Dentons Webinar – Responding to the FCA’s use of its own initiative powers

(Virtual Event) , United Kingdom

In the session, financial regulatory specialist lawyers Oliver Assersohn KC, Chris Brennan and Zeena Saleh will speak of their experiences acting for and defending firms, including how to best respond to the FCA's use of its own initiative powers and (if so required) how to...

NextGen Webinar – Coaching for Compliance Consultants

(Virtual Event) , United Kingdom

Learning Outcomes Recognise opportunities to apply coaching methods in compliance-related interactions with financial planners. Develop strategies to enhance communication and influence positive behavioural changes in financial planners. Acquire skills to measure and evaluate the effectiveness of coaching approaches in compliance consulting. Synopsis Coaching for Compliance...

APCC Autumn Conference 2024

Withers LLP, 20 Old Bailey, London, EC4M 7AN

FINAL AGENDA Graeme Reynolds | Director of Competition |Financial Conduct Authority Graeme will be providing an update on the FCA’s work since the Consumer Duty rules were implemented and looking at the ‘good and bad practices’ they are seeing and how firms should adapt to...

FRP Advisory Webinar – Wind Down Planning, Revisited

(Virtual Event) , United Kingdom

In this webinar, Dan Conway, Restructuring Partner and Insolvency Practitioner at FRP Advisory, will provide: Exploration of the key considerations underpinning a fully deliverable wind down plan, and common pitfalls in wind down planning; Discussion around the early warning signs (financial and operational) of an...