29 Jan Prestidge Risk Management
We offer a tailored bespoke service to Financial Planning Firms with the aim of helping you design, develop implement and maintain robust, efficient and compliant systems and processes to ensure you can concentrate on time spent with your client. We can also help with your Firms Training and Development needs. We provide an Operational Compliance solution designed with you and based on your specific needs and your plans for the future of your business.
Services Offered
- Compliance Training
- Due Diligence
- File Review
- Health Checks
- Information Security/Data Protection (GDPR)
- Money Laundering/Financial Crime Advice and Reviews
Firms Served
- IFA (incl IFA divisions of financial institutions)
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Pension Advisors