Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The Directory

The most comprehensive list of individuals and organisations involved with financial compliance in the UK. The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

TitleTelephonePostcodeservices_hfiltertypes_of_firms_served_hfilterservices_offered_members_hfilterno_of_consultants_hfilter
Accord Compliance Consultants Limited01664503780LE13 0PBifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers pension-advisersauthorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services file-review governance health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews pension-reviews regulatory-capital-solvency regulatory-returns-assistance regulatory-updates4-5
Active Compliance Services Limited07764195923HD6 4LLconsumer-credit-providers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisation-fca authorisations-permissions-applications complaints-handling file-review health-checks money-laundering-financial-crime regulatory-updates1
Acumen Accountants & Global Compliance LTD02070962100E14 5DYconsumer-credit-providers electronic-money-issuers high-value-dealers insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutionsauthorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action file-review health-checks money-laundering-financial-crime-advice-and-reviews payments-services-registration-and-compliance pension-reviews regulatory-returns-assistance regulatory-updates1
Addleshaw Goddard LLP02076068855EC1Y 4AGbanks-deposit-takers building-societies claims-management-companies collective-investments-funds consumer-credit-providers credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants friendly-societies high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back securities-and-futures-firms sipp-providers stockbrokers system-providers third-party-product-providers trust-service-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation enforcement-action-financial-services enforment-action-aml-and-payment-services expert-witness expert-witness-financial-services file-review health-checks information-security-data-protection mis-selling-reviews money-laundering-financial-crime-advice-and-reviews payments-services-registration-and-compliance pension-reviews regulatory-hosting-incubation regulatory-returns-assistance regulatory-updates4-5
Adempi Associates LLP02039254761WC2H 9JQcollective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses multi-lateral-trading-facility payments-services-institutions retail-investment-management trade-associations-professional-bodies-and-regulatorsauthorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action expert-witness file-review health-checks money-laundering-financial-crime-advice-and-reviews payments-services-registration-and-compliance regulatory-capital-solvency regulatory-returns-assistance regulatory-updates skilled-person-panel2-3
AJS Consultancy Services Limited07778136089BS10 5ETauthorised-professional-persons banks-deposit-takers collective-investments-funds discretionary-fund-managers insurance-brokers-pure-protection-products insurance-brokers-general insurers private-client-investment-management retail-investment-management sipp-providers stockbrokersauthorisation-fca client-assets compliance-training due-diligence enforcement-action-financial-services money-laundering-financial-crime-advice-and-reviews regulatory-updates skilled-person-panel-conduct-of-business1
Alan Macarthur02038871628RG25 3HBifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general pension-scheme-operator-provider sipp-providersauthorisation-fca authorisations-permissions-applications complaints-handling information-security-data-protection passporting-international-compliance regulatory-capital-solvency regulatory-updates1
Alexander Jon Compliance Consultancy07765864749EN11 8JSauthorised-professional-persons claims-management-companies collective-investment-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management investment-banks money-services-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms stockbrokers third-party-product-providers trade-associations-professional-bodies-and-regulators trust-service-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit client-assets complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-and-or-interim documentation due-diligence enforcement-action-financial-services enforment-action-aml-and-payment-services file-review governance health-checks information-security-data-protection money-laundering-financial-crime-advice-and-reviews passporting-international-compliance payments-services-registration-and-compliance regulatory-hosting-incubation regulatory-returns-assistance regulatory-updates1
Alison Smith07709362482ST10 4SNauthorised-professional-persons friendly-societies ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-brokers restricted-financial-advisorsauthorisation-fca compliance-advice compliance-support file-review health-checks1
Alpha Capital Compliance Limited01268661696SS5 6JUauthorised-professional-persons banks-deposit-takers claims-management-companies company-service-providers custodians-depositaries discretionary-fund-managers electronic-money-issuers high-value-dealers institutional-investment-management lloyds money-services-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support due-diligence enforcement-action-financial-services expert-witness-financial-services file-review information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates1
Altogether Compliant Limited07809644611CM8 1BJcorporate-finance-firms ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms mortgage-brokers restricted-financial-advisors secondary-intermediariesadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-returns-assistance regulatory-updates1
Apricity Compliance01325952969DL1 4WBauthorised-professional-persons ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators restricted-financial-advisors retail-investment-managementauthorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-returns-assistance2-3
ATEB Consulting08442725000DH4 5QYauthorised-professional-persons claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers institutional-investment-management insurance-brokers-general lloyds mortgage-brokers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers third-party-product-providersauthorisation-fca complaints-handling-reviews compliance-training due-diligence enforcement-action-financial-services expert-witness-financial-services file-review health-checks money-laundering-financial-crime-advice-and-reviews regulatory-updates9-10
