Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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14 Oct Newton EP

Posted at 16:11h in Uncategorised by

Newton EP is a fee based outsourcing service providing compliance and technical services to financial planning compliance.

Address
SCHOOL HOUSE DRAUGHTON ROAD MAIDWELL NORTHAMPTON
NN6 9JF
T: 01604686225
E: dean@newtonep.com
W: http://www.newtonep.com
Services Offered
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Documentation
  • File Review
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates
Firms Served
  • Collective Investments Funds
  • Consumer Credit Providers
  • Discretionary fund managers
  • IFA (incl IFA divisions of financial institutions)
  • Investment Banks
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • Securities and Futures firms
  • SIPP providers