08 Sep Paradigm Consulting
Since our inception in 2007, Paradigm’s absolute focus has been to champion the adviser community. Everything we do is designed to put you in control and to make your business a total success. The foundation for this is in ensuring your business is built on a solid compliance platform and our range of regulatory support propositions helps you to do just this. Through your personally tailored support package and via true bespoke delivery, our team of experienced consultants will work alongside you, helping you to fully understand and manage the risks to your business.
We pride ourselves on the close working relationships we develop with the firms we support. We listen, we question, we provide solutions. We are also proud to offer all of our services on a flat fee basis.
In addition, for those times when you may need to just focus on a particular area of compliance, conduct a review of a new area of advice or are simply looking for a sounding board to help point you in the right direction, we can also provide ad-hoc consultancy support on request.
Within Paradigm you can also access our multi-award winning mortgage club and protection proposition, as well as gain free, initial access to our CPD Academy.
We also work with carefully selected strategic partners to help add further value and opportunity for you, using our collective strength to make products and technology available to you at advantageous commercial rates.
Please get in touch to discover more about how Paradigm can help your business.
- Advice pre regulatory risk assessment or supervision visit
- Authorisation -FCA
- Complaints Handling
- Compliance advice
- Compliance Support
- Compliance Training
- Due Diligence
- Enforcement Action - Financial Services
- Expert Witness - Financial Services
- File Review
- Health Checks
- Money Laundering/Financial Crime Advice and Reviews
- Passporting/International Compliance
- Pension Reviews
- Regulatory Capital/Solvency
- Regulatory Returns Assistance
- Regulatory Updates
- Risk Management
- Authorised Professional Persons
- Discretionary fund managers
- Enforcement Action – Financial Services
- Expert Witness – Financial Services
- Fintech / Regtech
- IFA - inc IFA divisions of financial institutions
- Insurance Brokers - Pure Protection Products
- Insurance Brokers General
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Pension Advisers
- Private Client investment management
- Restricted Financial Advisors
- Retail Investment Managers
- Trade Associations - professional bodies and regulators
- Wrap platforms