| 3 Lines of Defence Consulting Limited | Specialists in all things digital including GDPR Training and Compliance … | Nationally | 02071291270 | nationally | authorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers energy-market-participants institutional-investment-management investment-banks multi-lateral-trading-facility private-client-investment-management retail-investment-management secondary-intermediaries securities-and-futures-firms stockbrokers third-party-product-providers | |
| Accord Compliance Consultants Limited | About Formed in 2000, to provide professional compliance support services … | Nationally | 01664503780 | nationally | authorised-professional-persons financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers restricted-financial-advisors sipp-providers | |
| Active Compliance Services Limited | Active Compliance Services Ltd are able to offer a range … | Uncategorised | 01484715225 | | consumer-credit-providers financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators | |
| Acumen Accountants & Global Compliance LTD | We are specialized in FCA & other EU Regulator's authorisation … | Uncategorised | 02070962100 | | consumer-credit-providers electronic-money-issuers high-value-dealers insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions | |
| Addleshaw Goddard LLP | Addleshaw Goddard has one of the largest Financial Regulation teams … | Uncategorised | 02076068855 | | authorised-professional-persons claims-management-companies collective-investments-funds consumer-credit-providers custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers third-party-product-providers trust-service-providers wrap-platforms | |
| Adempi Associates LLP | We are a London-based compliance consultancy offering hands-on support and … | Uncategorised | 02039254761 | | collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors friendly-societies institutional-investment-management multi-lateral-trading-facility payments-services-institutions retail-investment-management | |
| AJS Consultancy Services Limited | A compliance professional since 1992. Fellow of the Chartered Insurance … | Uncategorised | 07778136089 | | authorised-professional-persons banks-deposit-takers collective-investments-funds discretionary-fund-managers insurance-brokers-pure-protection-products insurance-brokers-general insurers pension-advisers | |
| Alan Macarthur | Consultant for FCA authorised firms within the IFA, GI, Mortgage, … | Uncategorised | 02034784715 | | financial-advisors insurance-brokers-general pension-advisers sipp-providers | |
| Alison Smith | APFS Chartered Financial Planner qualified freelance compliance consultant, providing compliance … | Uncategorised | 07709362482 | | pension-advisers restricted-financial-advisors | |
| Alpha Capital Compliance Limited | ACCL aims to develop a consultancy service that demystifies the jargon intensive world of … | Uncategorised | 01268661696 | | authorised-professional-persons banks-deposit-takers company-service-providers custodians-depositaries discretionary-fund-managers electronic-money-issuers high-value-dealers institutional-investment-management lloyds money-services-businesses multi-lateral-trading-facility payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokers | |
| Altogether Compliant Limited | Based in London, Essex, Cambridge and the East Midlands, we … | Uncategorised | 07809644611 | | | |
| Apricity Compliance | Apricity is the new kid on the compliance block! Quite … | Uncategorised | 01325952969 | | authorised-professional-persons collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators retail-investment-management securities-and-futures-firms sipp-providers | |
| ATEB Consulting | ATEB is one of the few compliance consultancies that undertakes Conduct … | Uncategorised | 08442725000 | | claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers institutional-investment-management insurance-brokers-general lloyds mortgage-brokers pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors retail-investment-management sipp-providers third-party-product-providers | |
| Axiom Compliance Limited | Axiom Compliance represents a unique presence in the regulation of … | Uncategorised | 07941156951 | | authorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management securities-and-futures-firms stockbrokers | |
| B-Compliant Limited | Compliance - tough to navigate, all-too-easy to breach, always time-consuming. … | Uncategorised | 01619790726 | | collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platforms | |
| BDO LLP | Our award winning Regulatory Consultancy team helps businesses anticipate and … | Uncategorised | 02073349191 | | credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management restricted-financial-advisors retail-investment-management securities-and-futures-firms sipp-providers stockbrokers | |
| BMR Compliance Limited | BMR Compliace Ltd provides regulatory support, training solutions and business management consultancy. … | Uncategorised | 01704553748 | | insurance-brokers-pure-protection-products insurance-brokers-general insurers | |
| Branko Limited | Branko Ltd provides effective FCA compliance solutions to the general … | Uncategorised | 08006196619 | | ifa-inc-ifa-divisions-of-financial-institutions institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds mortgage-brokers secondary-intermediaries | |
