Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The Directory

The most comprehensive list of individuals and organisations involved with financial compliance in the UK. The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

TitleTelephonePostcodeservices_hfiltertypes_of_firms_served_hfilterservices_offered_members_hfilterno_of_consultants_hfilter
3 Lines of Defence Consulting Limited02071291270W1K 3JNauthorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers energy-market-participants institutional-investment-management investment-banks multi-lateral-trading-facility private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms stockbrokers third-party-product-providersauthorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support compliance-training enforcement-action-financial-services enforment-action-aml-and-payment-services expert-witness-aml-and-payment-services expert-witness-financial-services file-review6-8
Accord Compliance Consultants Limited01664503780LE13 0PBifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers pension-adviserscomplaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-capital-solvency regulatory-updates4-5
Active Compliance Services Limited07764195923HD6 4LLconsumer-credit-providers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling file-review health-checks money-laundering-financial-crime regulatory-capital-solvency regulatory-updates1
Acumen Accountants & Global Compliance LTD02070962100E14 5DYconsumer-credit-providers electronic-money-issuers high-value-dealers insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutionsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation enforcement-action expert-witness file-review regulatory-returns-assistance regulatory-updates1
Addleshaw Goddard LLP02076068855EC1Y 4AGauthorised-professional-persons claims-management-companies collective-investments-funds consumer-credit-providers custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers third-party-product-providers trust-service-providers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates4-5
Adempi Associates LLP02039254761WC2H 9JQcollective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors friendly-societies institutional-investment-management multi-lateral-trading-facility payments-services-institutions retail-investment-managementauthorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training enforcement-action expert-witness file-review health-checks money-laundering-financial-crime payment-services-compliance regulatory-returns-assistance regulatory-updates2-3
AJS Consultancy Services Limited07778136089BS10 5ETauthorised-professional-persons banks-deposit-takers collective-investments-funds discretionary-fund-managers insurance-brokers-pure-protection-products insurance-brokers-general insurers pension-advisersauthorisations-permissions-applications client-assets compliance-training contracting-interim due-diligence enforcement-action money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-updates1
Alan Macarthur02038871628RG25 3HBfinancial-advisors insurance-brokers-general pension-advisers sipp-providersauthorisation-fca authorisations-permissions-applications complaints-handling information-security-data-protection passporting-international-compliance regulatory-capital-solvency regulatory-updates1
Alison Smith07709362482ST10 4SNpension-advisers restricted-financial-advisorsfile-review1
Alpha Capital Compliance Limited01268661696SS6 9PPauthorised-professional-persons banks-deposit-takers company-service-providers custodians-depositaries discretionary-fund-managers electronic-money-issuers high-value-dealers institutional-investment-management lloyds money-services-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokersclient-assets complaints-handling-reviews due-diligence enforcement-action-financial-services expert-witness-financial-services file-review information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates1
Altogether Compliant Limited07809644611CM8 1BJcorporate-finance-firms ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms mortgage-brokers restricted-financial-advisors secondary-intermediariesadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-returns-assistance regulatory-updates1
Apricity Compliance01325952969DL1 4WBauthorised-professional-persons collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators retail-investment-management securities-and-futures-firms sipp-providersauthorisation-fca authorisation-pra authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates2-3
ATEB Consulting08442725000DH4 5QYclaims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers institutional-investment-management insurance-brokers-general lloyds mortgage-brokers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers third-party-product-providerscomplaints-handling-reviews compliance-training due-diligence enforcement-action-financial-services expert-witness-financial-services file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-updates skilled-person-panel-client-assets9-10
Axiom Compliance Limited07941156951SW15 6LWauthorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management securities-and-futures-firms stockbrokerscomplaints-handling-reviews file-review health-checks money-laundering-financial-rime-advice-and-reviews1
B-Compliant Limited01619790726M33 3SHcollective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platformsauthorisation-fca complaints-handling compliance-training contracting-interim due-diligence file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-capital-solvency regulatory-updates2-3
Barley Harbour Limited07539440115TW11 0RLbanks-deposit-takers investment-bankscomplaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-updates1
BDO LLP02073349191EC1A 4ABcredit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence expert-witness file-review money-laundering-financial-rime-advice-and-reviews payment-services-compliance regulatory-updates skilled-person-panel51
BMR Compliance Limited01704553748PR8 2DTinsurance-brokers-pure-protection-products insurance-brokers-general insurersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-updates2-3
Branko Limited08006196619LU7 2SWifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds mortgage-brokers secondary-intermediariesadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets complaints-handling-reviews compliance-advice compliance-support compliance-training documentation enforcement-action expert-witness file-review health-checks money-laundering-financial-crime regulatory-returns-assistance regulatory-updates2-3
Brian Shearing and Partners Limited07850874066RG10 9DJauthorised-professional-persons collective-investments-funds custodians-depositaries discretionary-fund-managers institutional-investment-management insurers pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers wrap-platformsauthorisations-permissions-applications client-assets expert-witness passporting-international-compliance1
Caledonia Consultancy07717130031G44 3XPauthorised-professional-persons financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisersauthorisations-permissions-applications complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-capital-solvency regulatory-updates1
CCL Compliance Limited02076389830EC3V 9DUauthorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates11-15
Chameleon Compliance Limited01376514166CM8 1BJauthorised-professional-persons banks-deposit-takers claims-management-companies company-service-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers third-party-product-providersauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training documentation due-diligence enforcement-action health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates1
Chelsfield Compliance Consultancy Limited07946661392BR6 6AFdiscretionary-fund-managers financial-advisors mortgage-brokers mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates1
Clear Financial Consultants Limited02072775805EC1V 2NXcompany-service-providers consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses payments-services-institutionscomplaints-handling compliance-advice compliance-support compliance-training documentation file-review health-checks money-laundering-financial-crime payments-services-registration-and-compliance regulatory-returns-assistance regulatory-updates2-3
Complete Compliance Support Limited01293889339BN43 5HZauthorised-professional-persons consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms mortgage-brokers restricted-financial-advisorsadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action file-review health-checks mis-selling-reviews money-laundering-financial-crime pension-reviews regulatory-returns-assistance regulatory-updates2-3
Compliance & Training Solutions Limited01206230804CO7 7FDfinancial-advisorsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance11-15
Compliance Consultancy Solutions Limited07580037320WS13 8TRauthorised-professional-persons discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-managementauthorisations-permissions-applications complaints-handling compliance-training due-diligence expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates1
Compliance Consultant02070971434EC1V 2NXauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers wrap-platformsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-updates1
Compliance Control Consultancy07738444377HD8 9SPauthorised-professional-persons claims-management-companies consumer-credit-providers financial-advisors insurance-brokers-general mgas mortgage-brokers mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Compliance Cubed Limited01275390081BS20 7EXcorporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews payment-services-compliance regulatory-capital-solvency regulatory-updates1
Compliance First01414164161G77 5LL5
Compliance Management Services Limited02072062664CR5 2NGinsurance-brokers-general insurersauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action file-review health-checks money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency4-5
Compliance Matters Limited07903936983OL14 5PUauthorised-professional-persons claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisersauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Compliance Solutions (UK) Limited01516521755CH43 7WAauthorised-professional-persons claims-management-companies financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling compliance-training file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-updates2-3
Compliance South West Limited07968821920EX32 7NRfinancial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers restricted-financial-advisorsauthorisation-fca complaints-handling compliance-advice compliance-support compliance-training file-review health-checks regulatory-returns-assistance regulatory-updates1
Compliancy Services Limited02070604499EC1A 9JUauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-updates skilled-person-panel21-25
Compliant Solutions Limited01376514166CM8 1BJcrypto-capital-markets crypto-payment-services electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisersauthorisations-permissions-applications client-assets compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews payments-services-registration-and-compliance regulatory-capital-solvency regulatory-updates1