Authoripay01223828266CB24 6WZauthorised-professional-persons crypto-payment-services electronic-money-issuers fintech-regtech friendly-societies money-services-businesses payments-services-institutionsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets compliance-advice compliance-support compliance-training contracting-and-or-interim documentation due-diligence enforcement-action-financial-services enforment-action-aml-and-payment-services expert-witness-aml-and-payment-services expert-witness-financial-services file-review governance money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payments-services-registration-and-compliance regulatory-relationship-management regulatory-returns-assistance regulatory-updates skilled-person-panel-financial-crime skilled-person-panel-governance-controls-risk-frameworks
Axiom Compliance Limited07941156951SW15 6LWauthorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management securities-and-futures-firms stockbrokersauthorisation-fca complaints-handling-reviews compliance-advice compliance-support file-review health-checks money-laundering-financial-rime-advice-and-reviews1
B-Compliant Limited01619790726M33 3SHcollective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platformsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training contracting-interim due-diligence file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-capital-solvency regulatory-updates2-3
Barley Harbour Limited07539440115TW11 0RLbanks-deposit-takers investment-bankscomplaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-updates1
BMR Compliance Limited01704553748PR8 2DTinsurance-brokers-pure-protection-products insurance-brokers-general insurers lloydsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-updates2-3
Braes Consulting Ltd07734684405L23 4UHcommercial-insurance insurance-intermediaries motor-and-or-home-insuranceauthorisations-or-permissions contracting-and-or-interim governance risk-management
Branko Limited08006196619LU7 2SWifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds mortgage-brokers secondary-intermediariesadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support compliance-training documentation enforcement-action expert-witness file-review health-checks money-laundering-financial-crime regulatory-returns-assistance regulatory-updates2-3
Brian Shearing and Partners Limited07850874066RG10 9DJauthorised-professional-persons collective-investments-funds custodians-depositaries discretionary-fund-managers institutional-investment-management insurers pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers wrap-platformsauthorisation-fca authorisation-pra authorisations-permissions-applications client-assets expert-witness passporting-international-compliance1
Caledonia Consultancy07717130031G44 3XPauthorised-professional-persons financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-capital-solvency regulatory-updates1
CCL Compliance Limited02076389830EC3V 9DUauthorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers wrap-platformsauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates11-15
Chameleon Compliance Limited01376514166CM8 1BJauthorised-professional-persons banks-deposit-takers claims-management-companies company-service-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers third-party-product-providersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training documentation due-diligence enforcement-action health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates1
Chelsfield Compliance Consultancy Limited07946661392BR6 6AFdiscretionary-fund-managers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions mortgage-brokers mortgage-lenders-administratorsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates1
Clear Financial Consultants Limited02072775805EC1V 2NXcompany-service-providers consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses payments-services-institutionsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation file-review health-checks money-laundering-financial-crime payments-services-registration-and-compliance regulatory-returns-assistance regulatory-updates2-3
Complete Compliance Support Limited01293889339BN43 5HZauthorised-professional-persons consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms mortgage-brokers restricted-financial-advisorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action file-review health-checks mis-selling-reviews money-laundering-financial-crime pension-reviews regulatory-returns-assistance regulatory-updates2-3
Compliance & Training Solutions Limited01206230804CO7 7FDfinancial-advisors ifa-inc-ifa-divisions-of-financial-institutionsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance11-15
Compliance Consultancy Solutions Limited07580037320WS13 8TRauthorised-professional-persons discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-lenders-administrators pension-advisers retail-investment-managementauthorisation-fca authorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training due-diligence expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates1
Compliance Consultant02070971434EC1V 2NXauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers wrap-platformsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-advice compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-updates1
Compliance Control Consultancy07738444377HD8 9SPauthorised-professional-persons claims-management-companies consumer-credit-providers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Compliance Cubed Limited01275390081BS20 7EXcorporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews payment-services-compliance regulatory-capital-solvency regulatory-updates1
Compliance First01414164161G51 1PRauthorised-professional-persons consumer-credit-providers discretionary-fund-managers ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators retail-investment-managementauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training file-review health-checks management-training-and-support-staff-training money-laundering-financial-rime-advice-and-reviews5