| Brian Shearing and Partners Limited | We are a small firm which is able to react … | Uncategorised | 07850874066 | | authorised-professional-persons collective-investments-funds custodians-depositaries discretionary-fund-managers institutional-investment-management insurers pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers wrap-platforms | |
| Caledonia Consultancy | We offer a specialised range of services to assist our … | Uncategorised | 07717130031 | | authorised-professional-persons financial-advisors ifa-inc-ifa-divisions-of-financial-institutions insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers | |
| CCL Compliance Limited | We have been providing compliance and regulatory services to the … | Uncategorised | 02076389830 | | authorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers wrap-platforms | |
| Chameleon Compliance Limited | We are Compliance Specialists and we work alongside our clients … | Uncategorised | 01376514166 | | authorised-professional-persons banks-deposit-takers claims-management-companies company-service-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers third-party-product-providers | |
| Chelsfield Compliance Consultancy Limited | Compliance Consultancy firm for small IFAs and Mortgage Brokers. Address … | Uncategorised | 07946661392 | | discretionary-fund-managers financial-advisors mortgage-brokers mortgage-lenders-administrators | |
| Clear Financial Consultants Limited | Clear Financial Consultants Address KEMP HOUSE 152 - 160 CITY … | Uncategorised | 02072775805 | | company-service-providers consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses payments-services-institutions | |
| Complete Compliance Support Limited | We are a small company that wants to know you … | Uncategorised | 01293889339 | | authorised-professional-persons consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms mortgage-brokers restricted-financial-advisors | |
| Compliance & Training Solutions Limited | A team of Diploma qualified compliance consultants based throughout the … | Uncategorised | 01206230804 | | financial-advisors | |
| Compliance Consultancy Solutions Limited | Providing a bespoke, user friendly compliance service to IFAs, Solicitors, … | Uncategorised | 07580037320 | | authorised-professional-persons discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management | |
| Compliance Consultant | Experience and Professionalism When it comes to financial regulatory compliance, you … | Uncategorised | 02070971434 | | authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers system-providers wrap-platforms | |
| Compliance Control Consultancy | I am a FCA compliance consultant with over 15 years' … | Uncategorised | 07738444377 | | authorised-professional-persons claims-management-companies consumer-credit-providers financial-advisors insurance-brokers-general mgas mortgage-brokers mortgage-lenders-administrators | |
| Compliance Cubed Limited | Based in the Bristol area but covering the UK we … | Uncategorised | 01275390081 | | corporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers | |
| Compliance First | Compliance First is the leading and independent provider of bespoke … | Uncategorised | 01414164161 | | | |
| Compliance Management Services Limited | Compliance Management Services Ltd was established in 2003 to provide … | Uncategorised | 02072062664 | | insurance-brokers-general insurers | |
| Compliance Matters Limited | Compliance Matters Limited was established in 2001 to offer advice … | Uncategorised | 07903936983 | | authorised-professional-persons claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers | |
| Compliance Solutions (UK) Limited | Compliance Solutions (UK) Ltd was established to deliver a tailored … | Uncategorised | 01516521755 | | authorised-professional-persons claims-management-companies financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators | |
| Compliance South West Limited | Providing compliance support to financial firms including insurers, financial advisers, … | Uncategorised | 07968821920 | | financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general insurers mortgage-brokers restricted-financial-advisors | |
| Compliancy Services Limited | Compliancy Services is a professional and established compliance consultancy that … | Uncategorised | 02070604499 | | authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers | |
| Compliant Solutions Limited | Based in Essex with a team of consultants covering the … | Uncategorised | 01376514166 | | crypto-capital-markets crypto-payment-services electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers | |
| Complymatic Limited | Complymatic’s Compliance consultants specialise in advice and support services across … | Uncategorised | 02038732187 | | authorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management money-services-businesses payments-services-institutions retail-investment-management stockbrokers | |
| Complyport Limited | Complyport is a leading and well-respected regulatory and compliance consulting … | Uncategorised | 02073994980 | | authorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers trust-service-providers wrap-platforms | |
| Conduct Matters Limited | Conduct Matters Ltd provides expert Conduct Risk advice and training … | Uncategorised | | | company-service-providers insurers lloyds system-providers third-party-product-providers | |
