Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The Compliance Partnership Limited

The Compliance Partnership (TCP) offers a bespoke service to financial services firms in the UK.

With over 25 years experience in the Financial Services Industry, we have worked with large insurance companies, medium IFAs and one-man bands. TCP has been dealing solely with compliance matters since 1998.

The aim of The Compliance Partnership is to work with the firm in order to create peace of mind as far as compliance within the firm is concerned.

Our knowledge is constantly growing and being updated through continuous further education and participation in seminars.

See our webpage for further details about our services and client testimonials.

Address
VALLEY VIEW 8 DINGLES CLOSE PONSANOOTH TRURO CORNWALL
TR3 7RA
T: 07980652145
Email: jo@thecompliancepartnership.com
Website: http://www.thecompliancepartnership.com
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • Expert Witness - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Passporting/International Compliance
  • Pension Reviews
  • Regulatory Capital/Solvency
  • Regulatory Relationship Management
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Collective Investments Funds
  • Company Service Providers
  • Corporate Finance Firms
  • Discretionary fund managers
  • Fintech/Regtech
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Lead generation firms
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Advisors
  • Private Client investment management
  • Retail investment management
  • Secondary Intermediaries
  • SIPP providers
  • System Providers
  • Third party product providers
  • Trust Service Providers
  • Wrap Platforms