Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Simply Compliance Limited

About

Simply Compliance Ltd offers professional, efficient and affordable compliance services and solutions across the financial services industry, including general insurance, mortgages, investments, life & pensions and retail & commercial banking.

Our client base varies from small businesses to large corporate entities.  As a result, our services are fully flexible and adaptable depending on your individual needs.  Tell us what it is you need to achieve, and we can achieve it.  We are effective in working as part of your internal team or project offering technical expertise, direction or guidance where required.


Services Offered
  • Authorisation - FCA
  • Authorisations / Permissions applications
  • Client Assets
  • Complaints Handling
  • Compliance Training
  • contracting / interim
  • Due Diligence
  • Enforcement Action
  • Expert Witness
  • File Review
  • Health Checks
  • Information security / Data protection
  • Money Laundering / Financial Crime
  • Passporting / International Compliance
  • Regulatory Updates
Firms Served
  • Banks Deposit Takers
  • Claims Management Companies
  • Consumer Credit Providers
  • Credit Unions
  • Financial Advisors
  • Insurance Brokers - Pure Protection Products
  • Insurance Brokers General
  • Lloyds
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Advisers
  • Private Client investment management
  • Retail investment management
  • SIPP providers
  • Wrap platforms