Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Paxen Group Limited


Compliance and management consultancy delivering FCA compliance support in plain English.

Unit 3, The Pound, Ampney Crucis, Gloucestershire,
T: 08009949215
Services Offered
  • Advice pre regulatory risk assessment or supervised visit
  • Authorisation - FCA
  • Client Assets
  • Complaints Handling
  • Complaints Handling Reviews
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Contracting / Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • EU / International Compliance
  • Expert Witness - Financial Services
  • File Reviews and/or Monitoring
  • Governance
  • Health Checks
  • Information Security / Data Protection
  • Mis-selling reviews
  • Money Laundering / Financial Crime
  • Regulatory Hosting / Incubation
  • Regulatory Relationship Management
  • Regulatory Returns
  • Regulatory Updates
  • Risk Management
  • Skilled Persons Panel - Off FCA Panel
Firms Served
  • Authorised Professional Persons
  • Building Societies
  • Claims Management Companies
  • Company Service Providers
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Energy Market Participants
  • Financial Advisors
  • Friendly Societies
  • Funeral Planning
  • High Cost Short Term Credit
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Lead Generation Firms
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Sale and Rent Back
  • Third Party Product Providers
  • Trade Associations - professional bodies and regulators