14 Oct PMA Compliance Consultants
About
Paul Andrews (Proprietor) holding "CII Diploma in Financial Planning" to include J07 Supervision in a Regulated Environment / CeMAP / ER1 Equity Release / CF8 Long Term Care / R01 & R02 (Full FPC 1,2 &3) - Sole Trader specialising in all aspects of training and competence including supervision, KPI, firm MI, recruitment procedures in addition to advising on corporate governance and business formation. Over 35 years experience within the financial services profession mainly within the independent sector at Director (CF10) level.
Services Offered
- Authorisation - FCA
- Complaints Handling
- Compliance Training
- Contracting / Interim
- Due Diligence
- Health Checks
- Regulatory Updates
Firms Served
- Discretionary Fund Managers
- Financial Advisors
- Insurance Brokers - Pure Protection Products
- Mortgage Lenders/Administrators
- Pension Advisers
- Private Client Investment Management