Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Newgate Compliance Limited

About

Newgate Compliance is a compliance consultancy offering a modern solution to implement your compliance function using an innovative compliance software solution called The GATEway. Newgate has an unrivalled combination of experienced professionals, many of whom are ex-regulators. Our customer focused approach seeks to provide appropriate, pragmatic and flexible solutions to our clients helping them to meet both the regulator’s rules but also the spirit, principles and culture of the regulatory regime. We look to build long-term relationships with our customers helping to encourage business growth, productivity and innovation. Our proactive approach is tailored to each customer’s needs changing to meet those needs as the customer progresses and develops.


Address
20 FENCHURCH STREET, LONDON
EC3M 3BY
T: 02036968750
E: info@newgatecompliance.com
W: http://www.newgatecompliance.com
Services Offered
  • