29 Jan The Compliance Company
The Compliance Company is a UK leader in the regulatory and compliance services industry. Our team of experts offers a specialist and comprehensive support, assisting our clients across all business sectors.
The Compliance Company can act as a Principal firm and oversees Appointed Representatives within its network. Our mission is to provide trustworthy, value for money advisory services that drive better outcomes for our clients and their customers.

Address
HG1 2PW
T: 01423522599
E: info@thecompliancecompany.co.uk
W: http://thecompliancecompany.co.uk
Services Offered
- Advice pre regulatory risk assessment or supervision visit
- Authorisation -FCA
- Client Assets
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Documentation
- Due Diligence
- File Review
- Governance
- Health Checks
- Information Security/Data Protection (GDPR)
- Money Laundering/Financial Crime Advice and Reviews
- Payments Services Registration and Compliance
- Regulatory Capital/Solvency
- Regulatory Hosting/Incubation
- Regulatory Returns Assistance
- Regulatory Updates
Firms Served
- Claims Management Companies
- Consumer Credit Providers
- Corporate Finance Firms
- Credit Unions
- Electronic Money Issuers
- Fintech/Regtech
- High Value Dealers
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Lead generation firms
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Payments Services Institutions
- Secondary Intermediaries
- Trade associations, professional bodies and regulators