Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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3 Line Of Defense
3 Line Of DefenseAbout Consultancy services - governance, regulatory requirements, control & operational …Uncategorised02071291270authorisation-fca authorisations-pra retail-investment-management wholesale
Accord Compliance Consultants Limited
Accord Compliance Consultants LimitedAbout Formed in 2000, to provide professional compliance support services …Nationally01664503780nationallyifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers pension-advisers
Active Compliance Services Limited
Active Compliance Services LimitedAbout Active Compliance Services Ltd are able to offer a …Uncategorised07764195923consumer-credit-providers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators
Acumen Accountants & Global Compliance LTD
Acumen Accountants & Global Compliance LTDAbout We are specialized in FCA & other EU Regulator's …Uncategorised02070962100consumer-credit-providers electronic-money-issuers high-value-dealers insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions
Addleshaw Goddard LLPAbout Addleshaw Goddard has one of the largest Financial Regulation …Uncategorised02076068855banks-deposit-takers building-societies claims-management-companies collective-investments-funds consumer-credit-providers credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants friendly-societies high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back securities-and-futures-firms sipp-providers stockbrokers system-providers third-party-product-providers trust-service-providers
Adempi Associates LLPAbout We are a London-based compliance consultancy offering hands-on support …Uncategorised02039254761collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses multi-lateral-trading-facility payments-services-institutions retail-investment-management trade-associations-professional-bodies-and-regulators
AJS Consultancy Services Limited
AJS Consultancy Services LimitedAbout A compliance professional since 1992. Fellow of the Chartered …Uncategorised07778136089authorised-professional-persons banks-deposit-takers collective-investments-funds discretionary-fund-managers insurance-brokers-pure-protection-products insurance-brokers-general insurers private-client-investment-management retail-investment-management sipp-providers stockbrokers
Alan Macarthur
Alan MacarthurAbout Consultant for FCA authorised firms within the IFA, GI, …Uncategorised02038871628ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general pension-scheme-operator-provider sipp-providers
Alexander Jon Compliance Consultancy
Alexander Jon Compliance ConsultancyAbout Alexander Jon is an independent regulatory compliance consultancy. We …Uncategorised07765864749authorised-professional-persons claims-management-companies collective-investment-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management investment-banks money-services-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms stockbrokers third-party-product-providers trade-associations-professional-bodies-and-regulators trust-service-providers
Alpha Capital Compliance Limited
Alpha Capital Compliance LimitedAbout ACCL aims to develop a consultancy service that demystifies the jargon intensive world …Uncategorised01268661696authorised-professional-persons banks-deposit-takers claims-management-companies company-service-providers custodians-depositaries discretionary-fund-managers electronic-money-issuers high-value-dealers institutional-investment-management lloyds money-services-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
Altogether Compliant Limited
Altogether Compliant LimitedAbout Based in London,  Essex, Cambridge and the East Midlands, …Uncategorised07809644611corporate-finance-firms ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms mortgage-brokers restricted-financial-advisors secondary-intermediaries
Apricity Compliance
Apricity ComplianceAbout Apricity is the new kid on the compliance block! …Uncategorised01325952969authorised-professional-persons ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators restricted-financial-advisors retail-investment-management
ATEB Consulting
ATEB ConsultingAbout ATEB is one of the few compliance consultancies that …Uncategorised08442725000authorised-professional-persons claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers institutional-investment-management insurance-brokers-general lloyds mortgage-brokers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers third-party-product-providers
AuthoripayAbout AuthoriPay is formed of passionate payment professionals with decades …Uncategorised01223828266authorised-professional-persons crypto-payment-services electronic-money-issuers fintech-regtech friendly-societies money-services-businesses payments-services-institutions
Axiom Compliance Limited
Axiom Compliance LimitedAbout Axiom Compliance represents a unique presence in the regulation …Uncategorised07941156951authorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management securities-and-futures-firms stockbrokers
