Diploma Qualified Compliance Consultants with extensive financial services experience.

We started Zenith Compliance because as highly experienced, Diploma qualified compliance experts, we knew we could help professional financial advice firms reduce the burden of regulatory compliance.

Many compliance support providers sell rigid and costly packages, when all you want is to understand what you need to do to stay compliant.  We provide open and honest answers and solutions tailored to you.

We don’t believe that Compliance is about ‘ticking boxes’ and keeping the regulator satisfied.  Our services are designed to meet your needs.  We recognise every firm’s needs will be different, and we won’t try to pigeon-hole you, or crow-bar you into a ‘package’ that doesn’t fit.  You provide the best possible individual advice to your clients, and we do the same for you.

We can provide auditing, consultancy, compliance monitoring, file checking, supervisory activities (we can’t be your supervisor) and training.

We work with you to address your needs.  We know that merely telling you what’s wrong and leaving you to try and sort it out isn’t providing a service.     Our services can be as hands-on as you want, what’s important is that the solutions we recommend become your processes, that you can understand clearly and use effectively.

Our tailored approach means we can offer fair and competitive pricing – and a professional compliance consultant is a plus when arranging PI Insurance.

Like you, our business succeeds only through satisfied customers.  Our goal is for every client firm to be happy to recommend us.

• Compliance Advice
• Compliance Training
• Due Diligence
• File Review

• Authorisation - FCA
• IFA - inc IFA divisions of financial institutions
• IFA's and Wealth Managers
• Mortgage Brokers
• Restricted Financial Advisors