Complymatic Limited02038732187SW1W 0DHauthorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management money-services-businesses payments-services-institutions retail-investment-management stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates4-5
Complyport Limited02073994980EC3M 7ATauthorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers trust-service-providers wrap-platformsauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates skilled-person-panel16-20
Conduct Culture Limited07901556688GU25 4LWauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds consumer-credit-providers corporate-finance-firms discretionary-fund-managers friendly-societies ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds mortgage-brokers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers stockbrokers third-party-product-providers trade-associations-professional-bodies-and-regulators wrap-platformsauthorisations-permissions-applications complaints-handling compliance-advice compliance-training contracting-interim due-diligence enforcement-action-financial-services expert-witness-financial-services information-security-data-protection money-laundering-financial-rime-advice-and-reviews pension-reviews1
Conduct Matters LimitedTN9 1NRcompany-service-providers insurers lloyds system-providers third-party-product-providerscomplaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection1
Corylus Compliance Services01945474612discretionary-fund-managers financial-advisorscomplaints-handling compliance-training contracting-interim due-diligence file-review health-checks money-laundering-financial-rime-advice-and-reviews regulatory-updates1
Create Solutions Limited01618706637SK4 3NRclaims-management-companies consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms lloyds secondary-intermediaries third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca complaints-handling-reviews compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services file-review health-checks management-training-and-support-staff-training mis-selling-reviews money-laundering-financial-rime-advice-and-reviews regulatory-returns-assistance regulatory-updates6-8
CWMC Limited01327830014NN12 8NEclaims-management-companies lloyds mgascomplaints-handling expert-witness file-review2-3
Dart Compliance Limited01604709942NN4 0SPauthorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms stockbrokers system-providers third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurers trust-service-providers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action-financial-services file-review information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-returns-assistance2-3
Deemar (UK) Limited02032862171HP9 2QJauthorised-professional-persons consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime1
Duff & Phelps02070894700SE1 9SGauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech friendly-societies high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers system-providers trade-associations-professional-bodies-and-regulators trust-service-providers wrap-platformsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim documentation due-diligence enforcement-action-financial-services expert-witness-financial-services file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance pension-reviews regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates skilled-person-panel skilled-person-panel-client-assets skilled-person-panel-conduct-of-business skilled-person-panel-financial-crime skilled-person-panel-governance-controls-risk-frameworks skilled-person-panel-prudential-investment-firms-intermediaries-and-rie16-20
DWF Regulatory Consulting03333203330M3 3AAauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants financial-advisors friendly-societies high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks lead-generation-firms lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers trust-service-providersauthorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training documentation enforcement-action-financial-services expert-witness-financial-services file-review health-checks money-laundering-financial-crime payment-services-compliance pension-reviews regulatory-returns-assistance regulatory-updates4
ECompli (UK) Limited01254675674BB1 3NUinsurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-updates1
Ellison Compliance Limited07483899697NG9 6LJconsumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-managementauthorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-updates1
Eminent Global Compliance02070180303E14 9XQauthorised-professional-persons consumer-credit-providers corporate-finance-firms crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutionsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates1
Enhance Support Solutions Limited01296715263MK18 3AFpension-scheme-operator-provider sipp-providersauthorisations-permissions-applications client-assets compliance-training expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates2-3
Eqi Consultancy Limited01618500857M1 2APauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management sipp-providersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-updates2-3
ESMA Compliance Consultants Limited02082207438EC1V 2NXbanks-deposit-takers consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim health-checks money-laundering-financial-rime-advice-and-reviews payment-services-compliance regulatory-capital-solvency regulatory-updates1
Financial Compliance Limited02036374080EC1N 8PN claims-management-companies consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutionsauthorisations-permissions-applications complaints-handling file-review money-laundering-financial-crime regulatory-hosting-incubation regulatory-updates1
Financial Services Regulation Limited07887852198GU27 3QUcollective-investments-funds discretionary-fund-managers financial-advisors mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-updates1
