15 Oct SA Compliance Management Limited
Posted at 09:18h
in Uncategorised
About
SA Compliance Management Ltd specialises in mortgages and consumer credit, with particular reference to risk and systems & controls relating to FCA contact. The firm was appointed to the FCA Skilled Person Panel in 2013; and the MD, Stephen Atkins, was a member of the FCA Smaller Business Practitioner Panel. Stephen has also worked with HM Treasury, the OFT and the FOS.
SACM has both acted as skilled person and also defended firms against enforcement action by regulators.
Address
Services Offered
- Authorisation - FCA
- Complaints Handling
- Complaints Handling Reviews
- Compliance Support
- Due Diligence
- Enforcement Action - AML and Payment Services
- EU / International Compliance
- Expert Witness - AML and Payment Services
- Information Security / Data Protection
- Mis-selling reviews
- Money Laundering / Financial Crime
- Payment Services Compliance
- Pension Reviews
- Skilled Persons Panel - Off FCA Panel
Firms Served
- Authorised Professional Persons
- Banks Deposit Takers
- Claims Management Companies
- Consumer Credit Providers
- Electronic Money Issuers
- IFA - Financial Institutions
- IFA's - Wealth Managers
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Insurers
- Lloyds
- Money Service Businesses
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Payments Services Institutions
- Pension Advisers
- Private Client Investment Management
- SIPP providers