29 Jan Skythorn Risk Management Limited
About
Skythorn Risk Management is a small, friendly compliance and risk consultancy firm providing support to clients within Scotland and the wider UK. We aim to deliver a flexible and tailored service to meet your requirements, be that for compliance advice, compliance monitoring, regulatory healthchecks, document preparation, file reviews, regulatory horizon scanning, governance arrangements or general risk management to name but a few. We have worked with a broad variety of clients across financial services, and within regulatory and risk disciplines, and thus look forward to bringing this experience toward assisting your business meet its regulatory obligations.
Address
FK10 2DF
T: 01259219418
E: andrew@skythornrm.co.uk
W: http://www.skythornrm.co.uk
Services Offered
- Advice pre regulatory risk assessment or supervised visit
- Authorisation - FCA
- Authorisation - PRA
- Client Assets
- Complaints Handling
- Compliance Advice
- Compliance Support
- Compliance Training
- Contracting / Interim
- Documentation
- Due Diligence
- File Reviews and/or Monitoring
- Governance
- Health Checks
- Information Security / Data Protection
- Money Laundering / Financial Crime
- Regulatory Relationship Management
- Regulatory Returns
- Regulatory Updates
- Risk Management
Firms Served
- Authorised Professional Persons
- Banks Deposit Takers
- Collective Investments Funds
- Consumer Credit Providers
- Corporate Finance Firms
- Credit Unions
- Discretionary Fund Managers
- Financial Advisors
- Funeral Planning
- IFA - Financial Institutions
- IFA's - Wealth Managers
- Institutional Investment Management
- Insurance Brokers - General
- Insurers
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Private Client Investment Management
- Retail Investment Management
- Stockbrokers