FinTech Compliance Limited02071004058E15 4QZbuilding-societies claims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general investment-banks lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors secondary-intermediaries securities-and-futures-firms stockbrokers travel-insurers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-returns-assistance regulatory-updates4-5
Fisher, Sassoon & Marks02079358111W1U 7NAcorporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisations-permissions-applications client-assets expert-witness money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency2-3
FMConsult02072209070EC4R 9AYclaims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management private-client-investment-management retail-investment-managementauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-updates9-10
Freelance Compliance01623810929financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-adviserscomplaints-handling compliance-training file-review health-checks money-laundering-financial-crime1
FSCom Limited02890425451BT5 6BQfintech-regtech money-services-businesses payments-services-institutionsauthorisation-fca authorisation-pra authorisations-permissions-applications compliance-advice compliance-support compliance-training due-diligence information-security-data-protection money-laundering-financial-crime payment-services-compliance16-20
FSTP LLP01908395243MK9 3HPauthorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers consumer-credit-providers credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers trust-service-providers wrap-platformsauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks money-laundering-financial-crime regulatory-updates4-5
Fulcrum Compliance Limited02085281785EC2R 6PJcorporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisations-permissions-applications compliance-training health-checks money-laundering-financial-crime regulatory-updates1
Gem Compliance Consulting Limited01314731004EH1 3QBauthorised-professional-persons collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions private-client-investment-management retail-investment-management sipp-providers system-providers trust-service-providersauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks money-laundering-financial-crime payment-services-compliance regulatory-updates4-5
Hamilton Kilgour Limited07983336575SW1P 4JGbanks-deposit-takers corporate-finance-firms fintech-regtech institutional-investment-management insurance-brokers-general insurers multi-lateral-trading-facility securities-and-futures-firms stockbrokers system-providers third-party-product-providersauthorisations-permissions-applications compliance-training due-diligence expert-witness health-checks money-laundering-financial-crime passporting-international-compliance1
Hands on Compliance Limited07771960724NR12 8SJfinancial-advisorscomplaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews regulatory-capital-solvency regulatory-updates1
Haven Risk Management Limited01608662110GL55 6YXauthorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-updates2-3
Help You Comply Limited01376514166CM8 1BJclaims-management-companies consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-managementauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates1
Huntswood Advisory03333217811RG1 3BAauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platformsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim file-review health-checks money-laundering-financial-crime regulatory-capital-solvency regulatory-updates skilled-person-panel-conduct-of-business skilled-person-panel-governance-controls-risk-frameworks11-15
I-FACT Limited08456121211KT22 7LTbanks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-managementauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates skilled-person-panel4-5
IFA Consultancy Limited07821531421FY4 5GUfinancial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisersauthorisations-permissions-applications complaints-handling compliance-training enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency1
IFA Protect LimitedBR4 9PAauthorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-brokers pension-advisersauthorisations-permissions-applications complaints-handling due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
IJK Regulatory Consulting Limited07703173379KT19 0NSinsurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds secondary-intermediariesdue-diligence regulatory-updates1
Insurance Compliance Services Limited01892539600BL7 9RWinsurance-brokers-pure-protection-products insurance-brokers-general lloyds mgasauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates6-8
Interim Management Limited01428288156GU27 3DBelectronic-money-issuers ifa-inc-ifa-divisions-of-financial-institutions mgas money-services-businesses payments-services-institutionsauthorisations-permissions-applications complaints-handling compliance-training contracting-interim file-review money-laundering-financial-crime payment-services-compliance1
Jackson Cohen Associates Limited02084189964IG10 2SGbanks-deposit-takers mortgage-lenders-administratorsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training expert-witness health-checks information-security-data-protection management-training-and-support-staff-training money-laundering-financial-crime regulatory-updates1
JustCRS Limited07815767204LS28 5LBfinancial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisersauthorisations-permissions-applications complaints-handling compliance-training contracting-interim expert-witness file-review regulatory-updates2-3