B-Compliant Limited
B-Compliant LimitedAbout Compliance - tough to navigate, all-too-easy to breach, always …Uncategorised01619790726collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platforms
Barley Harbour LimitedAbout Barley Harbour works with its clients to provide compliance, …Uncategorised07539440115banks-deposit-takers investment-banks
BMR Compliance Limited
BMR Compliance LimitedAbout BMR Compliance Ltd provides regulatory support, training solutions and business management …Uncategorised01704553748claims-management-companies commercial-insurance insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds travel-insurers
Braes Consulting LtdAbout Braes Consulting Ltd Address 3 Woodland View Thornton LiverpoolL23 …Uncategorised07734684405commercial-insurance insurance-intermediaries motor-and-or-home-insurance
Branko LimitedAbout Branko Ltd provides effective FCA compliance solutions to the …Uncategorised08006196619ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds mortgage-brokers secondary-intermediaries
Brian Shearing and Partners Limited
Brian Shearing and Partners LimitedAbout We are a small firm which is able to …Uncategorised07850874066authorised-professional-persons collective-investments-funds custodians-depositaries discretionary-fund-managers institutional-investment-management insurers pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers wrap-platforms
Caledonia Consultancy
Caledonia ConsultancyAbout We offer a specialised range of services to assist …Uncategorised07717130031authorised-professional-persons financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers
CCL Compliance Limited
CCL Compliance LimitedAbout We have been providing compliance and regulatory services to …Uncategorised02076389830authorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers wrap-platforms
Chameleon Compliance Limited
Chameleon Compliance LimitedAbout We are Compliance Specialists and we work alongside our …Uncategorised01376514166authorised-professional-persons banks-deposit-takers claims-management-companies company-service-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers third-party-product-providers
Chelsfield Compliance Consultancy LimitedAbout Compliance Consultancy firm for small IFAs and Mortgage Brokers. …Uncategorised07946661392discretionary-fund-managers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions mortgage-brokers mortgage-lenders-administrators
Clear Financial Consultants Limited
Clear Financial Consultants LimitedAbout Clear Financial Consultants is a partnership between two compliance specialists …Uncategorised02072775805company-service-providers consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses payments-services-institutions
Complete Compliance Support Limited
Complete Compliance Support LimitedAbout We are a small company that wants to know …Uncategorised01293889339authorised-professional-persons consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms mortgage-brokers restricted-financial-advisors
Compliance & Training Solutions Limited
Compliance & Training Solutions LimitedAbout A team of Diploma qualified compliance consultants based throughout …Uncategorised01206230804financial-advisors ifa-inc-ifa-divisions-of-financial-institutions
Compliance Consultancy Solutions LimitedAbout Providing a bespoke, user friendly compliance service to IFAs, …Uncategorised07580037320authorised-professional-persons discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-lenders-administrators pension-advisers retail-investment-management
Compliance ConsultantAbout Experience and Professionalism When it comes to financial regulatory compliance, …Uncategorised02070971434authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers wrap-platforms
Compliance Control Consultancy
Compliance Control ConsultancyAbout I am a FCA compliance consultant with over 15 …Uncategorised07738444377authorised-professional-persons claims-management-companies consumer-credit-providers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators
Compliance Cubed Limited
Compliance Cubed LimitedAbout Based in the Bristol area but covering the UK …Uncategorised01275390081corporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
Compliance FirstAbout Established in 2000, Compliance First is Scotland’s premier provider …Uncategorised01414164161authorised-professional-persons consumer-credit-providers discretionary-fund-managers ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators retail-investment-management
Compliance Management Services Limited
Compliance Management Services LimitedAbout Compliance Management Services Ltd was established in 2003 to …Uncategorised02072062664insurance-brokers-general insurers
Compliance Matters Limited
Compliance Matters LimitedAbout Compliance Matters Limited was established in 2001 to offer …Uncategorised07903936983authorised-professional-persons claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers
Compliance Solutions (UK) Limited
