Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Newton EP

About

Newton EP is a fee based outsourcing service providing compliance and technical services to financial planning compliance.


Address
SCHOOL HOUSE DRAUGHTON ROAD MAIDWELL NORTHAMPTON
NN6 9JF
T: 01604686225
E: dean@newtonep.com
W: http://www.newtonep.com
Services Offered
  • Complaints Handling
  • Compliance Training
  • Contracting / Interim
  • Due Diligence
  • File Reviews and/or Monitoring
  • Health Checks
  • Information Security / Data Protection
  • EU / International Compliance
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Banks Deposit Takers
  • Claims Management Companies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Discretionary Fund Managers
  • Financial Advisors
  • Friendly Societies
  • Managing General Agents
  • Pension Advisers
  • Private Client Investment Management
  • Retail Investment Management
  • SIPP providers
  • Stockbrokers
  • Trust Service Providers
  • Wrap Platforms