Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The Compliance Company

About

The Compliance Company is a UK leader in the regulatory and compliance services industry. Our team of experts offers a specialist and comprehensive support, assisting our clients across all business sectors.

The Compliance Company can act as a Principal firm and oversees Appointed Representatives within its network. Our mission is to provide trustworthy, value for money advisory services that drive better outcomes for our clients and their customers.


Address
Windsor House, Cornwall Road, Harrogate, North Yorkshire,
HG1 2PW
T: 01423522599
E: info@thecompliancecompany.co.uk
W: http://thecompliancecompany.co.uk
Services Offered
  • Advice pre regulatory risk assessment or supervised visit
  • Authorisation - FCA
  • Client Assets
  • Complaints Handling
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • File Reviews and/or Monitoring
  • Governance
  • Health Checks
  • Information Security / Data Protection
  • Money Laundering / Financial Crime
  • Payment Services Compliance
  • Regulatory Capital / Solvency
  • Regulatory Hosting / Incubation
  • Regulatory Returns
  • Regulatory Updates
Firms Served
  • Claims Management Companies
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Electronic Money Issuers
  • Fintech / Regtech
  • High Value Dealers
  • Insurance Brokers - Pure Protection Products
  • Insurance Brokers - General
  • Lead Generation Firms
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Secondary Intermediaries
  • Trade Associations - professional bodies and regulators