Compliance Solutions (UK) LimitedAbout Compliance Solutions (UK) Ltd was established to deliver a …Uncategorised01516521755authorised-professional-persons claims-management-companies financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators
Compliance South West LimitedAbout Providing compliance support to financial firms including insurers, financial …Uncategorised07968821920financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers restricted-financial-advisors
Compliancy Services Limited
Compliancy Services LimitedAbout Compliancy Services is a professional and established compliance consultancy …Uncategorised02070604499authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
Compliant Solutions Limited
Compliant Solutions LimitedAbout Based in Essex with a team of consultants covering …Uncategorised01376514166crypto-capital-markets crypto-payment-services electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers
Complymatic LimitedAbout Complymatic’s Compliance consultants specialise in advice and support services …Uncategorised02038732187authorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management money-services-businesses payments-services-institutions retail-investment-management stockbrokers
Complyport Limited
Complyport LimitedAbout Complyport is a consulting firm supporting the UK financial …Uncategorised02073994980authorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers trust-service-providers wrap-platforms
Conduct Culture LimitedAbout Independent Conduct & Culture Specialist with over twenty five …Uncategorised07901556688authorised-professional-persons banks-deposit-takers building-societies collective-investments-funds consumer-credit-providers corporate-finance-firms discretionary-fund-managers friendly-societies ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds mortgage-brokers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers stockbrokers third-party-product-providers trade-associations-professional-bodies-and-regulators wrap-platforms
Corylus Compliance Services
Corylus Compliance ServicesAbout I have worked in financial services for over 27 …Uncategorised01945474612discretionary-fund-managers financial-advisors
Create Solutions Limited
Create Solutions LimitedAbout Create Solutions Limited provide compliance support and training services …Uncategorised01618706637claims-management-companies consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms lloyds secondary-intermediaries third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurers
CWMC LimitedAbout Independent management consultancy offering a wide range of compliance …Uncategorised01327830014insurance-brokers-general insurers lloyds securities-and-futures-firms
Dart Compliance Limited
Dart Compliance LimitedAbout Experienced, high quality compliance solutions for General Insurance intermediaries …Uncategorised01604709942authorised-professional-persons insurance-brokers-general insurers secondary-intermediaries system-providers trade-associations-professional-bodies-and-regulators
Deemar (UK) Limited
Deemar (UK) LimitedAbout With over 20 years financial experience working in large …Uncategorised02032862171authorised-professional-persons consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators
Duff & Phelps
Duff & PhelpsAbout Duff & Phelps is the global advisor that protects, …Uncategorised02070894700authorised-professional-persons banks-deposit-takers building-societies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech friendly-societies high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers system-providers trade-associations-professional-bodies-and-regulators trust-service-providers wrap-platforms
DWF Regulatory ConsultingAbout DWF specialise in providing advisory and legal services to …Uncategorised03333203330authorised-professional-persons banks-deposit-takers building-societies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants financial-advisors friendly-societies high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks lead-generation-firms lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers trust-service-providers
ECompli (UK) Limited
ECompli (UK) LimitedAbout Ecompli were established in 2006 and provide FCA compliance …Uncategorised01254675674insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators
Effecta Compliance LimitedAbout Effecta was born out of the idea that regulated …Central England, Central Scotland, East Anglia, Edinburgh, England, Home Counties, London, Midlands, Nationally, North East, North Wales, North West, Northern Ireland, Scotland, South East, South Wales, South West, UK Mainland, Wales, West Country02030608830central-england central-scotland east-anglia edinburgh england home-counties london midlands nationally north-east north-wales north-west northern-ireland scotland south-east south-wales south-west uk-mainland wales west-countryadvice-pre-regulatory-risk-assessment-or-supervision authorisation-fca authorised-professional-persons collective-investment-funds control-and-risk-frameworks coroprate-finance-firms crypto-capital-markets discretionary-funds-manager institutional-investment-management investment-banks money-service-businesses multilateral-trading-facilities private-client-investment-management securities-and-future-irms skilled-person-panel-governance stockbrokers trade-associationsm-professional-bodies-and-regulators
