fca complaints-handling due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Priscum Limited01600714470NP25 4AJauthorised-professional-persons collective-investments-funds financial-advisors pension-advisers sipp-providersauthorisation-fca complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency1
Accord Compliance Consultants Limited01664503780LE13 0PBifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers pension-advisersauthorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services file-review governance health-checks information-security-data-protection pension-reviews regulatory-capital-solvency regulatory-returns-assistance regulatory-updates4-5
Create Solutions Limited01618706637SK4 3NRclaims-management-companies consumer-credit-providers insurance-brokers-general insurance-brokers-pure-protection-products insurers lead-generation-firms lloyds secondary-intermediaries third-party-product-providers trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services file-review health-checks mis-selling-reviews regulatory-returns-assistance regulatory-updates6-8
March Compliance LLP02078398088EC4Y 0HAauthorised-professional-persons company-service-providers corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firmsauthorisation-fca compliance-training due-diligence passporting-international-compliance expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates2-3
UKGI Limited01925765777TN4 8ASclaims-management-companies company-service-providers consumer-credit-providers fintech-regtech funeral-planning insurance-brokers-general insurance-brokers-pure-protection-products insurers lead-generation-firms lloyds mortgage-brokers secondary-intermediaries system-providers third-party-product-providers trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action-financial-services governance health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management10
Millen Compliance Limited08000432029RH19 2QZauthorised-professional-persons financial-advisors high-cost-short-term-credit-and-motor-finance-specialists ifas-and-wealth-managers insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administrators pension-advisers restricted-financial-advisorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling complaints-handling-reviews compliance-advice compliance-training contracting-interim documentation due-diligence expert-witness expert-witness-financial-services file-review governance health-checks information-security-data-protection mis-selling-reviews money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-updates risk-management skilled-person-panel-on-fca-panel1
Acumen Accountants & Global Compliance LTD02070962100E14 5DYconsumer-credit-providers crypto-payment-services electronic-money-issuers high-value-dealers insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutionsauthorisation-fca complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action passporting-international-compliance file-review governance health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance pension-reviews regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management1
Compliance Matters Limited07903936983OL14 5PUauthorised-professional-persons claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products insurers mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-adviserscomplaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Effecta Compliance Limited02030608830EC2R 8DQauthorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management investment-banks lead-generation-firms money-services-businesses payments-services-institutions private-client-investment-management restricted-financial-advisors securities-and-futures-firms stockbrokers third-party-product-providers trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action enforcement-action-financial-services passporting-international-compliance expert-witness-financial-services file-review governance health-checks money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates skilled-persons-panel-off-fca-panel4-5
FSCom Limited02890425451BT5 6BQfintech-regtech money-services-businesses payments-services-institutionsauthorisation-fca authorisation-pra compliance-advice compliance-support compliance-training due-diligence information-security-data-protection money-laundering-financial-crime payment-services-compliance16-20
MLX Training & Compliance Limited07581246844LS8 2BSauthorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisersauthorisation-fca complaints-handling compliance-training file-review health-checks information-security-data-protection money-laundering-financial-crime1
LWF Consulting Limited01424838764TN32 5LEcollective-investments-funds corporate-finance-firms discretionary-fund-managers institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers wrap-platformsauthorisation-fca complaints-handling compliance-training due-diligence passporting-international-compliance file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates2-3
MES Conway Limited07921913387DY82HHifa-inc-ifa-divisions-of-financial-institutions mortgage-brokerscomplaints-handling compliance-advice compliance-support compliance-training documentation due-diligence file-review governance health-checks money-laundering-financial-crime regulatory-returns-assistance regulatory-updates1
MJ Hudson Consulting Limited02034633200EC2R 8AEcollective-investments-funds corporate-finance-firms discretionary-fund-managers electronic-money-issuers fintech-regtech ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management secondary-intermediaries securities-and-futures-firms stockbrokers third-party-product-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence file-review governance health-checks money-laundering-financial-crime regulatory-capital-solvency regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management6-8
IFA Consultancy Limited07821531421FY4 5GUfinancial-advisors insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administrators pension-advisersauthorisation-fca complaints-handling compliance-training enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency1
