Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The London Trading Company (UK) PLC

Founded in 2014 by a highly experience team, The London Trading Company provides compliance services to new or established investment firms.

We blend our expertise in compliance with commercial agility, ensuring our clients have a cost effective and robust regulatory framework. This allows them to build their businesses quickly, secure in the knowledge that all their compliance requirements are in safe hands. Services include, FCA umbrella, locums FCA applications and consultancy.

Address
1 ROYAL EXCHANGE AVENUE BANK LONDON
EC3V 3LT
T: 02079654623
Email
Website
Services Offered
  • Authorisation -FCA
  • Expert Witness - Financial Services
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Corporate Finance Firms
  • Discretionary fund managers
  • High Value Dealers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • Stockbrokers