29 Jan The Compliance Company
About
The Compliance Company is a UK leader in the regulatory and compliance services industry. Our team of experts offers a specialist and comprehensive support, assisting our clients across all business sectors.
The Compliance Company can act as a Principal firm and oversees Appointed Representatives within its network. Our mission is to provide trustworthy, value for money advisory services that drive better outcomes for our clients and their customers.
Address
HG1 2PW
T: 01423522599
E: info@thecompliancecompany.co.uk
W: http://thecompliancecompany.co.uk
Services Offered
- Advice pre regulatory risk assessment or supervised visit
- Authorisation - FCA
- Client Assets
- Complaints Handling
- Compliance Advice
- Compliance Support
- Compliance Training
- Documentation
- Due Diligence
- File Reviews and/or Monitoring
- Governance
- Health Checks
- Information Security / Data Protection
- Money Laundering / Financial Crime
- Payment Services Compliance
- Regulatory Capital / Solvency
- Regulatory Hosting / Incubation
- Regulatory Returns
- Regulatory Updates
Firms Served
- Claims Management Companies
- Consumer Credit Providers
- Corporate Finance Firms
- Credit Unions
- Electronic Money Issuers
- Fintech / Regtech
- High Value Dealers
- Insurance Brokers - Pure Protection Products
- Insurance Brokers - General
- Lead Generation Firms
- Money Service Businesses
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Payments Services Institutions
- Secondary Intermediaries
- Trade Associations - professional bodies and regulators