Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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15 Oct Signature

Posted at 09:39h in Uncategorised by

At Signature, our goal is simple – to provide the best regulatory and business support to large IFA, discretionary and wealth management firms. We achieve this through our client centric consultancy approach that starts with getting to know our clients and their business. Through this unique approach we are ideally positioned to design a personalised consultancy solution that assists with the design, documentation and implementation of a complaint and efficient discretionary investment process.

As part of the SimplyBiz Group, a market leader in the provision of FinTech and support services to the retail financial services market, our service is bolstered by the support of a team of industry leading compliance experts – enabling us to provide an unrivalled level of regulatory expertise and support to our clients. Furthermore, our service offers our clients access to some of the most cutting edge FinTech products in the market. These services, combined with our wealth of compliance approved documentation, easy-to-digest regulatory guides and access to industry leading tools and technology, provides the ideal opportunity for firmsto deliver consistently better client outcomes.

Address
ST ANDREW'S HOUSE, ST ANDREW'S ROAD, HUDDERSFIELD,
HD1 6NA
T: 01484443431
E: info@signature-support.co.uk
W: https://www.signature-support.co.uk/
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Capital/Solvency
  • Regulatory Relationship Management
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Building Societies
  • Discretionary fund managers
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Private Client investment management
  • Retail investment management
  • Secondary Intermediaries