Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

TCC

The Consulting Consortium (TCC) is the largest independent compliance consultancy in the UK. We provide expert guidance, managed projects and specialist resourcing to financial services clients across the industry. We have built a solid reputation for the experience and expertise of our consultants and our innovative business model, which allows us to scale up or down to quickly meet client requirements. TCC is proud to offer an award winning service, regularly winning compliance awards nominated by our clients.

TCC is listed on the FCA Skilled Persons Panel for S166 reviews for Governance, Controls and Risk Frameworks, Conduct of Business and Financial Crime.

Following significant growth, In 2013 TCC gained a place on the famed Sunday Times Fast Track 100, ranking us in Britain’s top 100 fastest growing privately-owned companies.

Services Offered

  • PAST BUSINESS REVIEWS
  • S166 SKILLED PERSONS REVIEWS
  • REMEDIATION, ACTUARIAL AND REDRESS CALCULATIONS
  • ADVICE QUALITY MONITORING
  • QUALITY ASSURANCE MONITORING
  • COMPLAINTS HANDLING
  • GOVERNANCE, CULTURE AND FIRM STRUCTURE REVIEWS
  • RISK MANAGEMENT, SYSTEMS AND CONTROLS
  • TRAINING AND COMPETENCE
  • RESPONDING TO FCA INTERACTIONS
  • RESPONDING TO REGULATORY CHANGE
  • SPECIALIST RESOURCING
Address
10 LOWER THAMES STREET LONDON
EC3R 6EN
T: 02037727230
Email
Website
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Updates
  • Skilled Person Panel - Conduct of Business
Firms Served
  • Banks/Deposit Takers
  • Claims Management Companies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Custodians/Depositaries
  • Discretionary fund managers
  • Electronic Money Issuers
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi lateral trading facility
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • SIPP providers
  • System suppliers