Ellison Compliance LimitedAbout With over 35 years financial services experience, we provide …Uncategorised07483899697consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management
Eminent Global Compliance
Eminent Global ComplianceAbout Based in The heart of commercial hub of London, …Uncategorised02070180303authorised-professional-persons consumer-credit-providers corporate-finance-firms crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions
Enhance Support Solutions LimitedAbout Enhance is a specialist and pragmatic consultancy offering regulatory, …Uncategorised01296715263pension-scheme-operator-provider sipp-providers
Eqi Consultancy Limited
Eqi Consultancy LimitedAbout EQI Consultancy provides a very different style of Compliance …Uncategorised01618500857authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management sipp-providers
ESMA Compliance Consultants Limited
ESMA Compliance Consultants LimitedAbout We are a professional services firm providing assurance and …Uncategorised02082207438banks-deposit-takers consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management stockbrokers
Executive Compliance LimitedAbout Executive Compliance Limited offers a full range of compliance, …Uncategorised07725578497electronic-money-issuers ifa-inc-ifa-divisions-of-financial-institutions money-service-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
Financial Compliance LimitedAbout Financial Compliance Limited are a commercial and pragmatic compliance …Uncategorised02036374080claims-management-companies consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions
Financial Services Regulation Limited
Financial Services Regulation LimitedAbout Why I am the right person for your business …Uncategorised07887852198collective-investments-funds discretionary-fund-managers financial-advisors mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers
FinTech Compliance LimitedAbout Specialist FCA compliance consultants for technology-based, innovative and alternative …Uncategorised02071004058building-societies claims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general investment-banks lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors secondary-intermediaries securities-and-futures-firms stockbrokers travel-insurers wrap-platforms
FinTechRegAbout FinTechReg is a provider of UK financial regulatory services. …Uncategorised02075660044authorisation-fca authorisations-pra collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers fintech-regtech high-value-dealers insurers investment-banks lead-generation-firms money-service-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions sale-and-rent-back stockbrokers
Fisher, Sassoon & Marks
Fisher, Sassoon & MarksAbout We are a chartered accountancy practice specialising in investment …Uncategorised02079358111corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
FMConsult
FMConsultAbout An independent compliance and operational risk consultancy. Providing advice on: …Uncategorised02072209070claims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management private-client-investment-management retail-investment-management
Freelance ComplianceAbout Offering remote compliance services to Financial Advice and Mortgage …Uncategorised01623810929financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers
FSCom Limited
FSCom LimitedAbout Set up in 2011, fscom is an award-winning boutique …Uncategorised02890425451fintech-regtech money-services-businesses payments-services-institutions
FSTP LLP
FSTP LLPAbout FSTP offers award winning regulatory training and consultancy services …Uncategorised01908395243authorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers consumer-credit-providers credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers trust-service-providers wrap-platforms
Fulcrum Compliance Limited
Fulcrum Compliance LimitedAbout Complying with financial services regulation can be a burden …Uncategorised02085281785corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
Gem Compliance Consulting Limited
Gem Compliance Consulting LimitedAbout Gem Compliance provides a wide range of practical regulatory …Uncategorised01314731004authorised-professional-persons collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions private-client-investment-management retail-investment-management sipp-providers system-providers trust-service-providers
Hands on Compliance Limited
Hands on Compliance LimitedAbout Flexible, friendly and affordable Compliance and Pension Transfer Specialist …Uncategorised07771960724financial-advisors
Haven Risk Management LimitedAbout Providing bespoke Compliance & Training and Competence services to …Uncategorised01608662110authorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
Help You Comply Limited
