In the session, financial regulatory specialist lawyers Oliver Assersohn KC, Chris Brennan and Zeena Saleh will speak of their experiences acting for and defending firms, including how to best respond to the FCA's use of its own initiative powers and (if so required) how to...
Learning Outcomes Recognise opportunities to apply coaching methods in compliance-related interactions with financial planners. Develop strategies to enhance communication and influence positive behavioural changes in financial planners. Acquire skills to measure and evaluate the effectiveness of coaching approaches in compliance consulting. Synopsis Coaching for Compliance...
Watch this exclusive seminar focused on the significance and benefits of ChMC and why now is the right time for you to consider Chartership either for yourself or your team. Hear success stories and testimonials from professionals who have attained chartership and its benefits and...
Motivation and Executive Coaching Webinar with Ian Mercer 1st October 2024 10am Via Teams Motivating your Team So, some members of your team don’t seem very motivated, but what to do about it? Is it something you’ve done? or maybe haven’t done? or...
FINAL AGENDA Graeme Reynolds | Director of Competition |Financial Conduct Authority Graeme will be providing an update on the FCA’s work since the Consumer Duty rules were implemented and looking at the ‘good and bad practices’ they are seeing and how firms should adapt to...
• Is AI a risk or reward? • What are the biggest risks and what are the rewards? (looking across both front office and back office) • Will we see a greater adoption of AI in the next year across the financial services industry? •...
In this webinar, Dan Conway, Restructuring Partner and Insolvency Practitioner at FRP Advisory, will provide: Exploration of the key considerations underpinning a fully deliverable wind down plan, and common pitfalls in wind down planning; Discussion around the early warning signs (financial and operational) of an...