Scandic Management Limited07414917380NW1 5RHauthorised-professional-persons crypto-capital-markets fintech-regtech institutional-investment-management investment-banks money-services-businesses payments-services-institutions retail-investment-management securities-and-futures-firms system-providers third-party-product-providers trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence passporting-international-compliance file-review governance health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-relationship-management regulatory-updates risk-management1
Prestidge Risk Management07968711669WR8 0NRfinancial-advisors mortgage-brokers mortgage-lenders-administrators pension-adviserscompliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime1
Paradigm Consulting01614864890SK9 3NDauthorised-professional-persons discretionary-fund-managers fintech-regtech ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management restricted-financial-advisors trade-associations-professional-bodies-and-regulators wrap-platformsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services passporting-international-compliance governance health-checks money-laundering-financial-crime pension-reviews regulatory-capital-solvency regulatory-returns-assistance regulatory-updates risk-management16-20
Compliance South West Limited07968821920EX32 7NRfinancial-advisors insurance-brokers-general insurance-brokers-pure-protection-products insurers mortgage-brokers restricted-financial-advisorsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training file-review health-checks regulatory-returns-assistance regulatory-updates1
Brian Shearing and Partners Limited07850874066RG10 9DJauthorised-professional-persons collective-investments-funds custodians-depositaries discretionary-fund-managers institutional-investment-management insurers pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers wrap-platformsauthorisation-fca authorisation-pra client-assets passporting-international-compliance expert-witness1
NewDay Compliance02030062280E15 4DR consumer-credit-providers discretionary-fund-managers fintech-regtech mortgage-brokers mortgage-lenders-administrators securities-and-futures-firmsauthorisation-fca compliance-training due-diligence passporting-international-compliance file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Apricity Compliance01325952969DL1 4WBauthorised-professional-persons ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators restricted-financial-advisors retail-investment-managementauthorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-returns-assistance2-3
Enhance Support Solutions Limited01296715263MK18 3AFpension-scheme-operator-provider sipp-providersauthorisation-fca client-assets compliance-training expert-witness file-review health-checks information-security-data-protection regulatory-updates2-3
Compliancy Services Limited02070604499EC1A 9JUauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisation-fca client-assets complaints-handling compliance-support compliance-training due-diligence enforcement-action passporting-international-compliance expert-witness file-review health-checks information-security-data-protection payment-services-compliance regulatory-updates skilled-person-panel21-25
Caledonia Consultancy07717130031G44 3XPauthorised-professional-persons financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisersauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection regulatory-capital-solvency regulatory-updates1
TRE Compliance Limited02038704404EC2A 4NEauthorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokersclient-assets complaints-handling compliance-training contracting-interim due-diligence passporting-international-compliance money-laundering-financial-crime regulatory-capital-solvency1
R&R Compliance Consultants02034884322CM8 1BJauthorised-professional-persons claims-management-companies company-service-providers consumer-credit-providers crypto-capital-markets crypto-payment-services electronic-money-issuers fintech-regtech insurance-brokers-general insurance-brokers-pure-protection-products insurers lloyds money-services-businesses payments-services-institutions secondary-intermediaries system-providers third-party-product-providers trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action-financial-services passporting-international-compliance file-review governance health-checks information-security-data-protection mis-selling-reviews money-laundering-financial-crime payment-services-compliance regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management1
Compliance & Training Solutions Limited01206230804CO7 7FDfinancial-advisors ifa-inc-ifa-divisions-of-financial-institutionsauthorisation-fca complaints-handling compliance-training due-diligence passporting-international-compliance file-review health-checks information-security-data-protection11-15
Met Facilities LLP02076045777W1T 1QDauthorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers financial-advisors fintech-regtech multi-lateral-trading-facilityauthorisation-fca authorisation-pra compliance-advice compliance-support compliance-training due-diligence2-3
MPAC Consultancy LLP02030560956SW1W 0JJauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds corporate-finance-firms custodians-depositaries energy-market-participants financial-advisors institutional-investment-management investment-banks mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers third-party-product-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets compliance-support compliance-training documentation enforcement-action expert-witness file-review health-checks mis-selling-reviews money-laundering-financial-crime regulatory-returns-assistance regulatory-updates8
Objectivus Financial Consulting Limited02034573283EC2V 5DEcollective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets discretionary-fund-managers fintech-regtech investment-banks money-services-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms stockbrokersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra client-assets complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action enforcement-action-financial-services passporting-international-compliance expert-witness expert-witness-financial-services file-review governance health-checks information-security-data-protection mis-selling-reviews money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management9
