29 May Redporth Consultancy Ltd
About
Redporth is all about keeping things simple and practical; led by Nick Ross, Redporth has a team of regulatory and business experts who enjoy providing advice and assurance in a complex world of ever changing regulatory goalposts!
Nick Ross is Redporth's managing director, he has over 30 years of experience in financial services and has spent time in industry, as an outsourcer, at the regulator and for the last 8 years as a Consultant, supporting all manner and mix of clients from Banks to Insurers, from Consumer Credit firms to Financial Advisers and Wealth Managers.
Nick is supported by a network of experienced regulatory consultants; we all have a common goal, to dispel the myth that a consultant will borrow your watch to tell you the time! We want to provide value for money services that clients can trust.
Address
RG31 6JX
T: 07734318313
E: nick@redporth.com
W: https://redporth.com/
Services Offered
- Advice pre regulatory risk assessment or supervised visit
- Complaints Handling
- Complaints Handling Reviews
- Compliance Advice
- Compliance Support
- Compliance Training
- Contracting / Interim
- Documentation
- Due Diligence
- Enforcement Action - Financial Services
- EU / International Compliance
- File Reviews and/or Monitoring
- Governance
- Health Checks
- Information Security / Data Protection
- Mis-selling reviews
- Money Laundering / Financial Crime
- Pension Reviews
- Regulatory Relationship Management
- Regulatory Returns
- Regulatory Updates
- Risk Management
Firms Served
- Building Societies
- Consumer Credit Providers
- Fintech / Regtech
- High Cost Short Term Credit
- IFA - Financial Institutions
- IFA's - Wealth Managers
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Pension Advisers
- Pension Scheme Operator/Provider
- Restricted Financial Advisors
- Retail Investment Management
- Trade Associations - professional bodies and regulators