Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

TCC

We know that culture is the key to commercial success for FCA regulated businesses. Happy, loyal customers lead to less complaints and the need for costly remediation. That’s why our solutions connect the dots between culture and compliance, helping our clients find better ways to tackle conduct risk.

Our specially developed regulatory technology (RegTech) works hand in hand with our human expertise, meaning our services drive higher efficiencies and insight while delivering exceptional value for money.

With roots in financial services and with regulators, we’ve gained numerous accolades for work and have become a dependable name in the field.

We’re listed on the FCA Skilled Persons Panel for Conduct of Business.

Address
10 LOWER THAMES STREET LONDON
EC3R 6EN
T: 02037727230
E: hello@tcc.group
W: http://www.tcc.group
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Due Diligence
  • Enforcement Action - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Pension Reviews
  • Regulatory Updates
  • Skilled Person Panel - Conduct of Business
Firms Served
  • Banks/Deposit Takers
  • Building Societies
  • Claims Management Companies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Custodians/Depositaries
  • Discretionary fund managers
  • Fintech/Regtech
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi lateral trading facility
  • Payments Services Institutions
  • Pension Advisors
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • SIPP providers
  • System suppliers