Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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3 Lines of Defence Consulting Limited
3 Lines of Defence Consulting LimitedSpecialists in all things digital including GDPR Training and Compliance …Nationally02071291270nationallyauthorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers energy-market-participants institutional-investment-management investment-banks multi-lateral-trading-facility private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms stockbrokers third-party-product-providers
Accord Compliance Consultants Limited
Accord Compliance Consultants LimitedAbout Formed in 2000, to provide professional compliance support services …Nationally01664503780nationallyauthorised-professional-persons financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers restricted-financial-advisors sipp-providers
Active Compliance Services Limited
Active Compliance Services LimitedActive Compliance Services Ltd are able to offer a range …Uncategorised01484715225consumer-credit-providers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators
Acumen Accountants & Global Compliance LTD
Acumen Accountants & Global Compliance LTDWe are specialized in FCA & other EU Regulator's authorisation …Uncategorised02070962100consumer-credit-providers electronic-money-issuers high-value-dealers insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions
Addleshaw Goddard LLPAddleshaw Goddard has one of the largest Financial Regulation teams …Uncategorised02076068855authorised-professional-persons claims-management-companies collective-investments-funds consumer-credit-providers custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers third-party-product-providers trust-service-providers wrap-platforms
Adempi Associates LLPWe are a London-based compliance consultancy offering hands-on support and …Uncategorised02039254761collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors friendly-societies institutional-investment-management multi-lateral-trading-facility payments-services-institutions retail-investment-management
AJS Consultancy Services Limited
AJS Consultancy Services LimitedA compliance professional since 1992. Fellow of the Chartered Insurance …Uncategorised07778136089authorised-professional-persons banks-deposit-takers collective-investments-funds discretionary-fund-managers insurance-brokers-pure-protection-products insurance-brokers-general insurers pension-advisers
Alan Macarthur
Alan MacarthurConsultant for FCA authorised firms within the IFA, GI, Mortgage, …Uncategorised02034784715financial-advisors insurance-brokers-general pension-advisers sipp-providers
Alison Smith
Alison SmithAPFS Chartered Financial Planner qualified freelance compliance consultant, providing compliance …Uncategorised07709362482pension-advisers restricted-financial-advisors
Alpha Capital Compliance Limited
Alpha Capital Compliance LimitedACCL aims to develop a consultancy service that demystifies the jargon intensive world of …Uncategorised01268661696authorised-professional-persons banks-deposit-takers company-service-providers custodians-depositaries discretionary-fund-managers electronic-money-issuers high-value-dealers institutional-investment-management lloyds money-services-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
Altogether Compliant Limited
Altogether Compliant LimitedBased in London,  Essex, Cambridge and the East Midlands, we …Uncategorised07809644611
Apricity Compliance
Apricity ComplianceApricity is the new kid on the compliance block! Quite …Uncategorised01325952969authorised-professional-persons collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators retail-investment-management securities-and-futures-firms sipp-providers
ATEB Consulting
ATEB ConsultingATEB is one of the few compliance consultancies that undertakes Conduct …Uncategorised08442725000claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers institutional-investment-management insurance-brokers-general lloyds mortgage-brokers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers third-party-product-providers
Axiom Compliance Limited
Axiom Compliance LimitedAxiom Compliance represents a unique presence in the regulation of …Uncategorised07941156951authorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management securities-and-futures-firms stockbrokers
B-Compliant Limited
B-Compliant LimitedCompliance - tough to navigate, all-too-easy to breach, always time-consuming. …Uncategorised01619790726collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platforms
BDO LLP
BDO LLPOur award winning Regulatory Consultancy team helps businesses anticipate and …Uncategorised02073349191credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
BMR Compliance Limited
BMR Compliance LimitedBMR Compliace Ltd provides regulatory support, training solutions and business management consultancy. …Uncategorised01704553748insurance-brokers-pure-protection-products insurance-brokers-general insurers
Branko LimitedBranko Ltd provides effective FCA compliance solutions to the general …Uncategorised08006196619ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds mortgage-brokers secondary-intermediaries
Brian Shearing and Partners Limited
Brian Shearing and Partners LimitedWe are a small firm which is able to react …Uncategorised07850874066authorised-professional-persons collective-investments-funds custodians-depositaries discretionary-fund-managers institutional-investment-management insurers pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers wrap-platforms