Key Compliance Limited01427873941DN9 1JTfinancial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisersauthorisations-permissions-applications complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime1
Keystone Law07836678134WC2A 1JFauthorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms discretionary-fund-managers electronic-money-issuers friendly-societies insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management secondary-intermediaries sipp-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca authorisation-pra client-assets complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence enforcement-action-financial-services money-laundering-financial-rime-advice-and-reviews payment-services-compliance1
KMC Compliance07853886931RG22 4YGauthorised-professional-persons financial-advisors insurance-brokers-general stockbrokersauthorisations-permissions-applications compliance-training contracting-interim due-diligence expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
Lansdowne Compliance Consultancy Limited07857428722SN11 9NJ1
Laven Partners02078380010EC2R 8DUauthorised-professional-persons collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions securities-and-futures-firmsauthorisations-permissions-applications compliance-training due-diligence health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates6-8
Lawson Conner02036961302SW1W 9SAcorporate-finance-firms financial-advisors fintech-regtech private-client-investment-managementauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates9-10
LWF Consulting Limited01424838764TN32 5LEcollective-investments-funds corporate-finance-firms discretionary-fund-managers institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers wrap-platformsauthorisations-permissions-applications complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates2-3
Malcolm Lee Consulting07713804801RH10 4HUauthorised-professional-persons financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general pension-advisersauthorisations-permissions-applications complaints-handling compliance-training due-diligence file-review information-security-data-protection money-laundering-financial-crime passporting-international-compliance1
March Compliance LLP02078398088EC4Y 0HAauthorised-professional-persons company-service-providers corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firmsauthorisation-fca authorisations-permissions-applications compliance-training due-diligence expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates2-3
Met Facilities LLP02076045777W1T 1QDauthorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers financial-advisors fintech-regtech multi-lateral-trading-facilityauthorisation-pra authorisations-permissions-applications compliance-advice compliance-support compliance-training due-diligence2-3
Millen Compliance Limited08000432029RH19 2QZauthorised-professional-persons financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisersauthorisations-permissions-applications complaints-handling compliance-training due-diligence expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency regulatory-updates1
MLX Training & Compliance Limited07581246844LS8 2BSauthorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisersauthorisations-permissions-applications complaints-handling compliance-training file-review health-checks information-security-data-protection money-laundering-financial-crime1
MPAC Consultancy LLP02030560956SW1W 0JJauthorised-professional-persons banks-deposit-takers building-societies collective-investments-funds corporate-finance-firms custodians-depositaries energy-market-participants financial-advisors institutional-investment-management investment-banks mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers third-party-product-providersadvice-pre-regulatory-risk-assessment-or-supervised-visit authorisation-fca client-assets compliance-support compliance-training documentation enforcement-action expert-witness file-review health-checks mis-selling-reviews money-laundering-financial-crime regulatory-returns-assistance regulatory-updates8
NewDay Compliance02030062280E15 4DR consumer-credit-providers discretionary-fund-managers fintech-regtech mortgage-brokers mortgage-lenders-administrators securities-and-futures-firmsauthorisations-permissions-applications compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-updates1
Newgate Compliance Limited02036968750EC2Y 9ARcollective-investments-funds corporate-finance-firms custodians-depositaries discretionary-fund-managers fintech-regtech high-value-dealers institutional-investment-management multi-lateral-trading-facility private-client-investment-management retail-investment-management securities-and-futures-firmsauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates4-5
Newton EP01604686225NN6 9JFauthorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors friendly-societies mgas pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers trust-service-providers wrap-platformscomplaints-handling compliance-training contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-updates2-3
Paxen Group Limited08009949215GL7 5SAbuilding-societies company-service-providers consumer-credit-providers corporate-finance-firms credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administratorscomplaints-handling compliance-advice compliance-support compliance-training documentation due-diligence expert-witness file-review health-checks money-laundering-financial-crime regulatory-updates2-3
PMA Compliance Consultants07971350371BH22 9HSdiscretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers private-client-investment-managementauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence health-checks regulatory-updates1
