Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

TC Compliance Services Limited

About

I am a freelance compliance consultant working with several firms of different sizes. I have previously been an adviser, which gives me a good understanding of the advice process and dealing with customers and I enjoy a close relationship with my adviser clients. I offer a wide range of services including training & competence supervision, file checking, report writing and FCA Connect and liaison with regulators. I also write articles that are published in the trade press.


Address
17 Warren Way Telscombe Cliffs East Sussex
BN10 7DJ
T: 07899847338
E: info@tonycatt.co.uk
Services Offered
  • Advice pre regulatory risk assessment or supervised visit
  • Authorisation - FCA
  • Complaints Handling
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Contracting / Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • EU / International Compliance
  • File Reviews and/or Monitoring
  • Governance
  • Health Checks
  • Information Security / Data Protection
  • Money Laundering / Financial Crime
  • Pension Reviews
  • Regulatory Relationship Management
  • Regulatory Returns
  • Regulatory Updates
  • Risk Management
Firms Served
  • Financial Advisors
  • Fintech / Regtech
  • IFA - Financial Institutions
  • IFA's - Wealth Managers
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Advisers
  • Private Client Investment Management
  • Restricted Financial Advisors
  • Retail Investment Management
  • Wrap Platforms