Part of the APCC’s mission is to help our members assist in mitigating compliance risk and deliver good outcomes for your clients via our own Professional Standards. The current regulatory landscape is strongly focussed on Accountability, Responsibility, Conduct and SMCR Culture so join us to get the latest regulatory thinking.
Join us for our Spring Conference, which covers this landscape from Supervision to enforcement to your own Accountability. We have senior conduct leaders from across industry to help you exceed regulatory expectations and provide you with the practical skills needed to effect the changes in conduct risk management and culture required by your regulated clients and we will also offer an update on the role of Financial Services as we withdraw from the EU.
Agenda so far…
9.30 – 9.55
Registration and Breakfast
9.55 – 10.00
Welcome and Introduction –
10.00 – 10.40
Morning Keynote Speaker
Caroline Rainbird; CEO, Financial Services Compensation Scheme
Caroline will provide an update on the work undertaken at FSCS and the day to day challenges faced by them when the industry has failed its clients
10.40 – 11.00
Craig Weston; Senior Associate Barrister, Irwin Mitchell LLP
Back by popular demand! Craig will give a barrister’s perspective of their activities within enforcement and supervision. Craig will look at how their work is impacted by the regulator and how this shapes the outcomes of future ‘regulatory guidance’.
11.00 – 11.20
Andy Agathangelou; Founder, Transparency Task Force Limited
Looking at the industry and how we can help protect consumers’ financial interests, by reforming the financial services industry, through harnessing the transformational power of transparency.
11.20 – 11.35
11.35 – 11.55
Andy Ryan; Head of Domestic Anti-Money Laundering, HM Treasury
A discussion on HMT’s priorities for the UK’s AML/CTF regime.
11.55 – 12.20
Dr Roger Miles – PhD, FRSA. Doctor of Risk; Faculty Lead, Conduct and Culture Academy, UK Finance; etc
The impact of regulatory evolution: Conduct Risk, SMCR, Culture and Ethics, Reputation.
12.20 – 12.35
12.35 – 13.45
13.45 – 14.15
Afternoon Keynote Speaker – Dr David Doyle
EU Policy Expert, Financial Services Regulation, Brussels
A review of the current and prospective EU regulatory developments in the financial services compliance space, drawing on perspectives from the EC, European Parliament, Council and the ESA’s.
14.15 – 14.35
14.35 – 14.55
14.55 – 15.10
15.10 – 15.35
15.35 – 15.55
Steven Jupp; CEO, Avem Capital Limited
Looking at the challenges around ‘phishing, spear phishing and MFA within the financial sector. This will look at the lack of multi factor authenticity & anonymisation of client data.
15.55 – 16.15
APCC AGM and Update
16.15 – 18.00