Compliance Management Services Limited02072062664CR5 2NGinsurance-brokers-general insurersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-advice compliance-support compliance-training due-diligence enforcement-action file-review health-checks money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency4-5
Compliance Matters Limited07903936983OL14 5PUauthorised-professional-persons claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisersauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Compliance Solutions (UK) Limited01516521755CH43 7WAauthorised-professional-persons claims-management-companies financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administratorsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-updates2-3
Compliance South West Limited07968821920EX32 7NRfinancial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers restricted-financial-advisorsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training file-review health-checks regulatory-returns-assistance regulatory-updates1
Compliancy Services Limited02070604499EC1A 9JUauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-support compliance-training due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-updates skilled-person-panel21-25
Compliant Solutions Limited01376514166CM8 1BJcrypto-capital-markets crypto-payment-services electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisersauthorisation-fca authorisations-permissions-applications client-assets compliance-advice compliance-support compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews payments-services-registration-and-compliance regulatory-capital-solvency regulatory-updates1
Complymatic Limited02038732187SW1W 0DHauthorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management money-services-businesses payments-services-institutions retail-investment-management stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates4-5
Complyport Limited02073994980EC3M 7ATauthorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers trust-service-providers wrap-platformsauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates skilled-person-panel16-20
Conduct Culture Limited07901556688GU25 4LWauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds consumer-credit-providers corporate-finance-firms discretionary-fund-managers friendly-societies ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds mortgage-brokers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers stockbrokers third-party-product-providers trade-associations-professional-bodies-and-regulators wrap-platformsauthorisations-permissions-applications complaints-handling compliance-advice compliance-training contracting-interim due-diligence enforcement-action-financial-services expert-witness-financial-services information-security-data-protection money-laundering-financial-rime-advice-and-reviews pension-reviews1
Conduct Matters LimitedTN9 1NRcompany-service-providers insurance-brokers-general insurers lloyds system-providers third-party-product-providerscomplaints-handling compliance-advice compliance-support compliance-training due-diligence file-review health-checks information-security-data-protection1
Corylus Compliance Services01945474612discretionary-fund-managers financial-advisorscomplaints-handling compliance-training due-diligence file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-updates1
Create Solutions Limited01618706637SK4 3NRclaims-management-companies consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms lloyds secondary-intermediaries third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services file-review health-checks management-training-and-support-staff-training mis-selling-reviews money-laundering-financial-rime-advice-and-reviews regulatory-returns-assistance regulatory-updates6-8
CWMC Limited01327830014NN12 8NEinsurance-brokers-general insurers lloyds securities-and-futures-firmsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training expert-witness file-review2-3
Dart Compliance Limited01604709942NN4 0SPauthorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms stockbrokers system-providers third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurers trust-service-providers wrap-platformsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra authorisations-permissions-applications client-assets complaints-handling compliance-advice compliance-support compliance-training due-diligence enforcement-action-financial-services file-review information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-returns-assistance2-3
Deemar (UK) Limited02032862171HP9 2QJauthorised-professional-persons consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime1
Duff & Phelps02070894700SE1 9SGauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech friendly-societies high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers system-providers trade-associations-professional-bodies-and-regulators trust-service-providers wrap-platformsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim documentation due-diligence enforcement-action-financial-services expert-witness-financial-services file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance pension-reviews regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates skilled-person-panel skilled-person-panel-client-assets skilled-person-panel-conduct-of-business skilled-person-panel-financial-crime skilled-person-panel-governance-controls-risk-frameworks skilled-person-panel-prudential-investment-firms-intermediaries-and-rie16-20
DWF Regulatory Consulting03333203330M3 3AAauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants financial-advisors friendly-societies high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks lead-generation-firms lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers trust-service-providersauthorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training documentation enforcement-action-financial-services expert-witness-financial-services file-review health-checks money-laundering-financial-crime payment-services-compliance pension-reviews regulatory-returns-assistance regulatory-updates4
ECompli (UK) Limited01254675674BB1 3NUinsurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-updates1
