Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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APCC Spring Conference – Postponed!!!

March 12 @ 9:30 am - 4:00 pm

We are sorry to advise that due to an understandable change of events policy at Eversheds Sutherland who were hosting our conference this Thursday, we are having to postpone this event due to the ongoing Coronavirus crisis.  We are currently working behind the scenes to be able to deliver the same amazing agenda at our Autumn Conference on 8th October 2020.

‘Making it Real’

Part of the APCC’s mission is to help our members assist in mitigating compliance risk and deliver good outcomes for your clients via our own Professional Standards. The current regulatory landscape is strongly focussed on Accountability, Responsibility, Conduct and SMCR Culture so join us to get the latest regulatory thinking.

Join us for our Spring Conference, which covers this landscape from Supervision to enforcement to your own Accountability. We have senior conduct leaders from across industry to help you exceed regulatory expectations and provide you with the practical skills needed to effect the changes in conduct risk management and culture required by your regulated clients and we will also offer an update on the role of Financial Services as we withdraw from the EU.

Agenda so far…

9.30 – 9.55

Registration and Breakfast

9.55 – 10.00

Welcome and Introduction –

10.00 – 10.40

Morning Keynote Speaker

Caroline Rainbird; CEO, Financial Services Compensation Scheme

Caroline will provide an update on the work undertaken at FSCS and the day to day challenges faced by them when the industry has failed its clients

10.40 – 11.00

Craig Weston; Senior Associate Barrister, Irwin Mitchell LLP

Back by popular demand! Craig will give a barrister’s perspective of their activities within enforcement and supervision. Craig will look at how their work is impacted by the regulator and how this shapes the outcomes of future ‘regulatory guidance’.

11.00 – 11.20

Andy Agathangelou; Founder, Transparency Task Force Limited

Looking at the industry and how we can help protect consumers’ financial interests, by reforming the financial services industry, through harnessing the transformational power of transparency.

11.20 – 11.35

Break

11.35 – 11.55

Andy Ryan; Head of Domestic Anti-Money Laundering, HM Treasury

A discussion on HMT’s priorities for the UK’s AML/CTF regime.

11.55 – 12.20

Dr Roger Miles – PhD, FRSA. Doctor of Risk; Faculty Lead, Conduct and Culture Academy, UK Finance; etc

The impact of regulatory evolution: Conduct Risk, SMCR, Culture and Ethics, Reputation.

12.20 – 12.35

TBC

12.35 – 13.45

Lunch

13.45 – 14.15

Afternoon Keynote Speaker – Dr David Doyle

EU Policy Expert, Financial Services Regulation, Brussels

A review of the current and prospective EU regulatory developments in the financial services compliance space, drawing on perspectives from the EC, European Parliament, Council and the ESA’s.

14.15 – 14.35

TBC

14.35 – 14.55

TBC

14.55 – 15.10

Break

15.10 – 15.35

TBC

15.35 – 15.55

Steven Jupp; CEO, Avem Capital Limited

Looking at the challenges around ‘phishing, spear phishing and MFA within the financial sector. This will look at the lack of multi factor authenticity & anonymisation of client data.

15.55 – 16.15

APCC AGM and Update

16.15 – 18.00

Networking event

Upcoming Events
  1. APCC Autumn Conference 2020

    October 8 @ 9:30 am - 5:00 pm

Details

Date:
March 12
Time:
9:30 am - 4:00 pm

Organiser

Gabby Holloway
Email:
gabby.holloway@apcc.org.uk

Venue

Eversheds Sutherland
1 Wood Street
London, EC2V 7WS United Kingdom
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