Practical Compliance Solutions Limited01756753191BD23 5PHfinancial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisersauthorisations-permissions-applications complaints-handling compliance-training file-review health-checks money-laundering-financial-crime passporting-international-compliance regulatory-updates1
Prestidge Risk Management07968711669financial-advisors mortgage-brokers mortgage-lenders-administrators pension-adviserscompliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime1
Priscum Limited01600714470NP25 4AJauthorised-professional-persons collective-investments-funds financial-advisors pension-advisers sipp-providersauthorisations-permissions-applications complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-capital-solvency1
Product Partnerships Limited01274921234BD18 3LA consumer-credit-providersauthorisations-permissions-applications complaints-handling compliance-training due-diligence enforcement-action health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates2-3
R&R Compliance Consultants07895436290N1 7GU1
Reality Compliance01706357002OL16 5EBifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers retail-investment-managementauthorisations-permissions-applications complaints-handling compliance-advice compliance-support documentation due-diligence enforcement-action-financial-services file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews pension-reviews regulatory-returns-assistance regulatory-updates1
Regulatory Advice Limited07786264422AL9 5ET 1
Richdale Consultants Limited02077818019EC2R 7HGauthorised-professional-persons claims-management-companies consumer-credit-providers electronic-money-issuers fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions retail-investment-managementauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-updates1
Roberts Clark Independent Financial Solutions Limited01637838260TR7 1GHfinancial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administratorscomplaints-handling compliance-training file-review health-checks information-security-data-protection money-laundering-financial-crime1
Rory Percival Training and Consultancy Services Ltd07761288652AL1 5NDfinancial-advisors pension-adviserscompliance-training expert-witness file-review1
SA Compliance Management Limited01622741858ME15 9QSauthorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutionsauthorisations-permissions-applications complaints-handling due-diligence enforcement-action expert-witness information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance1
Sapphire Management Services Limited01787460077CO9 2RNinsurance-brokers-general mgascompliance-training contracting-interim file-review health-checks1
Scandic Management Limited07414917380NW1 5RH1
Searchlight Solutions Limited01372361177KT22 9ADclaims-management-companies company-service-providers consumer-credit-providers financial-advisors fintech-regtech lloyds mgas mortgage-lenders-administrators pension-advisersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation2-3
Secure Compliance Limited03335000555LE17 4GEclaims-management-companies discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management securities-and-futures-firmsauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates1
SIFA01372721172KT17 1BB
Simply Compliance Limited07976459141banks-deposit-takers claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lloyds mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platformsauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-updates1
SimplyBiz Group PLC01484439100HD1 6NAauthorised-professional-persons consumer-credit-providers discretionary-fund-managers financial-advisors insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-managementauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training file-review health-checks information-security-data-protection money-laundering-financial-crime11-15
Skythorn Risk Management Limited07873437409FK10 2DFauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions financial-advisors institutional-investment-management insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management stockbrokersauthorisations-permissions-applications complaints-handling contracting-interim due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime regulatory-updates1
SORQ Limited02039000209E14 5NRbanks-deposit-takers consumer-credit-providers crypto-capital-markets crypto-payment-services electronic-money-issuers payments-services-institutionsauthorisations-permissions-applications complaints-handling compliance-training due-diligence information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance2-3
Stibbards Consultancy Limited02086603440CR8 1BBauthorised-professional-persons consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general mgasauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates1
Sturgeon Ventures LLP02031674625SW15 2DRcollective-investments-funds corporate-finance-firms discretionary-fund-managers fintech-regtech institutional-investment-management securities-and-futures-firms stockbrokersauthorisation-pra authorisations-permissions-applications complaints-handling contracting-interim due-diligence health-checks money-laundering-financial-crime passporting-international-compliance regulatory-hosting-incubation regulatory-updates6-8
TC Compliance Services Limited07899847338financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-managementauthorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-updates1
TCC02037727230EC3R 6ENbanks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers wrap-platformsauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews payment-services-compliance pension-reviews regulatory-updates skilled-person-panel-conduct-of-business11-15
