Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The Compliance Company

The Compliance Company is a UK leader in the compliance services industry. Our team of experts offers a specialist and comprehensive compliance service, assisting our clients across all business sectors.

The Compliance Company can act as a Principal firm and oversees Appointed Representatives within its network. We also offer ongoing support and service to ensure firms remain compliant and can provide many other services including applications, compliance documentation and training.

Address
Windsor House, Cornwall Road, Harrogate, North Yorkshire,
HG1 2PW
T: 01423522599
E: info@thecompliancecompany.co.uk
W: http://thecompliancecompany.co.uk
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Capital/Solvency
  • Regulatory Hosting/Incubation
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Claims Management Companies
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Electronic Money Issuers
  • Fintech/Regtech
  • High Value Dealers
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Lead generation firms
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Secondary Intermediaries
  • Trade associations, professional bodies and regulators