| Corylus Compliance Services | I have worked in financial services for over 27 years … | Uncategorised | 01945474612 | | discretionary-fund-managers financial-advisors | |
| Create Solutions Limited | Create Solutions Limited provide compliance support and training services to … | Uncategorised | 01618706637 | | claims-management-companies consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general insurers lead-generation-firms lloyds secondary-intermediaries third-party-product-providers trade-associations-professional-bodies-and-regulators travel-insurers | |
| CWMC Limited | Independent management consultancy offering a wide range of compliance and … | Uncategorised | 01327830014 | | claims-management-companies lloyds mgas | |
| Dart Compliance Limited | Experienced, high quality compliance solutions for General Insurance intermediaries Address … | Uncategorised | 01604709942 | | | |
| Deemar (UK) Limited | With over 20 years financial experience working in large PLCs … | Uncategorised | 02032862171 | | authorised-professional-persons consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators | |
| Duff & Phelps | Duff & Phelps is the premier global valuation and corporate … | Uncategorised | 02070894700 | | authorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers trust-service-providers wrap-platforms | |
| DWF Regulatory Consulting | DWF specialise in providing advisory and legal services to FCA, … | Uncategorised | 03333203330 | | authorised-professional-persons banks-deposit-takers building-societies collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions custodians-depositaries discretionary-fund-managers electronic-money-issuers energy-market-participants financial-advisors friendly-societies high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers investment-banks lead-generation-firms lloyds money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management sale-and-rent-back secondary-intermediaries securities-and-futures-firms sipp-providers stockbrokers trust-service-providers | |
| ECompli (UK) Limited | Ecompli were established in 2006 and provide FCA compliance support … | Uncategorised | 01254675674 | | insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators | |
| Ellison Compliance Limited | With over 35 years financial services experience, we provide bespoke … | Uncategorised | 07483899697 | | consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management | |
| Eminent Global Compliance | Based in The heart of commercial huub of Europe, Canary … | Uncategorised | 02070180303 | | authorised-professional-persons consumer-credit-providers corporate-finance-firms crypto-payment-services electronic-money-issuers fintech-regtech high-value-dealers insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions | |
| Enhance Support Solutions Limited | Address THE MARKET HOUSE 14 MARKET SQUARE WINSLOWMK18 3AFT: 01296715263Email … | Uncategorised | 01296715263 | | pension-scheme-operator-provider sipp-providers | |
| Eqi Consultancy Limited | EQI Consultancy provides a very different style of Compliance Consultancy. … | Uncategorised | 01618500857 | | authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management sipp-providers | |
| ESMA Compliance Consultants Limited | We are a professional services firm providing assurance and regulatory … | Uncategorised | 02082207438 | | banks-deposit-takers consumer-credit-providers crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management stockbrokers | |
| Financial Compliance Limited | Financial Compliance Limited are a commercial and pragmatic compliance consultancy. … | Uncategorised | 02036374080 | | claims-management-companies consumer-credit-providers corporate-finance-firms financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions | |
| Financial Services Regulation Limited | Why I am the right person for your business I … | Uncategorised | 07887852198 | | collective-investments-funds discretionary-fund-managers financial-advisors mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers | |
| FinTech Compliance Limited | Specialist FCA compliance consultants for technology-based, innovative and alternative finance … | Uncategorised | 02071004058 | | building-societies claims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general investment-banks lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-scheme-operator-provider private-client-investment-management restricted-financial-advisors secondary-intermediaries securities-and-futures-firms stockbrokers travel-insurers wrap-platforms | |
| Fisher, Sassoon & Marks | We are a chartered accountancy practice specialising in investment businesses … | Uncategorised | 02079358111 | | corporate-finance-firms crypto-capital-markets crypto-payment-services discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers | |
| FMConsult | An independent compliance and operational risk consultancy. Providing advice on: corporate … | Uncategorised | 02072209070 | | claims-management-companies collective-investments-funds consumer-credit-providers corporate-finance-firms crypto-capital-markets custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors institutional-investment-management private-client-investment-management retail-investment-management | |