PSP Lab LLP02032865515W8 6SNcrypto-capital-markets crypto-payment-services electronic-money-issuers money-services-businesses payments-services-institutionsauthorisation-fca compliance-advice compliance-support compliance-training documentation due-diligence passporting-international-compliance expert-witness information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-returns-assistance regulatory-updates risk-management4
Compliance Solutions (UK) Limited01516521755CH43 7WAauthorised-professional-persons claims-management-companies financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products mortgage-lenders-administratorsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training file-review health-checks regulatory-updates2-3
Trading Compliance Limited02033014545EC2M 3DXcollective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca client-assets complaints-handling compliance-training due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-updates2-3
TCC02037727230EC3R 6ENbanks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers wrap-platformsauthorisation-fca complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection payment-services-compliance pension-reviews regulatory-updates skilled-person-panel-conduct-of-business11-15
Simply Compliance Limited07976459141TQ13 9XRbanks-deposit-takers claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products lloyds mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platformsauthorisation-fca client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action passporting-international-compliance expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
FinTech Compliance Limited02071004058E15 4QZbuilding-societies claims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products investment-banks lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors secondary-intermediaries securities-and-futures-firms stockbrokers wrap-platformsclient-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action passporting-international-compliance expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-returns-assistance regulatory-updates4-5
Tizza Limited0756775530HG1 2DNclaims-management-companies consumer-credit-providers insurance-brokers-general insurance-brokers-pure-protection-products insurers lloyds mgas secondary-intermediaries third-party-product-providers trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence file-review governance health-checks regulatory-updates1
Worksmart Ltd01908613613MK14 6ESbanks-deposit-takers building-societies consumer-credit-providers credit-unions discretionary-fund-managers fintech-regtech friendly-societies ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers investment-banks lloyds mgas mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokers trade-associations-professional-bodies-and-regulatorscomplaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training file-review governance regulatory-relationship-management regulatory-updates risk-management
API Compliance Limited02034413466EC4N 4SAelectronic-money-issuers fintech-regtech money-services-businesses payments-services-institutions system-providers third-party-product-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action expert-witness file-review governance information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-returns-assistance regulatory-updates risk-management4
FMConsult02072209070EC4R 9AYclaims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management private-client-investment-management retail-investment-managementauthorisation-fca complaints-handling compliance-training contracting-interim due-diligence enforcement-action passporting-international-compliance file-review health-checks information-security-data-protection regulatory-capital-solvency regulatory-updates9-10
Key Compliance Limited01427873941DN9 1JTifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers secondary-intermediariesauthorisation-fca complaints-handling complaints-handling-reviews compliance-support compliance-training documentation health-checks1
Reality Compliance01706357002OL10 1AQifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administrators pension-advisers retail-investment-managementauthorisation-fca complaints-handling compliance-advice compliance-support documentation due-diligence enforcement-action-financial-services file-review health-checks information-security-data-protection pension-reviews regulatory-returns-assistance regulatory-updates1
BMR Compliance Limited01704553748PR8 2DTclaims-management-companies insurance-brokers-general insurance-brokers-pure-protection-products insurers lloydsauthorisation-fca authorisation-pra complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training due-diligence enforcement-action enforcement-action-financial-services passporting-international-compliance expert-witness file-review health-checks information-security-data-protection regulatory-capital-solvency regulatory-updates2-3
Addleshaw Goddard LLP02076068855EC1Y 4AGbanks-deposit-takers building-societies claims-management-companies collective-investments-funds consumer-credit-providers credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants friendly-societies high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers investment-banks lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back securities-and-futures-firms sipp-providers stockbrokers system-providers third-party-product-providers trust-service-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation enforcement-action-financial-services expert-witness expert-witness-financial-services file-review health-checks information-security-data-protection mis-selling-reviews pension-reviews regulatory-hosting-incubation regulatory-returns-assistance regulatory-updates4-5
Tenet Compliance Services Limited01135120400LS18 5AZbuilding-societies collective-investments-funds consumer-credit-providers discretionary-fund-managers fintech-regtech funeral-planning ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurers mortgage-brokers mortgage-lenders-administrators pension-advisers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers third-party-product-providers trade-associations-professional-bodies-and-regulators wrap-platformsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action-financial-services expert-witness-financial-services file-review governance health-checks information-security-data-protection mis-selling-reviews money-laundering-financial-crime pension-reviews regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management6
Signature01484443431HD1 6NAauthorised-professional-persons building-societies discretionary-fund-managers friendly-societies ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management secondary-intermediariesauthorisation-fca complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence file-review governance health-checks information-security-data-protection money-laundering-financial-crime pension-reviews regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates
Laven Partners02078380010EC2R 8DUauthorised-professional-persons collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions securities-and-futures-firmsauthorisation-fca compliance-training due-diligence passporting-international-compliance health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates6-8
Complymatic Limited02038732187SW1W 0DHauthorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers energy-market-participants financial-advisors institutional-investment-management money-services-businesses payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action enforcement-action-financial-services passporting-international-compliance file-review governance health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-returns-assistance regulatory-updates4-5
AJS Consultancy Services Limited07778136089BS10 5ETauthorised-professional-persons banks-deposit-takers collective-investments-funds discretionary-fund-managers insurance-brokers-general insurance-brokers-pure-protection-products insurers private-client-investment-management retail-investment-management sipp-providers stockbrokersauthorisation-fca client-assets compliance-training due-diligence enforcement-action-financial-services regulatory-updates skilled-person-panel-conduct-of-business1
Complyport Limited02073994980EC3M 7ATauthorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers lloyds money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers trust-service-providers wrap-platformsauthorisation-fca client-assets complaints-handling compliance-training due-diligence enforcement-action passporting-international-compliance expert-witness file-review health-checks information-security-data-protection payment-services-compliance regulatory-capital-solvency regulatory-updates skilled-person-panel16-20
TC Compliance Services Limited07899847338BN10 7DJfinancial-advisors fintech-regtech ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers insurance-brokers-general insurance-brokers-pure-protection-products insurers mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management restricted-financial-advisors retail-investment-management wrap-platformsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action passporting-international-compliance file-review governance health-checks information-security-data-protection money-laundering-financial-crime pension-reviews regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management1
Chelsfield Compliance Consultancy Limited07946661392CM9 4TLdiscretionary-fund-managers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers mortgage-brokers mortgage-lenders-administrators restricted-financial-advisorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training due-diligence file-review governance health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-returns-assistance regulatory-updates1
Eqi Consultancy Limited01618500857M1 2APauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers retail-investment-management sipp-providersauthorisation-fca client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action passporting-international-compliance file-review health-checks information-security-data-protection regulatory-capital-solvency regulatory-updates2-3
Venta Compliance Limited07826038867SO22 6NNcollective-investments-funds company-service-providers consumer-credit-providers custodians-depositaries discretionary-fund-managers institutional-investment-management payments-services-institutions securities-and-futures-firms stockbrokerscomplaints-handling compliance-training file-review health-checks money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-updates1
Telos Solutions Limited08452263131EC4N 6HLauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers friendly-societies high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers lloyds mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-scheme-operator-provider private-client-investment-management retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers trade-associations-professional-bodies-and-regulators wrap-platformsclient-assets complaints-handling compliance-support documentation due-diligence enforcement-action-financial-services passporting-international-compliance expert-witness-financial-services file-review governance health-checks information-security-data-protection money-laundering-financial-crime pension-reviews regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance risk-management skilled-person-panel2-3
Kroll02070894700SE1 9SGauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech friendly-societies high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers system-providers trade-associations-professional-bodies-and-regulators trust-service-providers wrap-platformsauthorisation-fca complaints-handling compliance-training contracting-interim documentation due-diligence enforcement-action-financial-services passporting-international-compliance expert-witness-financial-services file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance pension-reviews regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates skilled-person-panel skilled-person-panel-client-assets skilled-person-panel-conduct-of-business skilled-person-panel-financial-crime skilled-person-panel-governance-controls-risk-frameworks skilled-person-panel-prudential-investment-firms-intermediaries-and-rie16-20
IQ-EQ (Regulatory & Compliance Solutions)02036961302SE1 2AQ, collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management private-client-investment-managementauthorisation-pra client-assets complaints-handling-reviews compliance-training due-diligence enforcement-action-financial-services expert-witness-financial-services file-review money-laundering-financial-crime payment-services-compliance regulatory-updates9-10