Caledonia Consultancy
Caledonia ConsultancyWe offer a specialised range of services to assist our …Uncategorised07717130031authorised-professional-persons financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers
CCL Compliance Limited
CCL Compliance LimitedWe have been providing compliance and regulatory services to the …Uncategorised02076389830authorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers wrap-platforms
Chameleon Compliance Limited
Chameleon Compliance LimitedWe are Compliance Specialists and we work alongside our clients …Uncategorised01376514166authorised-professional-persons banks-deposit-takers claims-management-companies company-service-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers third-party-product-providers
Chelsfield Compliance Consultancy LimitedCompliance Consultancy firm for small IFAs and Mortgage Brokers. Address …Uncategorised07946661392discretionary-fund-managers financial-advisors mortgage-brokers mortgage-lenders-administrators
Clear Financial Consultants Limited
Clear Financial Consultants LimitedClear Financial Consultants Address KEMP HOUSE 152 - 160 CITY …Uncategorised02072775805company-service-providers consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses payments-services-institutions
Complete Compliance Support Limited
Complete Compliance Support LimitedWe are a small company that wants to know you …Uncategorised01293889339authorised-professional-persons consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms mortgage-brokers restricted-financial-advisors
Compliance & Training Solutions Limited
Compliance & Training Solutions LimitedA team of Diploma qualified compliance consultants based throughout the …Uncategorised01206230804financial-advisors
Compliance Consultancy Solutions LimitedProviding a bespoke, user friendly compliance service to IFAs, Solicitors, …Uncategorised07580037320authorised-professional-persons discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management
Compliance ConsultantExperience and Professionalism When it comes to financial regulatory compliance, you …Uncategorised02070971434authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers wrap-platforms
Compliance Control Consultancy
Compliance Control ConsultancyI am a FCA compliance consultant with over 15 years' …Uncategorised07738444377authorised-professional-persons claims-management-companies consumer-credit-providers financial-advisors insurance-brokers-general mgas mortgage-brokers mortgage-lenders-administrators
Compliance Cubed Limited
Compliance Cubed LimitedBased in the Bristol area but covering the UK we …Uncategorised01275390081corporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
Compliance FirstCompliance First is the leading and independent provider of bespoke …Uncategorised01414164161
Compliance Management Services Limited
Compliance Management Services LimitedCompliance Management Services Ltd was established in 2003 to provide …Uncategorised02072062664insurance-brokers-general insurers
Compliance Matters Limited
Compliance Matters LimitedCompliance Matters Limited was established in 2001 to offer advice …Uncategorised07903936983authorised-professional-persons claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers
Compliance Solutions (UK) Limited
Compliance Solutions (UK) LimitedCompliance Solutions (UK) Ltd was established to deliver a tailored …Uncategorised01516521755authorised-professional-persons claims-management-companies financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators
Compliance South West LimitedProviding compliance support to financial firms including insurers, financial advisers, …Uncategorised07968821920financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers restricted-financial-advisors
Compliancy Services Limited
Compliancy Services LimitedCompliancy Services is a professional and established compliance consultancy that …Uncategorised02070604499authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
Compliant Solutions Limited
Compliant Solutions LimitedBased in Essex with a team of consultants covering the …Uncategorised01376514166crypto-capital-markets crypto-payment-services electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers
Complymatic LimitedComplymatic’s Compliance consultants specialise in advice and support services across …Uncategorised02038732187authorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management money-services-businesses payments-services-institutions retail-investment-management stockbrokers
Complyport Limited
Complyport LimitedComplyport is a leading and well-respected regulatory and compliance consulting …Uncategorised02073994980authorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers trust-service-providers wrap-platforms
Conduct Matters Limited
Conduct Matters LimitedConduct Matters Ltd provides expert Conduct Risk advice and training …Uncategorisedcompany-service-providers insurers lloyds system-providers third-party-product-providers
Corylus Compliance Services
Corylus Compliance ServicesI have worked in financial services for over 27 years …Uncategorised01945474612discretionary-fund-managers financial-advisors
Create Solutions Limited
Create Solutions LimitedCreate Solutions Limited provide compliance support and training services to …Uncategorised01618706637claims-management-companies consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms lloyds secondary-intermediaries third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurers
