Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

TRE Compliance Limited

TRE Compliance provides risk and compliance consultancy services to a wide range of clients in the UK and Internationally. Our areas of work include obtaining FCS Authorisation; applying for Variation of Permissions, Anti-money Laundering and Financial Crime advice; Due Diligence; Client Asset and Client Money (CASS); Transaction Reporting; FCA Financial Reporting; COREP; GDPR; Documentation; and FCA Training. The sectors we cover are: Forex: CFDs; Asset Management; Investment Brokers; Payment Service Providers and e-money; and Fintech.

Address
86 - 90 Paul Street, London,
EC2A 4NE
T: 02038704404
E: trevor.clein@trecompliance.com
W: http://www.trecompliance.com
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Returns Assistance
Firms Served
  • Corporate Finance Firms
  • Discretionary fund managers
  • Electronic Money Issuers
  • Institutional investment management
  • Investment Banks
  • Payments Services Institutions
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • SIPP providers