29 Jan Paxen Group Limited
Posted at 14:11h
in Uncategorised
Compliance and management consultancy delivering FCA compliance support in plain English.
Address
Unit 3, The Pound,
Ampney Crucis,
Gloucestershire,
GL7 5SA
T: 08009949215
E: info@paxen.co.uk
W: http://www.paxen.co.uk
GL7 5SA
T: 08009949215
E: info@paxen.co.uk
W: http://www.paxen.co.uk
Services Offered
- Advice pre regulatory risk assessment or supervision visit
- Authorisation - PRA
- Authorisation -FCA
- Complaints Handling
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Contracting/Interim
- Documentation
- Due Diligence
- Enforcement Action - Financial Services
- Expert Witness - AML and Payment Services
- Expert Witness - Financial Services
- File Review
- Governance
- Health Checks
- Information Security/Data Protection (GDPR)
- Money Laundering/Financial Crime Advice and Reviews
- Regulatory Capital/Solvency
- Regulatory Hosting/Incubation
- Regulatory Returns Assistance
- Regulatory Updates
- Risk Management
- Skilled Person Panel
Firms Served
- Authorised Professional Persons
- Building Societies
- Company Service Providers
- Consumer Credit Providers
- Corporate Finance Firms
- Credit Unions
- Energy Market Participants
- Friendly Societies
- General Insurance and Protection
- Insurers
- Lead generation firms
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Sale and Rent Back
- Secondary Intermediaries
- Trade associations, professional bodies and regulators