CWMC LimitedIndependent management consultancy offering a wide range of compliance and …Uncategorised01327830014claims-management-companies lloyds mgas
Dart Compliance Limited
Dart Compliance LimitedExperienced, high quality compliance solutions for General Insurance intermediaries Address …Uncategorised01604709942
Deemar (UK) Limited
Deemar (UK) LimitedWith over 20 years financial experience working in large PLCs …Uncategorised02032862171authorised-professional-persons consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators
Duff & Phelps
Duff & PhelpsDuff & Phelps is the premier global valuation and corporate …Uncategorised02070894700authorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers trust-service-providers wrap-platforms
DWF Regulatory ConsultingDWF specialise in providing advisory and legal services to FCA, …Uncategorised03333203330authorised-professional-persons banks-deposit-takers building-societies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants financial-advisors friendly-societies high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks lead-generation-firms lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers trust-service-providers
ECompli (UK) Limited
ECompli (UK) LimitedEcompli were established in 2006 and provide FCA compliance support …Uncategorised01254675674insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators
Ellison Compliance LimitedWith over 35 years financial services experience, we provide bespoke …Uncategorised07483899697consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management
Eminent Global Compliance
Eminent Global ComplianceBased in The heart of commercial huub of Europe, Canary …Uncategorised02070180303authorised-professional-persons consumer-credit-providers corporate-finance-firms crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions
Enhance Support Solutions LimitedAddress THE MARKET HOUSE 14 MARKET SQUARE WINSLOWMK18 3AFT: 01296715263Email …Uncategorised01296715263pension-scheme-operator-provider sipp-providers
Eqi Consultancy Limited
Eqi Consultancy LimitedEQI Consultancy provides a very different style of Compliance Consultancy. …Uncategorised01618500857authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management sipp-providers
ESMA Compliance Consultants Limited
ESMA Compliance Consultants LimitedWe are a professional services firm providing assurance and regulatory …Uncategorised02082207438banks-deposit-takers consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management stockbrokers
Financial Compliance LimitedFinancial Compliance Limited are a commercial and pragmatic compliance consultancy. …Uncategorised02036374080claims-management-companies consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions
Financial Services Regulation Limited
Financial Services Regulation LimitedWhy I am the right person for your business I …Uncategorised07887852198collective-investments-funds discretionary-fund-managers financial-advisors mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers
FinTech Compliance LimitedSpecialist FCA compliance consultants for technology-based, innovative and alternative finance …Uncategorised02071004058building-societies claims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general investment-banks lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors secondary-intermediaries securities-and-futures-firms stockbrokers travel-insurers wrap-platforms
Fisher, Sassoon & Marks
Fisher, Sassoon & MarksWe are a chartered accountancy practice specialising in investment businesses …Uncategorised02079358111corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
FMConsult
FMConsultAn independent compliance and operational risk consultancy. Providing advice on: corporate …Uncategorised02072209070claims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management private-client-investment-management retail-investment-management
Freelance ComplianceOffering remote compliance services to Financial Advice and Mortgage Firms. …Uncategorised01623810929financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers
FSCom Limited
FSCom LimitedSet up in 2011, fscom is an award-winning boutique consultancy …Uncategorised02890425451fintech-regtech money-services-businesses payments-services-institutions
FSTP LLP
FSTP LLPFSTP offers award winning regulatory training and consultancy services to …Uncategorised01908395243authorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers consumer-credit-providers credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers trust-service-providers wrap-platforms
Fulcrum Compliance Limited
Fulcrum Compliance LimitedComplying with financial services regulation can be a burden for …Uncategorised02085281785corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
Gem Compliance Consulting Limited
Gem Compliance Consulting LimitedGem Compliance provides a wide range of practical regulatory solutions …Uncategorised01314731004authorised-professional-persons collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions private-client-investment-management retail-investment-management sipp-providers system-providers trust-service-providers
Hamilton Kilgour Limited
Hamilton Kilgour LimitedHamilton Kilgour Limited offers regulatory compliance, anti-money laundering and corporate …Uncategorised07983336575banks-deposit-takers corporate-finance-firms fintech-regtech institutional-investment-management insurance-brokers-general insurers multi-lateral-trading-facility securities-and-futures-firms stockbrokers system-providers third-party-product-providers
