Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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02 Jun Zenith Compliance Limited

Posted at 15:21h in Uncategorised by
About

Diploma Qualified Compliance Consultants with extensive financial services experience.

We started Zenith Compliance because as highly experienced, Diploma qualified compliance experts, we knew we could help professional financial advice firms reduce the burden of regulatory compliance.

Many compliance support providers sell rigid and costly packages, when all you want is to understand what you need to do to stay compliant.  We provide open and honest answers and solutions tailored to you.

We don’t believe that Compliance is about ‘ticking boxes’ and keeping the regulator satisfied.  Our services are designed to meet your needs.  We recognise every firm’s needs will be different, and we won’t try to pigeon-hole you, or crow-bar you into a ‘package’ that doesn’t fit.  You provide the best possible individual advice to your clients, and we do the same for you.

We can provide auditing, consultancy, compliance monitoring, file checking, supervisory activities (we can’t be your supervisor) and training.

We work with you to address your needs.  We know that merely telling you what’s wrong and leaving you to try and sort it out isn’t providing a service.     Our services can be as hands-on as you want, what’s important is that the solutions we recommend become your processes, that you can understand clearly and use effectively.

Our tailored approach means we can offer fair and competitive pricing – and a professional compliance consultant is a plus when arranging PI Insurance.

Like you, our business succeeds only through satisfied customers.  Our goal is for every client firm to be happy to recommend us.


Address
20 Kingsmead Business Park Gillingham, Dorset
SP8 5FB
T: 07746752185
E: sarah@zenithcompliance.co.uk
W: http://www.zenithcompliance.co.uk
Services Offered
  • Advice pre regulatory risk assessment or supervised visit
  • Authorisation - FCA
  • Complaints Handling
  • Complaints Handling Reviews
  • Compliance Support
  • Compliance Training
  • Contracting / Interim
  • Documentation
  • Due Diligence
  • File Reviews and/or Monitoring
  • Governance
  • Health Checks
  • Information Security / Data Protection
  • Money Laundering / Financial Crime
  • Regulatory Capital / Solvency
  • Regulatory Relationship Management
  • Regulatory Returns
  • Regulatory Updates
Firms Served
  • IFA - Financial Institutions
  • IFA's - Wealth Managers
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Advisers
  • Restricted Financial Advisors