| Freelance Compliance | Offering remote compliance services to Financial Advice and Mortgage Firms. … | Uncategorised | 01623810929 | | financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers | |
| FSCom Limited | Set up in 2011, fscom is an award-winning boutique consultancy … | Uncategorised | 02890425451 | | fintech-regtech money-services-businesses payments-services-institutions | |
| FSTP LLP | FSTP offers award winning regulatory training and consultancy services to … | Uncategorised | 01908395243 | | authorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers consumer-credit-providers credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers trust-service-providers wrap-platforms | |
| Fulcrum Compliance Limited | Complying with financial services regulation can be a burden for … | Uncategorised | 02085281785 | | corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers | |
| Gem Compliance Consulting Limited | Gem Compliance provides a wide range of practical regulatory solutions … | Uncategorised | 01314731004 | | authorised-professional-persons collective-investments-funds company-service-providers consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions private-client-investment-management retail-investment-management sipp-providers system-providers trust-service-providers | |
| Hamilton Kilgour Limited | Hamilton Kilgour Limited offers regulatory compliance, anti-money laundering and corporate … | Uncategorised | 07983336575 | | banks-deposit-takers corporate-finance-firms fintech-regtech institutional-investment-management insurance-brokers-general insurers multi-lateral-trading-facility securities-and-futures-firms stockbrokers system-providers third-party-product-providers | |
| Hands on Compliance Limited | Flexible, friendly and affordable Compliance and Pension Transfer Specialist support … | Uncategorised | 07771960724 | | financial-advisors | |
| Haven Risk Management Limited | Providing bespoke Compliance & Training and Competence services to IFAs … | Uncategorised | 01386438694 | | authorised-professional-persons banks-deposit-takers collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers | |
| Help You Comply Limited | A highly experienced, client focussed consultancy, centered on commercially effective … | Uncategorised | 01376514166 | | claims-management-companies consumer-credit-providers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management | |
| Huntswood Advisory Services | We help firms govern, transform and operate their businesses to … | Uncategorised | 03333217811 | | authorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platforms | |
| I-FACT Limited | The directors of IFACT have 20 years of financial services … | Uncategorised | 08456121211 | | banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management | |
| IFA Consultancy Limited | IFA Consultancy Ltd was formed in 2004 to provide compliance … | Uncategorised | 01253804195 | | financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers | |
| IFA Protect Limited | Calling on over 40 years of Industry experience, the Principal … | Uncategorised | | | authorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-brokers pension-advisers | |
| IJK Regulatory Consulting Limited | John King is using his 16 years FCA experience to … | Uncategorised | 07703173379 | | insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds secondary-intermediaries | |
| Insurance Compliance Services Limited | At ICS we believe our job is to give clients … | Uncategorised | 01892539600 | | insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas | |
| Interim Management Limited | Interim Management Limited offers a personalised compliance consultancy service to … | Uncategorised | 01428288156 | | electronic-money-issuers lloyds mgas money-services-businesses payments-services-institutions | |
| Jackson Cohen Associates Limited | Jackson Cohen specialise in providing tailored regulatory support services to … | Uncategorised | 02084189964 | | banks-deposit-takers mortgage-lenders-administrators | |
| JustCRS Limited | JustCRS is owned and run by Katherine Horgan and Phil … | Uncategorised | 07815767204 | | financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers | |
| Key Compliance Limited | Key Compliance provides a friendly and really useful compliance service. … | Uncategorised | 01427873941 | | financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers | |
| Keystone Law | One of the most modern styles of law firm with … | Uncategorised | 07836678134 | | authorised-professional-persons collective-investments-funds company-service-providers corporate-finance-firms discretionary-fund-managers electronic-money-issuers friendly-societies insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions private-client-investment-management restricted-financial-advisors retail-investment-management secondary-intermediaries sipp-providers | |
| KMC Compliance | KMC Compliance offers a unique, bespoke service. We provide pragmatic, … | Uncategorised | 07853886931 | | authorised-professional-persons financial-advisors insurance-brokers-general stockbrokers | |
| Lansdowne Compliance Consultancy Limited | Provision of Compliance, Governance & Risk Advisory to regulated firms. … | Uncategorised | 07857428722 | | | |
