Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Richdale Consultants Limited


Richdale Consultants is a regulatory compliance consultancy helping businesses ensure that they are operating in a compliant manner. We provide an exceptionally bespoke service to our clients tailored towards their needs and circumstances all for a fixed monthly fee. This individualised relationship allows for the building of trust between ourselves and clients, to the extent that we become an integral part of their day-to-day management, rather than just an external consultant.

We have also created a network for the provision of Mortgage Protection and General Insurance whereby we provide the necessary support for both the compliance standards and service provision.

T: 02077818019
Services Offered
  • Advice pre regulatory risk assessment or supervised visit
  • Authorisation - FCA
  • Authorisation - PRA
  • Complaints Handling
  • Complaints Handling Reviews
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Contracting / Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Reviews and/or Monitoring
  • Governance
  • Health Checks
  • Information Security / Data Protection
  • Money Laundering / Financial Crime
  • Payment Services Compliance
  • Regulatory Hosting / Incubation
  • Regulatory Relationship Management
  • Regulatory Returns
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Claims Management Companies
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Electronic Money Issuers
  • Fintech / Regtech
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Lead Generation Firms
  • Managing General Agents
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Retail Investment Management
  • Secondary Intermediaries