15 Oct Secure Compliance Limited
Secure Compliance is a specialist management consultancy. We work only for regulated financial advisers, independent insurance brokers and independent mortgage intermediaries.
Our mission is to help our clients to be more effective by providing them with the highest quality assistance and advice. We help them to achieve the best standards of industry practice in their increasingly competitive and frequently changing business environment.
We are driven by our simple ambition, to meet the needs of our clients. we do everything we can to ensure that our work is of maximum benefit to them. Our greatest reward is to know that we have found a solution to a client's problem ad given value for money. As a testimony to that, most our income now comes form existing clients who invite us to do further work.
Compliance is an ever-changing area of work; as new requirements emerge, we aim to offer quality, bespoken solutions to meet the needs of new clients.
- Authorisation - FCA
- Client Assets
- Complaints Handling
- Compliance Training
- Contracting / Interim
- Due Diligence
- Enforcement Action - AML and Payment Services
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- Money Laundering / Financial Crime
- EU / International Compliance
- Regulatory Capital / Solvency
- Regulatory Updates
- Claims Management Companies
- Discretionary Fund Managers
- Financial Advisors
- Insurance Brokers - Pure Protection Products
- Insurance Brokers - General
- Mortgage Lenders/Administrators
- Pension Advisers
- Retail Investment Management
- Securities and Futures firms