| Laven Partners | Established in 2005, Laven is a global consultancy specialising in … | Uncategorised | | | authorised-professional-persons collective-investments-funds corporate-finance-firms discretionary-fund-managers financial-advisors fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions securities-and-futures-firms | |
| Lawson Conner | Lawson Conner helps financial services firms navigate through the complexities … | Uncategorised | 02036961302 | | corporate-finance-firms financial-advisors fintech-regtech private-client-investment-management | |
| LWF Consulting Limited | LWF is a specialist firm of UK Regulatory Compliance and … | Uncategorised | 01424838764 | | collective-investments-funds corporate-finance-firms discretionary-fund-managers institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers wrap-platforms | |
| Malcolm Lee Consulting | Compliance consultant based in Sussex providing risk management services to … | Uncategorised | 07713804801 | | authorised-professional-persons financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general pension-advisers | |
| March Compliance LLP | Start up and on-going consultancy from both a compliance and … | Uncategorised | 02078398088 | | authorised-professional-persons company-service-providers corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms | |
| Met Facilities LLP | Met Facilities is a solution-driven FCA regulatory hosting umbrella, founded … | Uncategorised | 02076045777 | | authorised-professional-persons collective-investments-funds corporate-finance-firms crypto-capital-markets discretionary-fund-managers financial-advisors fintech-regtech multi-lateral-trading-facility | |
| Millen Compliance Limited | Millen Compliance Ltd are a successful team assisting IFA firms, … | Uncategorised | 08000432029 | | authorised-professional-persons financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers | |
| MLX Training & Compliance Limited | MLX Training & Compliance Ltd (MLX) provides bespoke compliance solutions … | Uncategorised | 07581246844 | | authorised-professional-persons financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers | |
| MPAC Consultancy LLP | A specialist Compliance Consultancy operating in the investment, banking and … | Uncategorised | 02030560956 | | authorised-professional-persons banks-deposit-takers building-societies collective-investments-funds corporate-finance-firms custodians-depositaries energy-market-participants financial-advisors institutional-investment-management investment-banks mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers third-party-product-providers | |
| NewDay Compliance | NewDay Compliance is a boutique consultancy focussed on providing tailored … | Uncategorised | 02030062280 | | consumer-credit-providers discretionary-fund-managers fintech-regtech mortgage-brokers mortgage-lenders-administrators securities-and-futures-firms | |
| Newgate Compliance Limited | Newgate Compliance (http://www.newgatecompliance.com) is a compliance consultancy based in London … | Uncategorised | 02036968750 | | collective-investments-funds corporate-finance-firms custodians-depositaries discretionary-fund-managers fintech-regtech high-value-dealers institutional-investment-management multi-lateral-trading-facility private-client-investment-management retail-investment-management securities-and-futures-firms | |
| Newton EP | Newton EP is a fee based outsourcing service providing compliance … | Uncategorised | 01604686225 | | authorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers discretionary-fund-managers financial-advisors friendly-societies mgas pension-advisers private-client-investment-management retail-investment-management sipp-providers stockbrokers trust-service-providers wrap-platforms | |
| Paxen Group Limited | Compliance and management consultancy delivering FCA compliance support in plain … | Uncategorised | 08009949215 | | building-societies company-service-providers consumer-credit-providers corporate-finance-firms credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators | |
| PMA Compliance Consultants | Paul Andrews (Proprietor) holding "CII Diploma in Financial Planning" to … | Uncategorised | 07971350371 | | discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products mortgage-lenders-administrators pension-advisers private-client-investment-management | |
| Practical Compliance Solutions Limited | PCS are a bespoke consultancy firm with clients all over … | Uncategorised | 01756753191 | | financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers | |
| Prestidge Risk Management | We offer a tailored bespoke service to Financial Planning Firms … | Uncategorised | 07968711669 | | financial-advisors mortgage-brokers mortgage-lenders-administrators pension-advisers | |
| Priscum Limited | Bespoke compliance for complex firms. Worked as direct sales, IFA … | Uncategorised | 01600714470 | | authorised-professional-persons collective-investments-funds financial-advisors pension-advisers sipp-providers | |
| Product Partnerships Limited | We are consumer credit compliance experts. Our core business supports … | Uncategorised | 01274921234 | | consumer-credit-providers | |
| R&R Compliance Consultants | We operate across the insurance and consumer credit market, including … | Uncategorised | 07895436290 | | | |
| Reality Compliance | Reality Compliance is a compliance and business consultancy with expertise … | Uncategorised | 01706357002 | | financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers system-providers | |
