Simply Compliance Ltd offers professional, efficient and affordable compliance services and solutions across the financial services industry, including general insurance, mortgages, investments, life & pensions and retail & commercial banking.

Our client base varies from small businesses to large corporate entities.  As a result, our services are fully flexible and adaptable depending on your individual needs.  Tell us what it is you need to achieve, and we can achieve it.  We are effective in working as part of your internal team or project offering technical expertise, direction or guidance where required.

• Authorisation - FCA
• Authorisations / Permissions applications
• Client Assets
• Complaints Handling
• Compliance Training
• contracting / interim
• Due Diligence
• Enforcement Action
• Expert Witness
• File Review
• Health Checks
• Information security / Data protection
• Money Laundering / Financial Crime
• Passporting / International Compliance
• Regulatory Updates

• Banks Deposit Takers
• Claims Management Companies
• Consumer Credit Providers
• Credit Unions
• Financial Advisors
• Insurance Brokers - Pure Protection Products
• Insurance Brokers General
• Lloyds
• Mortgage Lenders/Administrators
• Payments Services Institutions
• Pension Advisers
• Private Client investment management
• Retail investment management
• SIPP providers
• Wrap platforms