Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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08 Oct Objectivus Financial Consulting Limited

Posted at 16:40h in Uncategorised by
About

We are a professional governance, risk and compliance consultancy that assists clients with all aspects of regulatory compliance affecting financial services firms operating or wishing to operate in the UK. We provide support through the development of your concept to obtaining authorisation/registration and launch. For authorised firms we provide a variety of support and assistance options tailored to your needs including ad hoc advisory, outsourcing support, temporary staffing and crisis management.

Our primary goal is to add value from the start by providing you with experienced and proactive support.

In addition to GRC consultancy we provide expert witness reports and testimony on a variety of financial services matters.


Address
CITY TOWER, 40 BASINGHALL STREET, LONDON
EC2V 5DE
T: 02034573283
E: rdh@objectivus.com
W: http://objectivus.com/
Services Offered
  • Advice pre regulatory risk assessment or supervised visit
  • Authorisation - FCA
  • Authorisation - PRA
  • Client Assets
  • Complaints Handling
  • Complaints Handling Reviews
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Contracting / Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • EU / International Compliance
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Reviews and/or Monitoring
  • Governance
  • Health Checks
  • Information Security / Data Protection
  • Mis-selling reviews
  • Money Laundering / Financial Crime
  • Payment Services Compliance
  • Regulatory Capital / Solvency
  • Regulatory Relationship Management
  • Regulatory Returns
  • Regulatory Updates
  • Risk Management
Firms Served
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Crypto (Capital Markets)
  • Discretionary Fund Managers
  • Fintech / Regtech
  • Investment Banks
  • Money Service Businesses
  • Multi Lateral Trading Facility
  • Payments Services Institutions
  • Private Client Investment Management
  • Retail Investment Management
  • Secondary Intermediaries
  • Securities and Futures firms
  • Stockbrokers