Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Objectivus Financial Consulting Limited

Established in 2014, Objectivus is a professional governance, risk and compliance consultancy that assists clients with all aspects of regulatory compliance affecting financial services firms operating or wishing to operate in the UK. We provide support through the development of your concept, obtaining authorisation/registration and in ongoing support of your operating busines. Our primary goal is to add value from the start by providing you with experienced and proactive support.

In addition to GRC consultancy we provide expert witness reports and testimony on a variety of financial services matters.

Address
CITY TOWER, 40 BASINGHALL STREET, LONDON
EC2V 5DE
T: 02034573283
E: rdh@objectivus.com
W: http://objectivus.com/
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Marketing and Business Development
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Passporting/International Compliance
  • Payments Services Registration and Compliance
  • Regulatory Capital/Solvency
  • Regulatory Relationship Management
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Crypto (Capital Markets)
  • Discretionary fund managers
  • Electronic Money Issuers
  • Fintech/Regtech
  • Investment Banks
  • Money Service Businesses
  • Multi lateral trading facility
  • Payments Services Institutions
  • Private Client investment management
  • Retail investment management
  • Secondary Intermediaries
  • Securities and Futures firms
  • Stockbrokers
Upcoming Events
  1. Dealing with Vulnerable Customers Webinar

    October 27 @ 10:00 am - 11:00 am
  2. APCC Virtual Spring Conference 2021

    9th March 2021 @ 10:00 am - 10th March 2021 @ 2:00 pm