| Regulatory Advice Limited | Specialist advisor on compliance with regulatory reporting regimes (MiFID 2, … | Uncategorised | 07786264422 | | | |
| Richdale Consultants Limited | Richdale Consultants is a regulatory compliance consultancy helping businesses ensure … | Uncategorised | 02077818019 | | authorised-professional-persons claims-management-companies consumer-credit-providers electronic-money-issuers fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions retail-investment-management | |
| Roberts Clark Independent Financial Solutions Limited | We are multi-award winning IFAs and Chartered Financial Planners offering … | Uncategorised | 01637838260 | | financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators | |
| Rory Percival Training and Consultancy Services Ltd | RPT&C now provides assistance in the following areas: Expert witness … | Uncategorised | 07761288652 | | financial-advisors pension-advisers | |
| SA Compliance Management Limited | SA Compliance Management Ltd specialises in mortgages and consumer credit, … | Uncategorised | 01622741858 | | authorised-professional-persons banks-deposit-takers claims-management-companies consumer-credit-providers electronic-money-issuers insurance-brokers-pure-protection-products insurance-brokers-general lloyds money-services-businesses mortgage-lenders-administrators payments-services-institutions | |
| Sapphire Management Services Limited | Sapphire Management Services Ltd provides a full range of ICOBS … | Uncategorised | 01787460077 | | insurance-brokers-general mgas | |
| Scandic Management Limited | Consultancy on all Onboarding and Compliance requirements. Specialized in Foreign … | Uncategorised | 07414917380 | | | |
| Searchlight Solutions Limited | Established in 1999, Searchlight is a leading provider of regulatory … | Uncategorised | 01372361177 | | claims-management-companies company-service-providers consumer-credit-providers financial-advisors fintech-regtech lloyds mgas mortgage-lenders-administrators pension-advisers | |
| Secure Compliance Limited | Secure Compliance is a specialist management consultancy. We work only … | Uncategorised | 03335000555 | | claims-management-companies discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management securities-and-futures-firms | |
| SIFA | A founder member of APCC, SIFA is the support group … | Uncategorised | 01372721172 | | | |
| Simply Compliance Limited | Simply Compliance Ltd offers professional, efficient and affordable compliance services … | Uncategorised | 08452002964 | | banks-deposit-takers claims-management-companies consumer-credit-providers credit-unions financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general lloyds mortgage-lenders-administrators payments-services-institutions pension-advisers private-client-investment-management retail-investment-management sipp-providers wrap-platforms | |
| SimplyBiz Group PLC | At SimplyBiz we believe in keeping business simple, providing firms … | Uncategorised | 01484439100 | | authorised-professional-persons consumer-credit-providers discretionary-fund-managers financial-advisors insurance-brokers-general mortgage-lenders-administrators pension-advisers retail-investment-management | |
| Skythorn Risk Management Limited | Skythorn Risk Management is a small, friendly compliance and risk … | Uncategorised | 07873437409 | | authorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions financial-advisors institutional-investment-management insurance-brokers-general insurers mortgage-brokers mortgage-lenders-administrators private-client-investment-management retail-investment-management stockbrokers | |
| SORQ Limited | SORQ Ltd. is a Compliance Consultancy company with a sharp … | Uncategorised | 02039000209 | | banks-deposit-takers consumer-credit-providers crypto-capital-markets crypto-payment-services electronic-money-issuers payments-services-institutions | |
| Stibbards Consultancy Limited | The Principal Ray Stibbards JP FCII has over 45 years … | Uncategorised | 02086603440 | | authorised-professional-persons consumer-credit-providers insurance-brokers-pure-protection-products insurance-brokers-general mgas | |
| Sturgeon Ventures LLP | Sturgeon Ventures LLP is an investment management and corporate finance … | Uncategorised | 02031674625 | | collective-investments-funds corporate-finance-firms discretionary-fund-managers fintech-regtech institutional-investment-management securities-and-futures-firms stockbrokers | |
| TC Compliance Services Limited | I am a freelance compliance consultant working with several firms … | Uncategorised | 07899847338 | | financial-advisors fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mortgage-brokers mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management | |
| TCC | The Consulting Consortium (TCC) is the largest independent compliance consultancy … | Uncategorised | 02037727230 | | authorised-professional-persons banks-deposit-takers claims-management-companies collective-investments-funds consumer-credit-providers custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers wrap-platforms | |
| Telos Solutions Limited | Telos can mobilise some of the most experienced - and … | Uncategorised | 08452263131 | | consumer-credit-providers financial-advisors insurance-brokers-general insurers investment-banks mortgage-brokers mortgage-lenders-administrators retail-investment-management | |
