
14 Oct Practical Compliance Solutions Limited
About
PCS are a bespoke consultancy firm with clients all over the UK. We specialise in providing bespoke service to IFA's, mortgage brokers and insurance brokers. The team offers a practical and affordable service, which can suit most budgets and requirements. We can work with clients on anything from specialist projects such as helping to trouble shoot their T&C scheme, to one to one training sessions on risk assessment within a business. Supervisor courses are also available, and auditing is one of our key areas.
Address
BD23 5PH
T: 07736062786
E: steven@practicalcompliance.co.uk
W: http://www.practicalcompliance.co.uk
Services Offered
- Authorisation - FCA
- Complaints Handling
- Compliance Advice
- Compliance Support
- Compliance Training
- EU / International Compliance
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- Money Laundering / Financial Crime
- Regulatory Returns
- Regulatory Updates
- Risk Management
Firms Served
- Consumer Credit Providers
- Financial Advisors
- IFA - Financial Institutions
- IFA's - Wealth Managers
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Insurers
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Pension Advisers
- Restricted Financial Advisors