Effecta Compliance Limited02030608830EC2R 8DQadvice-pre-regulatory-risk-assessment-or-supervision authorisation-fca authorised-professional-persons collective-investment-funds control-and-risk-frameworks coroprate-finance-firms crypto-capital-markets discretionary-funds-manager institutional-investment-management investment-banks money-service-businesses multilateral-trading-facilities private-client-investment-management securities-and-future-irms skilled-person-panel-governance stockbrokers trade-associationsm-professional-bodies-and-regulatorscompliance-advice compliance-support compliance-training contracting-and-or-interim documentation due-diligence file-review governance health-checks money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates1
Ellison Compliance Limited07483899697NG9 6LJconsumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-managementauthorisation-fca authorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-updates1
Eminent Global Compliance02070180303IG11 7NP authorised-professional-persons consumer-credit-providers corporate-finance-firms crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutionsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates1
Enhance Support Solutions Limited01296715263MK18 3AFpension-scheme-operator-provider sipp-providersauthorisation-fca authorisations-permissions-applications client-assets compliance-training expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates2-3
Eqi Consultancy Limited01618500857M1 2APauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management sipp-providersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-updates2-3
ESMA Compliance Consultants Limited02082207438EC1V 2NXbanks-deposit-takers consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management stockbrokersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim health-checks money-laundering-financial-rime-advice-and-reviews payment-services-compliance regulatory-capital-solvency regulatory-updates1
Executive Compliance Limited07725578497PE10 0HGelectronic-money-issuers ifa-inc-ifa-divisions-of-financial-institutions money-service-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokerscomplaints-handling compliance-advice compliance-training contracting-and-or-interim documentation due-diligence enforcement-action-financial-services enforment-action-aml-and-payment-services file-review governance health-checks information-security-data-protection money-laundering-financial-crime-advice-and-reviews passporting-international-compliance payments-services-registration-and-compliance regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management skilled-person-panel
Financial Compliance Limited02036374080EC1N 8PN claims-management-companies consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutionsauthorisation-fca authorisations-permissions-applications complaints-handling file-review money-laundering-financial-crime regulatory-hosting-incubation regulatory-updates1
Financial Services Regulation Limited07887852198GU27 3QUcollective-investments-funds discretionary-fund-managers financial-advisors mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates1
FinTech Compliance Limited02071004058E15 4QZbuilding-societies claims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general investment-banks lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors secondary-intermediaries securities-and-futures-firms stockbrokers travel-insurers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-returns-assistance regulatory-updates4-5
FinTechReg02075660044EC1R 3BU authorisation-fca authorisations-pra collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers fintech-regtech high-value-dealers insurers investment-banks lead-generation-firms money-service-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions sale-and-rent-back stockbrokerscompliance-advice compliance-support governance passporting-international-compliance payments-services-registration-and-compliance regulatory-capital-solvency regulatory-hosting-incubation
Fisher, Sassoon & Marks02079358111W1U 7NAcorporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca authorisations-permissions-applications client-assets compliance-advice compliance-support expert-witness money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency2-3
FMConsult02072209070EC4R 9AYclaims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management private-client-investment-management retail-investment-managementauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-updates9-10
Freelance Compliance01623810929financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisersauthorisation-fca complaints-handling compliance-training file-review health-checks money-laundering-financial-crime1
FSCom Limited02890425451BT5 6BQfintech-regtech money-services-businesses payments-services-institutionsauthorisation-fca authorisation-pra authorisations-permissions-applications compliance-advice compliance-support compliance-training due-diligence information-security-data-protection money-laundering-financial-crime payment-services-compliance16-20
FSTP LLP01908395243MK9 3HPauthorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers consumer-credit-providers credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers trust-service-providers wrap-platformsauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks money-laundering-financial-crime regulatory-updates4-5
Fulcrum Compliance Limited02085281785EC2R 6PJcorporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca authorisations-permissions-applications compliance-advice compliance-support compliance-training health-checks money-laundering-financial-crime regulatory-updates1
Gem Compliance Consulting Limited01314731004EH1 3QBauthorised-professional-persons collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions private-client-investment-management retail-investment-management sipp-providers system-providers trust-service-providersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks money-laundering-financial-crime payment-services-compliance regulatory-updates4-5
Hands on Compliance Limited07771960724NR12 8SJfinancial-advisorscomplaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-capital-solvency regulatory-updates1
Haven Risk Management Limited01608662110GL55 6YXauthorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-updates2-3
