Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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Navigate the complexities of calculating DB redress

August 2 @ 10:00 am - 10:30 am

The APCC are delighted to offer this free workshop, in conjunction with our affiliate OAC Plc on ‘Navigating the Complexities of Calculating DB redress’.

The FCA is taking an increasing interest in the financial advice given to investors who wish to transfer out of Defined Benefit (DB) pension schemes.

This has clear implications for the provision of ongoing DB transfer advice.  It also affects firms who have provided such advice in the past – with news this week that the FCA have identified 60 organisations which should consider carrying out past business reviews.

OAC, who became an affiliate member of the APCC earlier this year, have over 25 years experience in assisting firms resolve complaints relating to DB transfer advice.

They will be running a half hour session at 10am on 2nd August 2021 to explain how they can help you and your clients navigate the potential complexities of redress.

The session will cover:

– the process for compensating an investor if their advice is found to be unsuitable.
– how the redress process can be integrated into a past business review
– how clients can factor the potential risk of redress into their strategic decision making

The session will be helpful for anybody who works with firms who offer, or have offered, advice in relation to defined benefit transfers.

 

IMPORTANT INFORMATION

If you have any enquiries on this form please contact us here. Telephone enquiries can also be made to 0203 195 3827 . If you are registering more than one delegate then please complete a separate form per delegate.

To register: Complete the delegate details section and an invoice for payment will follow in due course.


Joining Instructions: Once you have been allocated a place, we will confirm this to you by e-mail.


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Change of delegate: If you are unable to attend the forum and one of your colleagues is attending in your place please confirm this change here.

Details

Date:
August 2
Time:
10:00 am - 10:30 am
Event Category: