28 Oct Worksmart Ltd
About
Worksmart have been supporting the Financial Services industry since the 1990’s. We provide a range of award winning, high quality RegTech solutions that are underpinned by a deep understanding of the market place and our regulatory knowledge. From Training & Competence (TC) to Quality Assurance (QA), Senior Managers & Certification Regime (SMCR) to Complaints Management, let us help you strengthen your approach to Governance, Risk & Compliance.
Address
MK14 6ES
T: 01908613613
E: vanessa.palmer@worksmart.co.uk
W: http://www.worksmart.co.uk
Services Offered
- Complaints Handling
- Complaints Handling Reviews
- Compliance Advice
- Compliance Support
- Compliance Training
- File Reviews and/or Monitoring
- Governance
- Regulatory Relationship Management
- Regulatory Updates
- Risk Management
Firms Served
- Banks Deposit Takers
- Building Societies
- Consumer Credit Providers
- Credit Unions
- Discretionary Fund Managers
- Fintech / Regtech
- Friendly Societies
- IFA - Financial Institutions
- IFA's - Wealth Managers
- Institutional Investment Management
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Insurers
- Investment Banks
- Lloyds
- Managing General Agents
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Pension Advisers
- Private Client Investment Management
- Restricted Financial Advisors
- Retail Investment Management
- Securities and Futures firms
- SIPP providers
- Stockbrokers
- Trade Associations - professional bodies and regulators