Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Newgate Compliance Limited

Newgate Compliance (http://www.newgatecompliance.com) is a compliance consultancy based in London run by a team of experienced compliance professionals all of whom have worked at the regulator. Newgate offers a complete compliance consulting service to asset managers, advisers and brokers including a compliance framework, training, monitoring and skilled person advice together with a modern solution to implement your compliance function using an innovative compliance software solution called The GATEway.

Address
20 ROPEMAKER STREET LONDON
EC2Y 9AR
T: 02036968750
Email: info@newgatecompliance.com
Website: http://www.newgatecompliance.com
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates
Firms Served
  • Collective Investments Funds
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary fund managers
  • Institutional investment management
  • Insurers
  • Multi lateral trading facility
  • Private Client investment management
  • Retail investment management
  • Stockbrokers