Hands on Compliance Limited
Hands on Compliance LimitedFlexible, friendly and affordable Compliance and Pension Transfer Specialist support …Uncategorised07771960724financial-advisors
Haven Risk Management LimitedProviding bespoke Compliance & Training and Competence services to IFAs …Uncategorised01386438694authorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
Help You Comply Limited
Help You Comply LimitedA highly experienced, client focussed consultancy, centered on commercially effective …Uncategorised01376514166claims-management-companies consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management
Huntswood Advisory Services
Huntswood Advisory ServicesWe help firms govern, transform and operate their businesses to …Uncategorised03333217811authorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platforms
I-FACT Limited
I-FACT LimitedThe directors of IFACT have 20 years of financial services …Uncategorised08456121211banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management
IFA Consultancy Limited
IFA Consultancy LimitedIFA Consultancy Ltd was formed in 2004 to provide compliance …Uncategorised01253804195financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers
IFA Protect LimitedCalling on over 40 years of Industry experience, the Principal …Uncategorisedauthorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-brokers pension-advisers
IJK Regulatory Consulting LimitedJohn King is using his 16 years FCA experience to …Uncategorised07703173379insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds secondary-intermediaries
Insurance Compliance Services LimitedAt ICS we believe our job is to give clients …Uncategorised01892539600insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas
Interim Management Limited
Interim Management LimitedInterim Management Limited offers a personalised compliance consultancy service to …Uncategorised01428288156electronic-money-issuers lloyds mgas money-services-businesses payments-services-institutions
Jackson Cohen Associates Limited
Jackson Cohen Associates LimitedJackson Cohen specialise in providing tailored regulatory support services to …Uncategorised02084189964banks-deposit-takers mortgage-lenders-administrators
JustCRS LimitedJustCRS is owned and run by Katherine Horgan and Phil …Uncategorised07815767204financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers
Key Compliance Limited
Key Compliance LimitedKey Compliance provides a friendly and really useful compliance service. …Uncategorised01427873941financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers
Keystone Law
Keystone LawOne of the most modern styles of law firm with …Uncategorised07836678134authorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms discretionary-fund-managers electronic-money-issuers friendly-societies insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management secondary-intermediaries sipp-providers
KMC Compliance
KMC ComplianceKMC Compliance offers a unique, bespoke service.  We provide pragmatic, …Uncategorised07853886931authorised-professional-persons financial-advisors insurance-brokers-general stockbrokers
Lansdowne Compliance Consultancy LimitedProvision of Compliance, Governance & Risk Advisory to regulated firms. …Uncategorised07857428722
Laven PartnersEstablished in 2005, Laven is a global consultancy specialising in …Uncategorisedauthorised-professional-persons collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions securities-and-futures-firms
Lawson Conner
Lawson ConnerLawson Conner helps financial services firms navigate through the complexities …Uncategorised02036961302corporate-finance-firms financial-advisors fintech-regtech private-client-investment-management
LWF Consulting Limited
LWF Consulting LimitedLWF is a specialist firm of UK Regulatory Compliance and …Uncategorised01424838764collective-investments-funds corporate-finance-firms discretionary-fund-managers institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers wrap-platforms
Malcolm Lee Consulting
Malcolm Lee ConsultingCompliance consultant based in Sussex providing risk management services to …Uncategorised07713804801authorised-professional-persons financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general pension-advisers
March Compliance LLP
March Compliance LLPStart up and on-going consultancy from both a compliance and …Uncategorised02078398088authorised-professional-persons company-service-providers corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms
Met Facilities LLP
Met Facilities LLPMet Facilities is a solution-driven FCA regulatory hosting umbrella, founded …Uncategorised02076045777authorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers financial-advisors fintech-regtech multi-lateral-trading-facility
Millen Compliance Limited
Millen Compliance LimitedMillen Compliance Ltd are a successful team assisting IFA firms, …Uncategorised08000432029authorised-professional-persons financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers
MLX Training & Compliance Limited
MLX Training & Compliance LimitedMLX Training & Compliance Ltd (MLX) provides bespoke compliance solutions …Uncategorised07581246844authorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers
MPAC Consultancy LLPA specialist Compliance Consultancy operating in the investment, banking and …Uncategorised02030560956authorised-professional-persons banks-deposit-takers building-societies collective-investments-funds corporate-finance-firms custodians-depositaries energy-market-participants financial-advisors institutional-investment-management investment-banks mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers third-party-product-providers
NewDay ComplianceNewDay Compliance is a boutique consultancy focussed on providing tailored …Uncategorised02030062280consumer-credit-providers discretionary-fund-managers fintech-regtech mortgage-brokers mortgage-lenders-administrators securities-and-futures-firms
Newgate Compliance Limited
Newgate Compliance LimitedNewgate Compliance (http://www.newgatecompliance.com) is a compliance consultancy based in London …Uncategorised02036968750collective-investments-funds corporate-finance-firms custodians-depositaries discretionary-fund-managers fintech-regtech high-value-dealers institutional-investment-management multi-lateral-trading-facility private-client-investment-management retail-investment-management securities-and-futures-firms
Newton EP
Newton EPNewton EP is a fee based outsourcing service providing compliance …Uncategorised01604686225authorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors friendly-societies mgas pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers trust-service-providers wrap-platforms
Paxen Group LimitedCompliance and management consultancy delivering FCA compliance support in plain …Uncategorised08009949215building-societies company-service-providers consumer-credit-providers corporate-finance-firms credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators
PMA Compliance ConsultantsPaul Andrews (Proprietor) holding "CII Diploma in Financial Planning" to …Uncategorised07971350371discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers private-client-investment-management
Practical Compliance Solutions Limited
Practical Compliance Solutions LimitedPCS are a bespoke consultancy firm with clients all over …Uncategorised01756753191financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers
Prestidge Risk ManagementWe offer a tailored bespoke service to Financial Planning Firms …Uncategorised07968711669financial-advisors mortgage-brokers mortgage-lenders-administrators pension-advisers
Priscum Limited
Priscum LimitedBespoke compliance for complex firms. Worked as direct sales, IFA …Uncategorised01600714470authorised-professional-persons collective-investments-funds financial-advisors pension-advisers sipp-providers
Product Partnerships LimitedWe are consumer credit compliance experts. Our core business supports …Uncategorised01274921234consumer-credit-providers
R&R Compliance ConsultantsWe operate across the insurance and consumer credit market, including …Uncategorised07895436290
Reality Compliance
Reality ComplianceReality Compliance is a compliance and business consultancy with expertise …Uncategorised01706357002financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers system-providers
Regulatory Advice LimitedSpecialist advisor on compliance with regulatory reporting regimes (MiFID 2, …Uncategorised07786264422
Richdale Consultants LimitedRichdale Consultants is a regulatory compliance consultancy helping businesses ensure …Uncategorised02077818019authorised-professional-persons claims-management-companies consumer-credit-providers electronic-money-issuers fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions retail-investment-management
Roberts Clark Independent Financial Solutions LimitedWe are multi-award winning IFAs and Chartered Financial Planners offering …Uncategorised01637838260financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators
Rory Percival Training and Consultancy Services Ltd
Rory Percival Training and Consultancy Services LtdRPT&C now provides assistance in the following areas: Expert witness …Uncategorised07761288652financial-advisors pension-advisers
SA Compliance Management Limited
SA Compliance Management LimitedSA Compliance Management Ltd specialises in mortgages and consumer credit, …Uncategorised01622741858authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutions
Sapphire Management Services Limited
Sapphire Management Services LimitedSapphire Management Services Ltd provides a full range of ICOBS …Uncategorised01787460077insurance-brokers-general mgas
Scandic Management LimitedConsultancy on all Onboarding and Compliance requirements. Specialized in Foreign …Uncategorised07414917380
Searchlight Solutions Limited
Searchlight Solutions LimitedEstablished in 1999, Searchlight is a leading provider of regulatory …Uncategorised01372361177claims-management-companies company-service-providers consumer-credit-providers financial-advisors fintech-regtech lloyds mgas mortgage-lenders-administrators pension-advisers
Secure Compliance Limited
Secure Compliance LimitedSecure Compliance is a specialist management consultancy. We work only …Uncategorised03335000555claims-management-companies discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management securities-and-futures-firms
SIFA
SIFAA founder member of APCC, SIFA is the support group …Uncategorised01372721172
Simply Compliance Limited
Simply Compliance LimitedSimply Compliance Ltd offers professional, efficient and affordable compliance services …Uncategorised08452002964banks-deposit-takers claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lloyds mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platforms
