Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Regulatory Advice Limited

Specialist advisor on compliance with regulatory reporting regimes (MiFID 2, EMIR) and Crypto Regulation.

Services Offered
  • Compliance advice
  • Compliance Training
  • Expert Witness - Financial Services
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Discretionary fund managers
  • Electronic Money Issuers
  • Institutional investment management
  • Private Client investment management
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
Address
3 Sovereign Place, Hatfield,
AL9 5ET
T: 07786264422
Email: mkelly@regulatoryadvice.co.uk
Website: http://www.regulatoryadvice.co.uk