15 Oct The London Trading Company (UK) PLC
Founded in 2014 by a highly experience team, The London Trading Company provides compliance services to new or established investment firms.
We blend our expertise in compliance with commercial agility, ensuring our clients have a cost effective and robust regulatory framework. This allows them to build their businesses quickly, secure in the knowledge that all their compliance requirements are in safe hands. Services include, FCA umbrella, locums FCA applications and consultancy.
- Authorisation -FCA
- Expert Witness - Financial Services
- Regulatory Updates
- Authorised Professional Persons
- Corporate Finance Firms
- Discretionary fund managers
- High Value Dealers
- IFA (incl IFA divisions of financial institutions)
- Institutional investment management
- Private Client investment management
- Retail investment management
- Securities and Futures firms