Telos Solutions Limited08452263131EC4N 6HLconsumer-credit-providers financial-advisors insurance-brokers-general insurers investment-banks mortgage-brokers mortgage-lenders-administrators retail-investment-managementauthorisation-fca client-assets complaints-handling documentation enforcement-action-financial-services expert-witness-financial-services file-review money-laundering-financial-crime payment-services-compliance regulatory-returns-assistance regulatory-updates2-3
The Cattellyst Consultancy01737555515CR5 3YFauthorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers custodians-depositaries discretionary-fund-managers financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokerscompliance-advice compliance-support compliance-training contracting-interim1
The Compliance Company01423522599HG1 2PWclaims-management-companies consumer-credit-providers corporate-finance-firms credit-unions electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions secondary-intermediaries trade-associations-professional-bodies-and-regulatorsauthorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training documentation due-diligence file-review health-checks information-security-data-protection money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-returns-assistance regulatory-updates4-5
The Compliance Partnership Limited07980652145TR3 7RAauthorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management secondary-intermediaries sipp-providers system-providers third-party-product-providers trust-service-providers wrap-platformsauthorisations-permissions-applications complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence expert-witness-financial-services file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance pension-reviews regulatory-capital-solvency regulatory-returns-assistance regulatory-updates1
The London Trading Company (UK) PLC02039079400W1J 6ERauthorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors high-value-dealers institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisations-permissions-applications expert-witness regulatory-hosting-incubation2-3
TheGIConsultant.com Limited07890113060LS16 7HW1
Thistle Initiatives Limited02074360630EC4M 8AYauthorised-professional-persons banks-deposit-takers building-societies consumer-credit-providers corporate-finance-firms discretionary-fund-managers ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks mortgage-brokers mortgage-lenders-administrators payments-services-institutions retail-investment-management travel-insurersauthorisation-fca client-assets complaints-handling-reviews compliance-training due-diligence expert-witness-financial-services file-review money-laundering-financial-crime payments-services-registration-and-compliance regulatory-returns-assistance regulatory-updates31-40
Threesixty Services LLP03707360360M22 4BJauthorised-professional-persons banks-deposit-takers discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-managementauthorisation-fca authorisations-permissions-applications complaints-handling compliance-training due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency regulatory-updates16-20
Tizza Limited0756775530HG1 2DN1
Trading Compliance Limited02033014545EC2M 3DXcollective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training due-diligence enforcement-action expert-witness file-review health-checks information-security-data-protection money-laundering-financial-crime money-laundering-financial-rime-advice-and-reviews payment-services-compliance regulatory-capital-solvency regulatory-updates2-3
TRE Compliance Limited02038704404EC2A 4NEauthorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokersauthorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence money-laundering-financial-crime passporting-international-compliance regulatory-capital-solvency1
Varramore Partners Limited02036375602SW1Y 4JUcollective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers fintech-regtech institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms third-party-product-providersauthorisation-fca client-assets complaints-handling compliance-advice compliance-support compliance-training contracting-interim documentation due-diligence file-review health-checks information-security-data-protection money-laundering-financial-rime-advice-and-reviews passporting-international-compliance regulatory-capital-solvency regulatory-hosting-incubation regulatory-returns-assistance regulatory-updates1
Venta Compliance Limited07826038867SO22 6NNcollective-investments-funds company-service-providers consumer-credit-providers custodians-depositaries discretionary-fund-managers institutional-investment-management payments-services-institutions securities-and-futures-firms stockbrokersauthorisations-permissions-applications complaints-handling compliance-training file-review health-checks money-laundering-financial-crime payment-services-compliance regulatory-capital-solvency regulatory-updates1
Walker Morris LLP01132832500LS1 4DLauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions retail-investment-management securities-and-futures-firms stockbrokersauthorisation-fca authorisations-permissions-applications client-assets complaints-handling compliance-training contracting-interim due-diligence enforcement-action file-review health-checks information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency2-3
Womble Bond Dickinson (UK) LLP03454150000SE1 2AUauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providersauthorisations-permissions-applications client-assets compliance-training due-diligence enforcement-action information-security-data-protection money-laundering-financial-crime passporting-international-compliance payment-services-compliance regulatory-capital-solvency regulatory-updates6-8