Help You Comply LimitedAbout A highly experienced, client focussed consultancy, centered on commercially …Uncategorised01376514166claims-management-companies consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management
Huntswood Advisory
Huntswood AdvisoryAbout We help firms govern, transform and operate their businesses …Uncategorised03333217811authorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platforms
I-FACT Limited
I-FACT LimitedAbout The directors of IFACT have 20 years of financial …Uncategorised08456121211banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management
IFA Consultancy Limited
IFA Consultancy LimitedAbout IFA Consultancy Ltd was formed in 2004 to provide …Uncategorised07821531421financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers
IFA Protect LimitedAbout Calling on over 40 years of Industry experience, the …Uncategorised02083340845authorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-brokers pension-advisers
IJK Regulatory Consulting LimitedAbout John King is using his 16 years FCA experience …Uncategorised07703173379insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds secondary-intermediaries
Insurance Compliance Services LimitedAbout At ICS we believe our job is to give …Uncategorised01892539600insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas
Interim Management Limited
Interim Management LimitedAbout Interim Management Limited offers a personalised compliance consultancy service …Uncategorised01428288156electronic-money-issuers ifa-inc-ifa-divisions-of-financial-institutions mgas money-services-businesses payments-services-institutions
Jackson Cohen Associates Limited
Jackson Cohen Associates LimitedAbout Jackson Cohen is an award winning compliance consultancy that …Uncategorised02084189964banks-deposit-takers mortgage-lenders-administrators
Jencap Consulting
Jencap ConsultingAbout Address SUITE B2 GROUND FLOOR, ST HILARY COURT, COPTHORNE …Uncategorised02920002325authorised-professional-persons banks-deposit-takers collective-investment-funds company-service-providers consumer-credit-providers corporate-finance-firms discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility multilateral-trading-facilities payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
Kernel Regulatory Consulting LimitedAbout Financial Services Consulting. Address 33 Poplar Walk, Herne Hill, …Uncategorised07809574750authorisation-fca authorisations-pra banks-deposit-takers building-societies corporate-finance-firms discretionary-funds-manager high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurers investment-banks private-client-investment-management retail-investment-management securities-and-futures-firms
Key Compliance Limited
Key Compliance LimitedAbout Key Compliance provides a friendly and really useful compliance …Uncategorised01427873941financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers
KMC Compliance
KMC ComplianceAbout KMC Compliance offers a unique, bespoke service.  We provide …Uncategorised07853886931authorised-professional-persons financial-advisors insurance-brokers-general stockbrokers
Lansdowne Compliance Consultancy LimitedAbout Provision of Compliance, Governance & Risk Advisory to regulated …Uncategorised07857428722banks-deposit-takers building-societies consumer-credit-providers corporate-finance-firms insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses payments-services-institutions trade-associations-professional-bodies-and-regulators
Laven PartnersAbout Established in 2005, Laven is a global consultancy specialising …Uncategorised02078380010authorised-professional-persons collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions securities-and-futures-firms
Lawson Conner
Lawson ConnerAbout Lawson Conner helps financial services firms navigate through the …Uncategorised02036961302corporate-finance-firms financial-advisors fintech-regtech private-client-investment-management
LWF Consulting Limited
LWF Consulting LimitedAbout LWF is a specialist firm of UK Regulatory Compliance …Uncategorised01424838764collective-investments-funds corporate-finance-firms discretionary-fund-managers institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers wrap-platforms
Malcolm Lee Consulting
Malcolm Lee ConsultingAbout Compliance consultant based in Sussex providing risk management services …Uncategorised07713804801authorised-professional-persons financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general pension-advisers
March Compliance LLP
March Compliance LLPAbout Start up and on-going consultancy from both a compliance …Uncategorised02078398088authorised-professional-persons company-service-providers corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms
Met Facilities LLP
Met Facilities LLPAbout Met Facilities is a solution-driven FCA regulatory hosting umbrella, …Uncategorised02076045777authorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers financial-advisors fintech-regtech multi-lateral-trading-facility
Millen Compliance Limited
Millen Compliance LimitedAbout Millen Compliance Ltd are a successful team assisting IFA …Uncategorised08000432029authorised-professional-persons financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers
MLX Training & Compliance Limited
MLX Training & Compliance LimitedAbout MLX Training & Compliance Ltd (MLX) provides bespoke compliance …Uncategorised07581246844authorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers
MPAC Consultancy LLPAbout A specialist Compliance Consultancy operating in the investment, banking …Uncategorised02030560956authorised-professional-persons banks-deposit-takers building-societies collective-investments-funds corporate-finance-firms custodians-depositaries energy-market-participants financial-advisors institutional-investment-management investment-banks mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers third-party-product-providers
NewDay ComplianceAbout NewDay Compliance is a boutique consultancy focussed on providing …Uncategorised02030062280consumer-credit-providers discretionary-fund-managers fintech-regtech mortgage-brokers mortgage-lenders-administrators securities-and-futures-firms
Newgate Compliance Limited
Newgate Compliance LimitedAbout Newgate Compliance (http://www.newgatecompliance.com) is a compliance consultancy based in …Uncategorised02036968750collective-investments-funds corporate-finance-firms custodians-depositaries discretionary-fund-managers fintech-regtech high-value-dealers institutional-investment-management multi-lateral-trading-facility private-client-investment-management retail-investment-management securities-and-futures-firms
Newton EP
Newton EPAbout Newton EP is a fee based outsourcing service providing …Uncategorised01604686225authorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors friendly-societies mgas pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers trust-service-providers wrap-platforms
Objectivus Financial Consulting LimitedAbout Established in 2014, Objectivus is a professional governance, risk …Uncategorised02034573283collective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets discretionary-fund-managers fintech-regtech investment-banks marketing-business-development mis-selling-reviews money-services-businesses payments-services-institutions private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms stockbrokers
Paxen Group LimitedAbout Compliance and management consultancy delivering FCA compliance support in …Uncategorised08009949215building-societies company-service-providers consumer-credit-providers corporate-finance-firms credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators
Pillar 4 Consultants LimitedAbout We are a newly established compliance consultancy with nearly …Uncategorised020074594607banks-deposit-takers building-societies collective-investments-funds corporate-finance-firms crypto-capital-markets custodians-depositaries discretionary-fund-managers energy-market-participants fintech-regtech high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management investment-banks multi-lateral-trading-facility private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms stockbrokers system-providers third-party-product-providers trade-associations-professional-bodies-and-regulators
PMA Compliance ConsultantsAbout Paul Andrews (Proprietor) holding "CII Diploma in Financial Planning" …Uncategorised07971350371discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers private-client-investment-management
Practical Compliance Solutions Limited
Practical Compliance Solutions LimitedAbout PCS are a bespoke consultancy firm with clients all …Uncategorised01756753191financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers
Prestidge Risk ManagementAbout We offer a tailored bespoke service to Financial Planning …Uncategorised07968711669financial-advisors mortgage-brokers mortgage-lenders-administrators pension-advisers
Priscum Limited
Priscum LimitedAbout Bespoke compliance for complex firms. Worked as direct sales, …Uncategorised01600714470authorised-professional-persons collective-investments-funds financial-advisors pension-advisers sipp-providers
Product Partnerships LimitedAbout We are consumer credit compliance experts. Our core business …Uncategorised01274921234consumer-credit-providers
PSP Lab LLPAbout PSP Lab is a FinTech consulting firm which advises …Uncategorised02032865515crypto-capital-markets crypto-payment-services electronic-money-issuers money-services-businesses payments-services-institutions
R&R Compliance ConsultantsAbout We operate across the insurance and consumer credit market, …Uncategorised07895436290claims-management-companies company-service-providers consumer-credit-providers fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds
Reality ComplianceAbout Reality Compliance is a compliance and business consultancy with …Uncategorised01706357002ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers retail-investment-management
Redporth Consultancy LtdAbout Redporth is all about keeping things simple and practical; …Uncategorised07734318313administrators-and-insolvency-practitioners banks-and-building-societies consumer-credit-providers high-cost-short-term-credit-and-motor-finance-specialists ifas-and-wealth-managers pension-advisers retail-investment-management solicitors-and-legal-firms