Help You Comply Limited01376514166CM8 1BJclaims-management-companies consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-managementauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates1
Huntswood Advisory03333217811RG1 3BAauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platformsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim file-review health-checks money-laundering-financial-crime regulatory-capital-solvency regulatory-updates skilled-person-panel-conduct-of-business skilled-person-panel-governance-controls-risk-frameworks11-15
I-FACT Limited08456121211KT22 7LTbanks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-managementauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates skilled-person-panel4-5
IFA Consultancy Limited07821531421FY4 5GUfinancial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency1
IFA Protect Limited02083340845BR4 9PAauthorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-brokers pension-advisersauthorisation-fca authorisations-permissions-applications complaints-handling due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
IJK Regulatory Consulting Limited07703173379KT19 0NSinsurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds secondary-intermediariesdue-diligence regulatory-updates1
Insurance Compliance Services Limited01892539600BL7 9RWinsurance-brokers-pure-protection-products insurance-brokers-general lloyds mgasauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates6-8
Interim Management Limited01428288156GU27 3DBelectronic-money-issuers ifa-inc-ifa-divisions-of-financial-institutions mgas money-services-businesses payments-services-institutionsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim file-review money-laundering-financial-crime payment-services-compliance1
Jackson Cohen Associates Limited02084189964IG10 2SGbanks-deposit-takers mortgage-lenders-administratorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisations-permissions-applications complaints-handling compliance-training expert-witness health-checks information-security-data-protection management-training-and-support-staff-training money-laundering-financial-crime regulatory-updates1
Jencap Consulting02920002325CF5 6ESauthorised-professional-persons banks-deposit-takers collective-investment-funds company-service-providers consumer-credit-providers corporate-finance-firms discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility multilateral-trading-facilities payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokerscomplaints-handling due-diligence expert-witness regulatory-hosting-incubation2-3
Kernel Regulatory Consulting Limited07809574750authorisation-fca authorisations-pra banks-deposit-takers building-societies corporate-finance-firms discretionary-funds-manager high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurers investment-banks private-client-investment-management retail-investment-management securities-and-futures-firmscompliance-advice compliance-support compliance-training contracting-and-or-interim due-diligence governance passporting-international-compliance regulatory-capital-solvency regulatory-relationship-management regulatory-updates risk-management
Key Compliance Limited01427873941DN9 1JTfinancial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime1
KMC Compliance07853886931RG22 4YGauthorised-professional-persons financial-advisors insurance-brokers-general stockbrokersauthorisation-fca authorisations-permissions-applications compliance-training contracting-interim due-diligence expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Lansdowne Compliance Consultancy Limited07857428722SN11 9NJbanks-deposit-takers building-societies consumer-credit-providers corporate-finance-firms insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses payments-services-institutions trade-associations-professional-bodies-and-regulatorsauthorisation-pra complaints-handling-reviews compliance-advice compliance-support documentation due-diligence enforcement-action-financial-services file-review health-checks regulatory-updates1
Laven Partners02078380010EC2R 8DUauthorised-professional-persons collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions securities-and-futures-firmsauthorisation-fca authorisations-permissions-applications compliance-training due-diligence health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates6-8
Lawson Conner02036961302SW1W 9SAcorporate-finance-firms financial-advisors fintech-regtech private-client-investment-managementauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates9-10
LWF Consulting Limited01424838764TN32 5LEcollective-investments-funds corporate-finance-firms discretionary-fund-managers institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers wrap-platformsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates2-3
Malcolm Lee Consulting07713804801RH10 4HUauthorised-professional-persons financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general pension-advisersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence file-review information-security-data-protection money-laundering-financial-crime passporting-international-compliance1
March Compliance LLP02078398088EC4Y 0HAauthorised-professional-persons company-service-providers corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firmsauthorisation-fca authorisations-permissions-applications compliance-training due-diligence expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates2-3
Met Facilities LLP02076045777W1T 1QDauthorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers financial-advisors fintech-regtech multi-lateral-trading-facilityauthorisation-fca authorisation-pra authorisations-permissions-applications compliance-advice compliance-support compliance-training due-diligence2-3
Millen Compliance Limited08000432029RH19 2QZauthorised-professional-persons financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates1
MLX Training & Compliance Limited07581246844LS8 2BSauthorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training file-review health-checks information-security-data-protection money-laundering-financial-crime1