| The Cattellyst Consultancy | The Cattellyst Consultancy is a competence and compliance consultancy, established … | Uncategorised | 01737555515 | | authorised-professional-persons banks-deposit-takers collective-investments-funds company-service-providers custodians-depositaries discretionary-fund-managers financial-advisors institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general insurers lloyds pension-advisers private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers | |
| The Compliance Company | The Compliance Company is a UK leader in the compliance … | Uncategorised | 01423522599 | | claims-management-companies consumer-credit-providers corporate-finance-firms credit-unions electronic-money-issuers fintech-regtech high-value-dealers insur insurance-brokers-pure-protection-products insurance-brokers-general lead-generation-firms money-services-businesses mortgage-brokers mortgage-lenders-administrators payments-services-institutions secondary-intermediaries trade-associations-professional-bodies-and-regulators | |
| The Compliance Partnership Limited | The Compliance Partnership (TCP) offers a bespoke service to IFAs … | Uncategorised | 07980652145 | | authorised-professional-persons discretionary-fund-managers financial-advisors mortgage-lenders-administrators pension-advisers | |
| The London Trading Company (UK) PLC | Founded in 2014 by a highly experience team, The London … | Uncategorised | 02079654623 | | authorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors high-value-dealers institutional-investment-management private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers | |
| TheGIConsultant.com Limited | Compliance consultancy for financial advisory, insurance and mortgage broking firms. … | Uncategorised | 07890113060 | | | |
| Thistle Initiatives Limited | Thistle Initiatives operates across the financial services market, in sectors … | Uncategorised | 02074360630 | | | |
| Threesixty Services LLP | Threesixty provides fee based support services for directly regulated pension, investment, … | Uncategorised | 03707360360 | | authorised-professional-persons banks-deposit-takers discretionary-fund-managers financial-advisors insurance-brokers-pure-protection-products insurance-brokers-general mortgage-lenders-administrators pension-advisers private-client-investment-management retail-investment-management | |
| Tizza Limited | GI compliance consultants giving advice and guidance to Brokers, MGAs … | Uncategorised | 0756775530 | | | |
| Trading Compliance Limited | Trading Compliance Limited (TCL) was established in 1997 and our … | Uncategorised | 02033014545 | | collective-investments-funds corporate-finance-firms crypto-capital-markets crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech institutional-investment-management money-services-businesses payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms stockbrokers | |
| TRE Compliance Limited | TRE Compliance provides risk and compliance consultancy services to a … | Uncategorised | 02038704404 | | authorised-professional-persons corporate-finance-firms discretionary-fund-managers financial-advisors payments-services-institutions private-client-investment-management retail-investment-management securities-and-futures-firms sipp-providers stockbrokers | |
| Varramore Consulting Limited | Varramore is a boutique regulatory and compliance consulting firm providing … | Uncategorised | 02036375602 | | corporate-finance-firms discretionary-fund-managers financial-advisors institutional-investment-management private-client-investment-management securities-and-futures-firms | |
| Venta Compliance Limited1 | Venta Compliance Limited provides practical regulatory compliance solutions to companies … | Uncategorised | 07826038867 | | collective-investments-funds company-service-providers consumer-credit-providers custodians-depositaries discretionary-fund-managers institutional-investment-management payments-services-institutions securities-and-futures-firms stockbrokers | |
| Walker Morris LLP | Walker Morris LLP is a distinctive law firm valued by … | Uncategorised | 01132832500 | | authorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms custodians-depositaries discretionary-fund-managers electronic-money-issuers fintech-regtech insurance-brokers-pure-protection-products insurance-brokers-general mgas money-services-businesses mortgage-brokers mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions retail-investment-management securities-and-futures-firms stockbrokers | |
| Womble Bond Dickinson (UK) LLP | Womble Bond Dickinson is a transatlantic law firm, providing high-quality … | Nationally | 03454150000 | nationally | authorised-professional-persons banks-deposit-takers collective-investments-funds consumer-credit-providers corporate-finance-firms credit-unions crypto-payment-services custodians-depositaries discretionary-fund-managers electronic-money-issuers financial-advisors fintech-regtech high-value-dealers institutional-investment-management insurance-brokers-pure-protection-products insurance-brokers-general lloyds mgas money-services-businesses mortgage-lenders-administrators multi-lateral-trading-facility payments-services-institutions retail-investment-management securities-and-futures-firms sipp-providers stockbrokers system-providers | |