Regulatory Advice LimitedAbout Specialist advisor on compliance with regulatory reporting regimes (MiFID …Uncategorised07786264422authorised-professional-persons discretionary-fund-managers electronic-money-issuers institutional-investment-management private-client-investment-management securities-and-futures-firms sipp-providers stockbrokers
Richdale Consultants LimitedAbout Richdale Consultants is a regulatory compliance consultancy helping businesses …Uncategorised02077818019authorised-professional-persons claims-management-companies consumer-credit-providers electronic-money-issuers fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions retail-investment-management
Ringrose Wharton Advisory
Ringrose Wharton AdvisoryAbout We act for: Mutual and smaller insurers who wish …Uncategorised07836678134authorised-professional-persons company-service-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers fintech-regtech friendly-societies ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms lloyds payments-services-institutions pension-advisers private-client-investment-management retail-investment-management sipp-providers
Roberts Clark Independent Financial Solutions LimitedAbout We are multi-award winning IFAs and Chartered Financial Planners …Uncategorised01637838260financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators
Rowan Training Resources LtdDirector David Rowan has over 33 years experience throughout financial …Uncategorised07711254742
SA Compliance Management Limited
SA Compliance Management LimitedAbout SA Compliance Management Ltd specialises in mortgages and consumer …Uncategorised01622741858authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutions
Scandic Management LimitedAbout Consultancy on all Onboarding and Compliance requirements. Specialized in …Uncategorised07414917380authorised-professional-persons institutional-investment-management investment-banks payments-services-institutions retail-investment-management securities-and-futures-firms system-providers third-party-product-providers trade-associations-professional-bodies-and-regulators
Secure Compliance Limited
Secure Compliance LimitedAbout Secure Compliance is a specialist management consultancy. We work …Uncategorised03335000555claims-management-companies discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management securities-and-futures-firms
Signature
SignatureAbout At Signature, our goal is simple – to provide …Uncategorised01484443431authorised-professional-persons building-societies discretionary-fund-managers friendly-societies ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management secondary-intermediaries
Simply Compliance Limited
Simply Compliance LimitedAbout Simply Compliance Ltd offers professional, efficient and affordable compliance …Uncategorised07976459141banks-deposit-takers claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lloyds mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platforms
SimplyBiz
SimplyBizAbout SimplyBiz launched in 2002 with a ground-breaking proposition designed …Uncategorised01484439100authorised-professional-persons consumer-credit-providers discretionary-fund-managers ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general mortgage-brokers mortgage-lenders-administrators retail-investment-management
Skythorn Risk Management LimitedAbout Skythorn Risk Management is a small, friendly compliance and …Uncategorised01259219418authorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions financial-advisors institutional-investment-management insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management stockbrokers
Stibbards Consultancy LimitedAbout The Principal Ray Stibbards JP FCII has over 45 …Uncategorised02086603440authorised-professional-persons consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general mgas
Sturgeon Ventures LLP
Sturgeon Ventures LLPAbout Sturgeon Ventures LLP is an investment management and corporate …Uncategorised02031674625collective-investments-funds corporate-finance-firms discretionary-fund-managers fintech-regtech institutional-investment-management securities-and-futures-firms stockbrokers
TC Compliance Services LimitedAbout I am a freelance compliance consultant working with several …Uncategorised07899847338financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management
TCC
TCCAbout We know that culture is the key to commercial …Uncategorised02037727230banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers wrap-platforms
Telos Solutions Limited
Telos Solutions LimitedAbout We deliver efficient compliance solutions. Rather than ticking boxes, …Uncategorised08452263131authorised-professional-persons banks-deposit-takers building-societies collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers friendly-societies high-value-dealers ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds money-service-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-scheme-operator-provider private-client-investment-management retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers trade-associations-professional-bodies-and-regulators wrap-platforms
