29 Jan Venta Compliance Limited
Venta Compliance Limited provides practical regulatory compliance solutions to companies regulated in the financial service sector. This includes support with authorisations, variations of permission or other notifications, as well as post authorisation compliance monitoring and advice on meeting current and future regulatory developments.

Address
SO22 6NN
T: 07826038867
E: carolineallen@ventacompliance.co.uk
W: http://www.ventacompliance.co.uk
Services Offered
- Advice pre regulatory risk assessment or supervision visit
- Authorisation - PRA
- Authorisation -FCA
- Complaints Handling
- Compliance advice
- Compliance Support
- Compliance Training
- Documentation
- File Review
- Governance
- Health Checks
- Money Laundering/Financial Crime Advice and Reviews
- Regulatory Hosting/Incubation
- Regulatory Returns Assistance
- Risk Management
Firms Served
- Collective Investments Funds
- Discretionary fund managers
- Institutional investment management
- Payments Services Institutions
- Secondary Intermediaries
- Securities and Futures firms