MPAC Consultancy LLP02030560956SW1W 0JJauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds corporate-finance-firms custodians-depositaries energy-market-participants financial-advisors institutional-investment-management investment-banks mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers third-party-product-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets compliance-support compliance-training documentation enforcement-action expert-witness file-review health-checks mis-selling-reviews money-laundering-financial-crime regulatory-returns-assistance regulatory-updates8
NewDay Compliance02030062280E15 4DR consumer-credit-providers discretionary-fund-managers fintech-regtech mortgage-brokers mortgage-lenders-administrators securities-and-futures-firmsauthorisation-fca authorisations-permissions-applications compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-updates1
Newgate Compliance Limited02036968750EC2Y 9ARcollective-investments-funds corporate-finance-firms custodians-depositaries discretionary-fund-managers fintech-regtech high-value-dealers institutional-investment-management multi-lateral-trading-facility private-client-investment-management retail-investment-management securities-and-futures-firmsauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates4-5
Newton EP01604686225NN6 9JFauthorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors friendly-societies mgas pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers trust-service-providers wrap-platformscomplaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-updates2-3
Objectivus Financial Consulting Limited02034573283EC2V 5DEcollective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets discretionary-fund-managers fintech-regtech investment-banks marketing-business-development mis-selling-reviews money-services-businesses payments-services-institutions private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms stockbrokersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action-financial-services expert-witness-aml-and-payment-services expert-witness-financial-services file-review governance health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payments-services-registration-and-compliance regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management9
Paxen Group Limited08009949215GL7 5SAbuilding-societies company-service-providers consumer-credit-providers corporate-finance-firms credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence expert-witness file-review health-checks money-laundering-financial-crime regulatory-updates2-3
Pillar 4 Consultants Limited020074594607EC3V 3LTbanks-deposit-takers building-societies collective-investments-funds corporate-finance-firms crypto-capital-markets custodians-depositaries discretionary-fund-managers energy-market-participants fintech-regtech high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management investment-banks multi-lateral-trading-facility private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms stockbrokers system-providers third-party-product-providers trade-associations-professional-bodies-and-regulatorsauthorisation-fca authorisation-pra compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence file-review governance health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-relationship-management regulatory-returns-assistance regulatory-updates1
PMA Compliance Consultants07971350371BH22 9HSdiscretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers private-client-investment-managementauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence health-checks regulatory-updates1
Practical Compliance Solutions Limited01756753191BD23 5PHfinancial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training file-review health-checks money-laundering-financial-crime passporting-international-compliance regulatory-updates1
Prestidge Risk Management07968711669financial-advisors mortgage-brokers mortgage-lenders-administrators pension-adviserscompliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime1
Priscum Limited01600714470NP25 4AJauthorised-professional-persons collective-investments-funds financial-advisors pension-advisers sipp-providersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency1
Product Partnerships Limited01274921234BD18 3LA consumer-credit-providersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence enforcement-action health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates2-3
PSP Lab LLP02032865515W8 6SNcrypto-capital-markets crypto-payment-services electronic-money-issuers money-services-businesses payments-services-institutionsauthorisation-fca authorisations-permissions-applications compliance-advice compliance-support compliance-training documentation due-diligence expert-witness information-security-data-protection money-laundering-financial-crime passporting-international-compliance payments-services-registration-and-compliance regulatory-capital-solvency regulatory-returns-assistance regulatory-updates risk-management3
R&R Compliance Consultants07895436290N1 7GUclaims-management-companies company-service-providers consumer-credit-providers fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general insurers lloydsauthorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-and-or-interim documentation file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-returns-assistance regulatory-updates1
Reality Compliance01706357002OL16 5EBifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers retail-investment-managementauthorisation-fca authorisations-permissions-applications complaints-handling compliance-advice compliance-support documentation due-diligence enforcement-action-financial-services file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews pension-reviews regulatory-returns-assistance regulatory-updates1
Redporth Consultancy Ltd07734318313administrators-and-insolvency-practitioners banks-and-building-societies consumer-credit-providers high-cost-short-term-credit-and-motor-finance-specialists ifas-and-wealth-managers pension-advisers retail-investment-management solicitors-and-legal-firmsadvice-pre-regulatory-risk-assessment-or-supervised-visit complaints-handling compliance-advice compliance-support compliance-training contracting-and-or-interim due-diligence file-review governance health-checks mis-selling-reviews past-business-reviews pension-reviews redress-programs regulatory-relationship-management regulatory-updates risk-management
