Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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28 Oct Worksmart Ltd

Posted at 13:58h in Uncategorised by
About

Worksmart have been supporting the Financial Services industry since the 1990’s. We provide a range of award winning, high quality RegTech solutions that are underpinned by a deep understanding of the market place and our regulatory knowledge. From Training & Competence (TC) to Quality Assurance (QA), Senior Managers & Certification Regime (SMCR) to Complaints Management, let us help you strengthen your approach to Governance, Risk & Compliance.


Address
Beech House Brecklands Linford Wood Milton Keynes
MK14 6ES
T: 01908613613
E: vanessa.palmer@worksmart.co.uk
W: http://www.worksmart.co.uk
Services Offered
  • Complaints Handling
  • Complaints Handling Reviews
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • File Reviews and/or Monitoring
  • Governance
  • Regulatory Relationship Management
  • Regulatory Updates
  • Risk Management
Firms Served
  • Banks Deposit Takers
  • Building Societies
  • Consumer Credit Providers
  • Credit Unions
  • Discretionary Fund Managers
  • Fintech / Regtech
  • Friendly Societies
  • IFA - Financial Institutions
  • IFA's - Wealth Managers
  • Institutional Investment Management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Lloyds
  • Managing General Agents
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Advisers
  • Private Client Investment Management
  • Restricted Financial Advisors
  • Retail Investment Management
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
  • Trade Associations - professional bodies and regulators