Branko Limited08006196619LU7 2SWauthorised-professional-persons ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers lloyds mortgage-brokers secondary-intermediaries trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action passporting-international-compliance expert-witness expert-witness-financial-services file-review governance health-checks information-security-data-protection mis-selling-reviews money-laundering-financial-crime regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates2-3
Chameleon Compliance Limited01376514166CM8 1BJauthorised-professional-persons banks-deposit-takers claims-management-companies company-service-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers third-party-product-providersauthorisation-fca complaints-handling compliance-training documentation due-diligence enforcement-action health-checks information-security-data-protection regulatory-updates1
Square 4 Partners LimitedW1B 5AWauthorised-professional-persons banks-deposit-takers building-societies claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech friendly-societies funeral-planning ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurers investment-banks lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers third-party-product-providers trade-associations-professional-bodies-and-regulators wrap-platformsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training contracting-interim due-diligence enforcement-action enforcement-action-financial-services file-review governance health-checks information-security-data-protection mis-selling-reviews money-laundering-financial-crime payment-services-compliance pension-reviews regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management3
DWF Regulatory Consulting03333203330M3 3AAauthorised-professional-persons banks-deposit-takers building-societies claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants financial-advisors friendly-societies funeral-planning high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers investment-banks lead-generation-firms lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers third-party-product-providers trade-associations-professional-bodies-and-regulators trust-service-providers wrap-platformsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action-financial-services passporting-international-compliance expert-witness expert-witness-financial-services file-review governance health-checks information-security-data-protection mis-selling-reviews money-laundering-financial-crime payment-services-compliance pension-reviews regulatory-capital-solvency regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management skilled-person-panel skilled-person-panel-client-assets skilled-person-panel-conduct-of-business skilled-person-panel-financial-crime skilled-person-panel-governance-controls-risk-frameworks skilled-person-panel-on-fca-panel skilled-person-panel-prudential-investment-firms-intermediaries-and-rie skilled-persons-panel-off-fca-panel4
Compliance Cubed Limited01275390081BS20 7EXcorporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca client-assets complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection payment-services-compliance regulatory-capital-solvency regulatory-updates1
Gem Compliance Consulting Limited01314731004EH1 3QBauthorised-professional-persons collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions private-client-investment-management retail-investment-management sipp-providers system-providers trust-service-providersauthorisation-fca complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks money-laundering-financial-crime payment-services-compliance regulatory-updates6-8
Zenith Compliance Limited07746752185SP8 5FBifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers mortgage-brokers restricted-financial-advisorscompliance-advice compliance-training due-diligence file-review2
Compliance First01414164161G51 1PRauthorised-professional-persons consumer-credit-providers discretionary-fund-managers ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators retail-investment-managementauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training file-review health-checks5
Braes Consulting Ltd07734684405L23 4UHgovernance risk-management
SA Compliance Management Limited01622741858ME15 9QSauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers electronic-money-issuers ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers insurance-brokers-general insurance-brokers-pure-protection-products insurers lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management sipp-providersauthorisation-fca complaints-handling complaints-handling-reviews compliance-support due-diligence enforcement-action passporting-international-compliance expert-witness information-security-data-protection mis-selling-reviews money-laundering-financial-crime payment-services-compliance pension-reviews skilled-persons-panel-off-fca-panel1
B-Compliant Limited01615218641M3 4LYcollective-investments-funds consumer-credit-providers corporate-finance-firms discretionary-fund-managers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators pension-advisers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokers wrap-platformsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence expert-witness-financial-services file-review governance health-checks money-laundering-financial-crime pension-reviews regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management2-3
Compliant Solutions Limited01376514166CM8 1BJcrypto-capital-markets crypto-payment-services electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-general insurance-brokers-pure-protection-products insurers money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisersauthorisation-fca client-assets compliance-advice compliance-support compliance-training due-diligence file-review health-checks information-security-data-protection regulatory-capital-solvency regulatory-updates1
Freelance Compliance01623810929NG19 8TTfinancial-advisors ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administrators pension-advisersauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training file-review health-checks money-laundering-financial-crime1
