15 Oct The Compliance Partnership Limited
The Compliance Partnership (TCP) offers a bespoke service to IFAs in Cornwall and the South West.
With 20 years experience in the Financial Services Industry, Jo has worked with large insurance companies, medium IFAs and one-man bands. Jo has been dealing solely with compliance matters since 1998.
The aim of The Compliance Partnership is to work with the IFA in order to create peace of mind as far as compliance within the firm is concerned.
- Authorisation -FCA
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- File Review
- Health Checks
- Money Laundering/Financial Crime Advice and Reviews
- Regulatory Updates
- Discretionary fund managers
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Pension Scheme Operator/Provider