Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Square 4 Partners Limited

Square 4 was founded with the vision to support people and businesses grow and thrive across the evolving spectrum of conduct, financial crime and operational risk. We do this by leveraging technology and expertise to design bespoke solutions across our core service lines of:

  • Governance, risk and compliance
  • Fraud and financial crime
  • Technology solutions
  • People

We provide an unrivalled level of interaction – service and expertise, supporting firms across a diverse and changing regulated agenda.

Across the team, we have extensive experience incorporating the ‘big four’ professional service firms, industry regulators, leadership roles within Global Systemically Important Financial Institutions (G-SIFIs) and other outsourced learning, resourcing and consultancy providers. We combine this expertise with best-in-class technology to support regulated Financial Services firms (Retail Banks, Consumer Credit, Life and Pensions, Wealth and Asset Managers, Private Equity) manage regulatory risk, ensuring clients meet the diverse needs of their stakeholders and customers.

Address
48 Warwick Street, London,
W1B 5AW
T:
E: hello@square4.com
W: http://www.square4.com
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Complaints Handling
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Relationship Management
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Risk Management
Firms Served
  • Authorised Professional Persons
  • Banks Deposit Takers
  • Building Societies
  • Claims Management Companies
  • Collective Investments Funds
  • Company Service Providers
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Custodians/Depositaries
  • Discretionary Fund Managers
  • Electronic Money Issuers
  • Fintech / Regtech
  • Friendly Societies
  • Funeral Planning
  • IFA - Financial Institutions
  • Institutional Investment Management
  • Insurers
  • Investment Banks
  • Lloyds
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Advisers
  • Pension Scheme Operator/Provider
  • Private Client Investment Management
  • Restricted Financial Advisors
  • Retail Investment Management
  • Sale and Rent Back
  • Secondary Intermediaries
  • Securities and Futures firms
  • SIPP providers
  • Third Party Product Providers
  • Trade Associations - professional bodies and regulators
  • Wrap Platforms
Upcoming Events
  1. APCC Virtual Autumn Conference 2021

    November 3 @ 9:30 am - November 4 @ 9:30 am