Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The Directory

The most comprehensive list of individuals and organisations involved with financial compliance in the UK. The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

TitleTelephoneservices_hfiltertypes_of_firms_served_hfilterservices_offered_members_hfilterno_of_consultants_hfilter
3 Lines of Defence Consulting Limited02071291270authorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers energy-market-participants institutional-investment-management investment-banks multi-lateral-trading-facility private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms stockbrokers third-party-product-providersauthorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support compliance-training enforcement-action-financial-services enforment-action-aml-and-payment-services expert-witness-aml-and-payment-services expert-witness-financial-services file-review6-8
Accord Compliance Consultants Limited01664503780authorised-professional-persons financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers restricted-financial-advisors sipp-providerscomplaints-handling-reviews compliance-training due-diligence enforcement-action-financial-services expert-witness-financial-services file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-updates4-5
Active Compliance Services Limited01484715225consumer-credit-providers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling file-review health-checks money-laundering-financial-crime regulatory-capital-solvency regulatory-updates1
Acumen Accountants & Global Compliance LTD02070962100consumer-credit-providers electronic-money-issuers high-value-dealers insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutionsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation enforcement-action expert-witness file-review regulatory-returns-assistance regulatory-updates1
Addleshaw Goddard LLP02076068855authorised-professional-persons claims-management-companies collective-investments-funds consumer-credit-providers custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers third-party-product-providers trust-service-providers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates4-5
Adempi Associates LLP02039254761collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors friendly-societies institutional-investment-management multi-lateral-trading-facility payments-services-institutions retail-investment-managementauthorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training enforcement-action expert-witness file-review health-checks money-laundering-financial-crime payment-services-compliance regulatory-returns-assistance regulatory-updates2-3
AJS Consultancy Services Limited07778136089authorised-professional-persons banks-deposit-takers collective-investments-funds discretionary-fund-managers insurance-brokers-pure-protection-products insurance-brokers-general insurers pension-advisersauthorisations-permissions-applications client-assets compliance-training contracting-interim due-diligence enforcement-action money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-updates1
Alan Macarthur02034784715financial-advisors insurance-brokers-general pension-advisers sipp-providersauthorisations-permissions-applications complaints-handling information-security-data-protection passporting-international-compliance regulatory-capital-solvency regulatory-updates1
Alison Smith07709362482pension-advisers restricted-financial-advisorsfile-review1
Alpha Capital Compliance Limited01268661696authorised-professional-persons banks-deposit-takers company-service-providers custodians-depositaries discretionary-fund-managers electronic-money-issuers high-value-dealers institutional-investment-management lloyds money-services-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokersclient-assets complaints-handling-reviews due-diligence enforcement-action-financial-services expert-witness-financial-services file-review information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates1
Altogether Compliant Limited07809644611
Apricity Compliance01325952969authorised-professional-persons collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators retail-investment-management securities-and-futures-firms sipp-providersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates2-3
ATEB Consulting08442725000claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers institutional-investment-management insurance-brokers-general lloyds mortgage-brokers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers third-party-product-providerscomplaints-handling-reviews compliance-training due-diligence enforcement-action-financial-services expert-witness-financial-services file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-updates skilled-person-panel-client-assets9-10
Axiom Compliance Limited07941156951authorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management securities-and-futures-firms stockbrokerscomplaints-handling-reviews file-review health-checks money-laundering-financial-rime-advice-and-reviews1
B-Compliant Limited01619790726collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platformscomplaints-handling compliance-training contracting-interim due-diligence file-review health health-checks money-laundering-financial-rime-advice-and-reviews regulatory-capital-solvency regulatory-updates2-3
BDO LLP02073349191credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence expert-witness file-review money-laundering-financial-rime-advice-and-reviews payment-services-compliance regulatory-updates skilled-person-panel51
BMR Compliance Limited01704553748insurance-brokers-pure-protection-products insurance-brokers-general insurersauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-updates2-3
Branko Limited08006196619ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds mortgage-brokers secondary-intermediariesadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support compliance-training documentation enforcement-action expert-witness file-review health-checks money-laundering-financial-crime regulatory-returns-assistance regulatory-updates2-3
Brian Shearing and Partners Limited07850874066authorised-professional-persons collective-investments-funds custodians-depositaries discretionary-fund-managers institutional-investment-management insurers pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers wrap-platformsauthorisations-permissions-applications client-assets expert-witness passporting-international-compliance1
Caledonia Consultancy07717130031authorised-professional-persons financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisersauthorisations-permissions-applications complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-capital-solvency regulatory-updates1
CCL Compliance Limited02076389830authorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates11-15
Chameleon Compliance Limited01376514166authorised-professional-persons banks-deposit-takers claims-management-companies company-service-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers third-party-product-providersauthorisations-permissions-applications complaints-handling compliance-training due-diligence enforcement-action health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates1
Chelsfield Compliance Consultancy Limited07946661392discretionary-fund-managers financial-advisors mortgage-brokers mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates1
Clear Financial Consultants Limited02072775805company-service-providers consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses payments-services-institutionscomplaints-handling compliance-advice compliance-support compliance-training documentation file-review health-checks money-laundering-financial-crime payments-services-registration-and-compliance regulatory-returns-assistance regulatory-updates2-3
Complete Compliance Support Limited01293889339authorised-professional-persons consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms mortgage-brokers restricted-financial-advisorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action file-review health-checks mis-selling-reviews money-laundering-financial-crime pension-reviews regulatory-returns-assistance regulatory-updates2-3
Compliance & Training Solutions Limited01206230804financial-advisorsauthorisations-permissions-applications complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance11-15
Compliance Consultancy Solutions Limited07580037320authorised-professional-persons discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-managementauthorisations-permissions-applications complaints-handling compliance-training due-diligence expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates1
Compliance Consultant02070971434authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers wrap-platformsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-updates1
Compliance Control Consultancy07738444377authorised-professional-persons claims-management-companies consumer-credit-providers financial-advisors insurance-brokers-general mgas mortgage-brokers mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection l-compliance money-laundering-financial-crime regulatory-updates1
Compliance Cubed Limited01275390081corporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews payment-services-compliance regulatory-capital-solvency regulatory-updates1
Compliance First014141641615
Compliance Management Services Limited02072062664insurance-brokers-general insurersauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action file-review health-checks money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency4-5
Compliance Matters Limited07903936983authorised-professional-persons claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisersauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Compliance Solutions (UK) Limited01516521755authorised-professional-persons claims-management-companies financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling compliance-training file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-updates2-3
Compliance South West Limited07968821920financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers restricted-financial-advisorsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training file-review health-checks regulatory-returns-assistance regulatory-updates1
Compliancy Services Limited02070604499authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-updates skilled-person-panel21-25
Compliant Solutions Limited01376514166crypto-capital-markets crypto-payment-services electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisersauthorisations-permissions-applications client-assets compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews payments-services-registration-and-compliance regulatory-capital-solvency regulatory-updates1
Complymatic Limited02038732187authorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management money-services-businesses payments-services-institutions retail-investment-management stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates4-5
Complyport Limited02073994980authorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers trust-service-providers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates skilled-person-panel16-20
Conduct Matters Limitedcompany-service-providers insurers lloyds system-providers third-party-product-providerscomplaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection1
Corylus Compliance Services01945474612discretionary-fund-managers financial-advisorscomplaints-handling compliance-training contracting-interim due-diligence file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-updates1
Create Solutions Limited01618706637claims-management-companies consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms lloyds secondary-intermediaries third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services file-review health-checks management-training-and-support-staff-training mis-selling-reviews money-laundering-financial-rime-advice-and-reviews regulatory-returns-assistance regulatory-updates6-8
CWMC Limited01327830014claims-management-companies lloyds mgascomplaints-handling expert-witness file-review2-3
Dart Compliance Limited01604709942authorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action-financial-services file-review information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-returns-assistance2-3
Deemar (UK) Limited02032862171authorised-professional-persons consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime1
Duff & Phelps02070894700authorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers trust-service-providers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates skilled-person-panel16-20
DWF Regulatory Consulting03333203330authorised-professional-persons banks-deposit-takers building-societies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants financial-advisors friendly-societies high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks lead-generation-firms lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers trust-service-providersauthorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training documentation enforcement-action-financial-services expert-witness-financial-services file-review health-checks money-laundering-financial-crime payment-services-compliance pension-reviews regulatory-returns-assistance regulatory-updates4
ECompli (UK) Limited01254675674insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-updates1
Ellison Compliance Limited07483899697consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-managementauthorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-updates1
Eminent Global Compliance02070180303authorised-professional-persons consumer-credit-providers corporate-finance-firms crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutionsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates1
Enhance Support Solutions Limited01296715263pension-scheme-operator-provider sipp-providersauthorisations-permissions-applications client-assets compliance-training expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates2-3
Eqi Consultancy Limited01618500857authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management sipp-providersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-updates2-3
ESMA Compliance Consultants Limited02082207438banks-deposit-takers consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim health-checks money-laundering-financial-rime-advice-and-reviews payment-services-compliance regulatory-capital-solvency regulatory-updates1
Financial Compliance Limited02036374080claims-management-companies consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutionsauthorisations-permissions-applications complaints-handling file-review money-laundering-financial-crime regulatory-hosting-incubation regulatory-updates1
Financial Services Regulation Limited07887852198collective-investments-funds discretionary-fund-managers financial-advisors mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates1
FinTech Compliance Limited02071004058building-societies claims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general investment-banks lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors secondary-intermediaries securities-and-futures-firms stockbrokers travel-insurers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim document documentation due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-returns-assistance regulatory-updates4-5
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