Established in 2014, Objectivus is a professional governance, risk and compliance consultancy that assists clients with all aspects of regulatory compliance affecting financial services firms operating or wishing to operate in the UK. We provide support through the development of your concept, obtaining authorisation/registration and in ongoing support of your operating busines. Our primary goal is to add value from the start by providing you with experienced and proactive support.

In addition to GRC consultancy we provide expert witness reports and testimony on a variety of financial services matters.

• Advice pre regulatory risk assessment or supervision visit
• Authorisation -FCA
• Client Assets
• Complaints Handling Reviews
• Compliance advice
• Compliance Support
• Compliance Training
• Contracting/Interim
• Documentation
• Due Diligence
• Enforcement Action - AML and Payment Services
• Enforcement Action - Financial Services
• Expert Witness - AML and Payment Services
• Expert Witness - Financial Services
• File Review
• Governance
• Health Checks
• Information Security/Data Protection (GDPR)
• Marketing and Business Development
• Mis-selling Reviews
• Money Laundering/Financial Crime Advice and Reviews
• Passporting/International Compliance
• Payments Services Registration and Compliance
• Regulatory Capital/Solvency
• Regulatory Relationship Management
• Regulatory Returns Assistance
• Regulatory Updates

• Collective Investments Funds
• Consumer Credit Providers
• Corporate Finance Firms
• Crypto (Capital Markets)
• Discretionary fund managers
• Electronic Money Issuers
• Fintech/Regtech
• Investment Banks
• Money Service Businesses
• Multi lateral trading facility
• Payments Services Institutions
• Private Client investment management
• Retail investment management
• Secondary Intermediaries
• Securities and Futures firms
• Stockbrokers