At Signature, our goal is simple – to provide the best regulatory and business support to large IFA, discretionary and wealth management firms. We achieve this through our client centric consultancy approach that starts with getting to know our clients and their business. Through this unique approach we are ideally positioned to design a personalised consultancy solution that assists with the design, documentation and implementation of a complaint and efficient discretionary investment process.

As part of the SimplyBiz Group, a market leader in the provision of FinTech and support services to the retail financial services market, our service is bolstered by the support of a team of industry leading compliance experts - enabling us to provide an unrivalled level of regulatory expertise and support to our clients. Furthermore, our service offers our clients access to some of the most cutting edge FinTech products in the market. These services, combined with our wealth of compliance approved documentation, easy-to-digest regulatory guides and access to industry leading tools and technology, provides the ideal opportunity for firmsto deliver consistently better client outcomes.

• Authorisation - FCA
• Complaints Handling
• Complaints Handling Reviews
• Compliance Advice
• Compliance Support
• Compliance Training
• Contracting / Interim
• Documentation
• Due Diligence
• File Reviews and/or Monitoring
• Governance
• Health Checks
• Information Security / Data Protection
• Money Laundering / Financial Crime
• Pension Reviews
• Regulatory Capital / Solvency
• Regulatory Relationship Management
• Regulatory Returns
• Regulatory Updates

• Authorised Professional Persons
• Building Societies
• Discretionary Fund Managers
• Friendly Societies
• IFA - Financial Institutions
• Insurance Brokers - Pure Protection Products
• Insurance Brokers - General
• Mortgage Brokers
• Mortgage Lenders/Administrators
• Private Client Investment Management
• Retail Investment Management
• Secondary Intermediaries