Regulatory Advice Limited07786264422AL9 5ET authorised-professional-persons discretionary-fund-managers electronic-money-issuers institutional-investment-management private-client-investment-management securities-and-futures-firms sipp-providers stockbrokerscompliance-advice compliance-training expert-witness-financial-services health-checks money-laundering-financial-crime regulatory-returns-assistance regulatory-updates1
Richdale Consultants Limited02077818019EC2R 7HGauthorised-professional-persons claims-management-companies consumer-credit-providers electronic-money-issuers fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions retail-investment-managementauthorisation-fca authorisation-pra authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates1
Ringrose Wharton Advisory07836678134GL8 8SEauthorised-professional-persons company-service-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers fintech-regtech friendly-societies ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms lloyds payments-services-institutions pension-advisers private-client-investment-management retail-investment-management sipp-providersauthorisation-fca authorisations-permissions-applications compliance-advice documentation due-diligence enforcement-action-financial-services file-review governance health-checks information-security-data-protection payments-services-registration-and-compliance regulatory-capital-solvency regulatory-updates1
Roberts Clark Independent Financial Solutions Limited01637838260TR7 1GHfinancial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administratorsauthorisation-fca complaints-handling compliance-training file-review health-checks information-security-data-protection money-laundering-financial-crime1
SA Compliance Management Limited01622741858ME15 9QSauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutionsauthorisation-fca authorisations-permissions-applications complaints-handling due-diligence enforcement-action expert-witness information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance1
Sapphire Management Services Limited01787460077CO9 2RNinsurance-brokers-general insurerscompliance-advice compliance-support compliance-training file-review health-checks1
Scandic Management Limited07414917380NW1 5RHauthorised-professional-persons institutional-investment-management investment-banks payments-services-institutions retail-investment-management securities-and-futures-firms system-providers third-party-product-providers trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence file-review health-checks money-laundering-financial-crime payment-services-compliance1
Secure Compliance Limited03335000555LE17 4GEclaims-management-companies discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management securities-and-futures-firmsauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates1
Signature01484443431HD1 6NAauthorised-professional-persons building-societies discretionary-fund-managers friendly-societies ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management secondary-intermediariesauthorisation-fca complaints-handling complaints-handling-reviews compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence file-review governance health-checks information-security-data-protection money-laundering-financial-crime pension-reviews regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates
Simply Compliance Limited07976459141banks-deposit-takers claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lloyds mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platformsauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-updates1
SimplyBiz01484439100HD1 6NAauthorised-professional-persons consumer-credit-providers discretionary-fund-managers ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators retail-investment-managementauthorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training file-review health-checks management-training-and-support-staff-training money-laundering-financial-rime-advice-and-reviews11-15
Skythorn Risk Management Limited01259219418FK10 2DFauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions financial-advisors institutional-investment-management insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management stockbrokersauthorisation-fca authorisation-pra authorisations-permissions-applications complaints-handling contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Stibbards Consultancy Limited02086603440CR8 1BBauthorised-professional-persons consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general mgasauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates1
Sturgeon Ventures LLP02031674625SW15 2DRcollective-investments-funds corporate-finance-firms discretionary-fund-managers fintech-regtech institutional-investment-management securities-and-futures-firms stockbrokersauthorisation-fca authorisations-permissions-applications complaints-handling contracting-interim due-diligence health-checks money-laundering-financial-crime passporting-international-compliance regulatory-hosting-incubation regulatory-updates6-8
TC Compliance Services Limited07899847338financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-managementauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-updates1
TCC02037727230EC3R 6ENbanks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers wrap-platformsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews payment-services-compliance pension-reviews regulatory-updates skilled-person-panel-conduct-of-business11-15
Telos Solutions Limited08452263131EC4N 6HLauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers friendly-societies high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds money-service-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-scheme-operator-provider private-client-investment-management retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers trade-associations-professional-bodies-and-regulators wrap-platformsauthorisations-or-permissions client-assets complaints-handling compliance-support contracting-and-or-interim documentation due-diligence enforcement-action-financial-services enforment-action-aml-and-payment-services expert-witness-aml-and-payment-services expert-witness-financial-services file-review governance health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payments-services-registration-and-compliance pension-reviews regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance risk-management skilled-person-panel2-3