The Cattellyst ConsultancyAbout The Cattellyst Consultancy is a competence and compliance consultancy, …Uncategorised01737555515authorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers custodians-depositaries discretionary-fund-managers financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
The Compliance CompanyAbout The Compliance Company is a UK leader in the …Uncategorised01423522599claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions secondary-intermediaries trade-associations-professional-bodies-and-regulators
The Compliance Partnership Limited
The Compliance Partnership LimitedAbout The Compliance Partnership (TCP) offers a bespoke service to …Uncategorised07980652145authorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management secondary-intermediaries sipp-providers system-providers third-party-product-providers trust-service-providers wrap-platforms
The IFA Corporation LimitedAbout Established in January 2021, The IFA Corporation (TIFAC) was …Uncategorised01132583111financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-brokers
TheGIConsultant.com LimitedAbout Compliance consultancy for financial advisory, insurance and mortgage broking …Uncategorised07890113060ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers restricted-financial-advisors
Thistle Initiatives Limited
Thistle Initiatives LimitedAbout Thistle Initiatives operates across the financial services market, in …Uncategorised02074360630authorised-professional-persons banks-deposit-takers building-societies consumer-credit-providers corporate-finance-firms discretionary-fund-managers ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks mortgage-brokers mortgage-lenders-administrators payments-services-institutions retail-investment-management travel-insurers
Threesixty Services LLP
Threesixty Services LLPAbout Threesixty provides fee based support services for directly regulated …Uncategorised03707360360authorised-professional-persons banks-deposit-takers discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management
Tizza LimitedAbout GI compliance consultants giving advice and guidance to Brokers, …Uncategorised0756775530claims-management-companies consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds secondary-intermediaries third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurers
Trading Compliance Limited
Trading Compliance LimitedAbout Trading Compliance Limited (TCL) was established in 1997 and …Uncategorised02033014545collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
TRE Compliance LimitedTRE Compliance provides risk and compliance consultancy services to a …Uncategorised02038704404authorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers
UKGI LimitedAbout UKGI Group Limited provides expert compliance support to a …Uncategorised01925765777claims-management-companies consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms lloyds mortgage-brokers secondary-intermediaries system-providers third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurers
Varramore Partners Limited
Varramore Partners LimitedAbout Varramore Partners Limited (“Varramore”) is a boutique professional service …Uncategorised02036375602collective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers fintech-regtech institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms third-party-product-providers
Venta Compliance LimitedAbout Venta Compliance Limited provides practical regulatory compliance solutions to …Uncategorised07826038867collective-investments-funds company-service-providers consumer-credit-providers custodians-depositaries discretionary-fund-managers institutional-investment-management payments-services-institutions securities-and-futures-firms stockbrokers
Walker Morris LLP
Walker Morris LLPAbout Walker Morris LLP is a distinctive law firm valued …Uncategorised01132832500authorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers
Womble Bond Dickinson (UK) LLP
Womble Bond Dickinson (UK) LLPAbout Womble Bond Dickinson is a transatlantic law firm, providing …Nationally03454150000nationallyauthorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers
Worksmart LtdAbout Worksmart have been supporting the Financial Services industry since …Uncategorised01908613613banks-deposit-takers building-societies consumer-credit-providers credit-unions discretionary-fund-managers fintech-regtech friendly-societies ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-general insurers investment-banks lloyds mortgage-brokers pension-advisers private-client-investment-management restricted-financial-advisors retail-investment-management trade-associations-professional-bodies-and-regulators
Zenith Compliance LimitedAbout Diploma Qualified Compliance Consultants with extensive financial services experience. …Uncategorised07746752185authorisation-fca ifa-inc-ifa-divisions-of-financial-institutions ifas-and-wealth-managers mortgage-brokers restricted-financial-advisors