SimplyBiz Group PLC
SimplyBiz Group PLCAt SimplyBiz we believe in keeping business simple, providing firms …Uncategorised01484439100authorised-professional-persons consumer-credit-providers discretionary-fund-managers financial-advisors insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management
Skythorn Risk Management LimitedSkythorn Risk Management is a small, friendly compliance and risk …Uncategorised07873437409authorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions financial-advisors institutional-investment-management insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management stockbrokers
SORQ LimitedSORQ Ltd. is a Compliance Consultancy company with a sharp …Uncategorised02039000209banks-deposit-takers consumer-credit-providers crypto-capital-markets crypto-payment-services electronic-money-issuers payments-services-institutions
Stibbards Consultancy LimitedThe Principal Ray Stibbards JP FCII has over 45 years …Uncategorised02086603440authorised-professional-persons consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general mgas
Sturgeon Ventures LLP
Sturgeon Ventures LLPSturgeon Ventures LLP is an investment management and corporate finance …Uncategorised02031674625collective-investments-funds corporate-finance-firms discretionary-fund-managers fintech-regtech institutional-investment-management securities-and-futures-firms stockbrokers
TC Compliance Services LimitedI am a freelance compliance consultant working with several firms …Uncategorised07899847338financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management
TCC
TCCThe Consulting Consortium (TCC) is the largest independent compliance consultancy …Uncategorised02037727230authorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers wrap-platforms
Telos Solutions Limited
Telos Solutions LimitedTelos can mobilise some of the most experienced - and …Uncategorised08452263131consumer-credit-providers financial-advisors insurance-brokers-general insurers investment-banks mortgage-brokers mortgage-lenders-administrators retail-investment-management
The Cattellyst ConsultancyThe Cattellyst Consultancy is a competence and compliance consultancy, established …Uncategorised01737555515authorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers custodians-depositaries discretionary-fund-managers financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
The Compliance CompanyThe Compliance Company is a UK leader in the compliance …Uncategorised01423522599claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions electronic-money-issuers fintech-regtech high-value-dealers insur insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions secondary-intermediaries trade-associations-professional-bodies-and-regulators
The Compliance Partnership Limited
The Compliance Partnership LimitedThe Compliance Partnership (TCP) offers a bespoke service to IFAs …Uncategorised07980652145authorised-professional-persons discretionary-fund-managers financial-advisors mortgage-lenders-administrators pension-advisers
The London Trading Company (UK) PLC
The London Trading Company (UK) PLCFounded in 2014 by a highly experience team, The London …Uncategorised02079654623authorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors high-value-dealers institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
TheGIConsultant.com LimitedCompliance consultancy for financial advisory, insurance and mortgage broking firms. …Uncategorised07890113060
Thistle Initiatives Limited
Thistle Initiatives LimitedThistle Initiatives operates across the financial services market, in sectors …Uncategorised02074360630
Threesixty Services LLP
Threesixty Services LLPThreesixty provides fee based support services for directly regulated pension, investment, …Uncategorised03707360360authorised-professional-persons banks-deposit-takers discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management
Tizza LimitedGI compliance consultants giving advice and guidance to Brokers, MGAs …Uncategorised0756775530
Trading Compliance Limited
Trading Compliance LimitedTrading Compliance Limited (TCL) was established in 1997 and our …Uncategorised02033014545collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
TRE Compliance LimitedTRE Compliance provides risk and compliance consultancy services to a …Uncategorised02038704404authorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
Varramore Consulting Limited
Varramore Consulting LimitedVarramore is a boutique regulatory and compliance consulting firm providing …Uncategorised02036375602corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management securities-and-futures-firms
Venta Compliance Limited1Venta Compliance Limited provides practical regulatory compliance solutions to companies …Uncategorised07826038867collective-investments-funds company-service-providers consumer-credit-providers custodians-depositaries discretionary-fund-managers institutional-investment-management payments-services-institutions securities-and-futures-firms stockbrokers
Walker Morris LLP
Walker Morris LLPWalker Morris LLP is a distinctive law firm valued by …Uncategorised01132832500authorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions retail-investment-management securities-and-futures-firms stockbrokers
Womble Bond Dickinson (UK) LLP
Womble Bond Dickinson (UK) LLPWomble Bond Dickinson is a transatlantic law firm, providing high-quality …Nationally03454150000nationallyauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers