Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Paxen Group Limited

Compliance and management consultancy delivering FCA compliance support in plain English.

Address
Unit 3, The Pound, Ampney Crucis, Gloucestershire,
GL7 5SA
T: 08009949215
E: info@paxen.co.uk
W: http://www.paxen.co.uk
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Complaints Handling
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Capital/Solvency
  • Regulatory Hosting/Incubation
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Risk Management
  • Skilled Person Panel
Firms Served
  • Authorised Professional Persons
  • Building Societies
  • Company Service Providers
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Energy Market Participants
  • Friendly Societies
  • General Insurance and Protection
  • Insurers
  • Lead generation firms
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Sale and Rent Back
  • Secondary Intermediaries
  • Trade associations, professional bodies and regulators