Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Tenet Compliance Services Limited

At Tenet Compliance Services we provide an extensive range of compliance support which is designed to keep directly authorised financial adviser firms abreast of regulatory developments and provide clear guidance and quality solutions to help you meet the FCA’s requirements.

We are experts at providing directly authorised firms with a helping hand and reassurance.  We can offer support from guidance, file reviews, regulatory due diligence to business development services such as marketing and our events programme.

Address
5 Lister Hill, Horsforth, Leeds,
LS18 5AZ
T: 01135120400
E: joinus@tenet.co.uk
W: https://www.tenet.co.uk/compliance-services/
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Marketing and Business Development
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Capital/Solvency
  • Regulatory Relationship Management
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Risk Management
Firms Served
  • Building Societies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Discretionary Fund Managers
  • Fintech / Regtech
  • Funeral Planning
  • IFA - Financial Institutions
  • Institutional Investment Management
  • Insurers
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Advisers
  • Pension Scheme Operator/Provider
  • Private Client Investment Management
  • Restricted Financial Advisors
  • Retail Investment Management
  • SIPP providers
  • Third Party Product Providers
  • Trade Associations - professional bodies and regulators
  • Wrap Platforms
Upcoming Events
  1. IFPR Working Group

    November 30 @ 11:30 am - 12:30 pm
  2. APCC Board Meeting

    December 1 @ 2:00 pm - 4:00 pm
  3. APCC / FCA Principal AR Intro Meeting

    December 3 @ 10:00 am - 10:30 pm
  4. APCC Culture Working Group

    December 6 @ 11:30 am - 12:30 pm
  5. Combined DB Transfer and Best Practice Working Group

    December 15 @ 2:00 pm - 3:00 pm