
14 Oct Newton EP
Posted at 16:11h
in Uncategorised
About
Newton EP is a fee based outsourcing service providing compliance and technical services to financial planning compliance.
Address
SCHOOL HOUSE
DRAUGHTON ROAD
MAIDWELL
NORTHAMPTON
NN6 9JF
T: 01604686225
E: dean@newtonep.com
W: http://www.newtonep.com
NN6 9JF
T: 01604686225
E: dean@newtonep.com
W: http://www.newtonep.com
Services Offered
- Complaints Handling
- Compliance Training
- Contracting / Interim
- Due Diligence
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- EU / International Compliance
- Regulatory Updates
Firms Served
- Authorised Professional Persons
- Banks Deposit Takers
- Claims Management Companies
- Collective Investments Funds
- Consumer Credit Providers
- Discretionary Fund Managers
- Financial Advisors
- Friendly Societies
- Managing General Agents
- Pension Advisers
- Private Client Investment Management
- Retail Investment Management
- SIPP providers
- Stockbrokers
- Trust Service Providers
- Wrap Platforms