The Cattellyst Consultancy01737555515CR5 3YFauthorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers custodians-depositaries discretionary-fund-managers financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokerscompliance-advice compliance-support compliance-training contracting-interim1
The Compliance Company01423522599HG1 2PWclaims-management-companies consumer-credit-providers corporate-finance-firms credit-unions electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions secondary-intermediaries trade-associations-professional-bodies-and-regulatorsadvice-pre-regulatory-risk-assessment-or-supervised-visit appointed-representative authorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence file-review governance health-checks information-security-data-protection money-laundering-financial-crime past-business-reviews payment-services-compliance regulatory-assurance regulatory-capital-solvency regulatory-hosting-incubation regulatory-reporting-assistance regulatory-returns-assistance regulatory-updates senior-managers-and-certification-regime training4-5
The Compliance Partnership Limited07980652145TR3 7RAauthorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management secondary-intermediaries sipp-providers system-providers third-party-product-providers trust-service-providers wrap-platformsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence expert-witness-financial-services file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance pension-reviews regulatory-capital-solvency regulatory-returns-assistance regulatory-updates1
The IFA Corporation Limited07815767204LS19 6QAfinancial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-brokersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training contracting-interim expert-witness fca-authorisation-for-new-firms file-review ifa-support-for-directly-authorised-firms regulatory-updates2-3
TheGIConsultant.com Limited07890113060LS16 7HWifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers restricted-financial-advisorsauthorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation file-review health-checks money-laundering-financial-crime regulatory-returns-assistance regulatory-updates1
Thistle Initiatives Limited02074360630EC4M 8AYauthorised-professional-persons banks-deposit-takers building-societies consumer-credit-providers corporate-finance-firms discretionary-fund-managers ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks mortgage-brokers mortgage-lenders-administrators payments-services-institutions retail-investment-management travel-insurersauthorisation-fca client-assets complaints-handling-reviews compliance-training due-diligence expert-witness-financial-services file-review money-laundering-financial-crime payments-services-registration-and-compliance regulatory-returns-assistance regulatory-updates31-40
Threesixty Services LLP03707360360M22 4BJauthorised-professional-persons banks-deposit-takers discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-managementauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates16-20
Tizza Limited0756775530HG1 2DNclaims-management-companies consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds secondary-intermediaries third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurersauthorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence file-review health-checks regulatory-updates1
Trading Compliance Limited02033014545EC2M 3DXcollective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime money-laundering-financial-rime-advice-and-reviews payment-services-compliance regulatory-capital-solvency regulatory-updates2-3
TRE Compliance Limited02038704404EC2A 4NEauthorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency1
UKGI Limited01925765777TN4 8ASclaims-management-companies consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms lloyds mortgage-brokers secondary-intermediaries system-providers third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action-financial-services file-review governance health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management10
Varramore Partners Limited02036375602SW1Y 4JUcollective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers fintech-regtech institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms third-party-product-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence file-review governance health-checks information-security-data-protection money-laundering-financial-crime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-relationship-management regulatory-returns-assistance regulatory-updates risk-management1
Venta Compliance Limited07826038867SO22 6NNcollective-investments-funds company-service-providers consumer-credit-providers custodians-depositaries discretionary-fund-managers institutional-investment-management payments-services-institutions securities-and-futures-firms stockbrokersauthorisations-permissions-applications complaints-handling compliance-training file-review health-checks money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-updates1
Walker Morris LLP01132832500LS1 4DLauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca client-assets complaints-handling-reviews compliance-training due-diligence enforcement-action-financial-services file-review health-checks information-security-data-protection money-laundering-financial-crime-advice-and-reviews payments-services-registration-and-compliance2-3
Womble Bond Dickinson (UK) LLP03454150000SE1 2AUauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providersauthorisation-fca authorisations-permissions-applications client-assets compliance-training due-diligence enforcement-action information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates6-8
Worksmart Ltd01908613613MK14 6ESbanks-deposit-takers building-societies consumer-credit-providers credit-unions discretionary-fund-managers fintech-regtech friendly-societies ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general insurers investment-banks lloyds mortgage-brokers pension-advisers private-client-investment-management restricted-financial-advisors retail-investment-management trade-associations-professional-bodies-and-regulatorscomplaints-handling compliance-support compliance-training governance regulatory-relationship-management regulatory-updates
Zenith Compliance Limited07746752185SP8 5FB2