29 Jan Paxen Group Limited
Posted at 14:11h
in Uncategorised
About
Compliance and management consultancy delivering FCA compliance support in plain English.
Address
Unit 3, The Pound,
Ampney Crucis,
Gloucestershire,
GL7 5SA
T: 08009949215
E: info@paxen.co.uk
W: http://www.paxen.co.uk
GL7 5SA
T: 08009949215
E: info@paxen.co.uk
W: http://www.paxen.co.uk
Services Offered
- Advice pre regulatory risk assessment or supervised visit
- Authorisation - FCA
- Client Assets
- Complaints Handling
- Complaints Handling Reviews
- Compliance Advice
- Compliance Support
- Compliance Training
- Contracting / Interim
- Documentation
- Due Diligence
- Enforcement Action - Financial Services
- EU / International Compliance
- Expert Witness - Financial Services
- File Reviews and/or Monitoring
- Governance
- Health Checks
- Information Security / Data Protection
- Mis-selling reviews
- Money Laundering / Financial Crime
- Regulatory Hosting / Incubation
- Regulatory Relationship Management
- Regulatory Returns
- Regulatory Updates
- Risk Management
- Skilled Persons Panel - Off FCA Panel
Firms Served
- Authorised Professional Persons
- Building Societies
- Claims Management Companies
- Company Service Providers
- Consumer Credit Providers
- Corporate Finance Firms
- Credit Unions
- Energy Market Participants
- Financial Advisors
- Friendly Societies
- Funeral Planning
- High Cost Short Term Credit
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Lead Generation Firms
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Sale and Rent Back
- Third Party Product Providers
- Trade Associations - professional bodies and regulators