Financial Compliance Limited02036374080EC1N 8PN claims-management-companies consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-general insurance-brokers-pure-protection-products mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutionsauthorisation-fca complaints-handling file-review money-laundering-financial-crime regulatory-hosting-incubation regulatory-updates1
Jencap Partners02920002325CF11 9LJauthorised-professional-persons banks-deposit-takers company-service-providers consumer-credit-providers corporate-finance-firms discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisation-fca complaints-handling complaints-handling-reviews compliance-advice due-diligence enforcement-action-financial-services passporting-international-compliance expert-witness health-checks mis-selling-reviews regulatory-capital-solvency regulatory-hosting-incubation regulatory-relationship-management regulatory-updates2-3
Jackson Cohen Associates Limited02084189964IG10 2SGbanks-deposit-takers mortgage-lenders-administratorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-training expert-witness health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Financial Services Regulation Limited07887852198GU27 3QUcollective-investments-funds discretionary-fund-managers financial-advisors mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providersauthorisation-fca client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection regulatory-updates1
TheGIConsultant.com Limited07890113060LS16 7HWifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general insurance-brokers-pure-protection-products mortgage-brokers restricted-financial-advisorsauthorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation file-review health-checks money-laundering-financial-crime regulatory-returns-assistance regulatory-updates1
Adempi Associates LLP02039254761WC2H 9JQcollective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers institutional-investment-management insurance-brokers-general insurance-brokers-pure-protection-products insurers money-services-businesses multi-lateral-trading-facility payments-services-institutions restricted-financial-advisors retail-investment-management securities-and-futures-firms trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services expert-witness expert-witness-financial-services file-review health-checks payment-services-compliance regulatory-capital-solvency regulatory-returns-assistance regulatory-updates risk-management2-3
Newgate Compliance Limited02036968750EC3M 3BYcollective-investments-funds corporate-finance-firms custodians-depositaries discretionary-fund-managers fintech-regtech high-value-dealers institutional-investment-management multi-lateral-trading-facility private-client-investment-management retail-investment-management securities-and-futures-firmsauthorisation-fca client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action passporting-international-compliance expert-witness health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates4-5
Fulcrum Compliance Limited02085281785EC2R 6PJcorporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca compliance-advice compliance-support compliance-training health-checks money-laundering-financial-crime regulatory-updates1
Authoripay01223828266CB24 6WZbanks-deposit-takers crypto-payment-services electronic-money-issuers fintech-regtech money-services-businesses payments-services-institutionsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action enforcement-action-financial-services passporting-international-compliance expert-witness expert-witness-financial-services file-review governance health-checks money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management skilled-persons-panel-off-fca-panel
Eminent Global Compliance02070180303IG11 7NP authorised-professional-persons consumer-credit-providers corporate-finance-firms crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutionsauthorisation-fca complaints-handling compliance-training contracting-interim due-diligence enforcement-action passporting-international-compliance file-review health-checks information-security-data-protection payment-services-compliance regulatory-capital-solvency regulatory-updates1
Alan Macarthur02038871628RG25 3HBifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general pension-scheme-operator-provider sipp-providersauthorisation-fca complaints-handling passporting-international-compliance information-security-data-protection regulatory-capital-solvency regulatory-updates1
Compliance Control Consultancy07738444377HD8 9SPauthorised-professional-persons claims-management-companies consumer-credit-providers financial-advisors high-cost-short-term-credit-and-motor-finance-specialists ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators secondary-intermediariesadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling complaints-handling-reviews compliance-advice compliance-training contracting-interim documentation due-diligence file-review governance health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-updates skilled-person-panel-on-fca-panel skilled-persons-panel-off-fca-panel1
I-FACT Limited08456121211KT22 7LTbanks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-general insurance-brokers-pure-protection-products lloyds mgas money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-managementauthorisation-fca client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action passporting-international-compliance expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates skilled-person-panel4-5
Richdale Consultants Limited02077818019EC2R 7HGauthorised-professional-persons claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions electronic-money-issuers fintech-regtech insurance-brokers-general insurance-brokers-pure-protection-products lead-generation-firms mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions retail-investment-management secondary-intermediariesadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action-financial-services expert-witness-financial-services file-review governance health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates1
SimplyBiz01484439100HD1 6NAauthorised-professional-persons consumer-credit-providers discretionary-fund-managers ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators retail-investment-managementauthorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training file-review health-checks11-15
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