Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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29 Jan Prestidge Risk Management

Posted at 14:17h in Uncategorised by

We offer a tailored bespoke service to Financial Planning Firms with the aim of helping you design, develop implement and maintain robust, efficient and compliant systems and processes to ensure you can concentrate on time spent with your client. We can also help with your Firms Training and Development needs. We provide an Operational Compliance solution designed with you and based on your specific needs and your plans for the future of your business.

Address


T: 07968711669
Email
Website
Services Offered
  • Compliance Training
  • Due Diligence
  • File Review
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
Firms Served
  • IFA (incl IFA divisions of financial institutions)
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Advisors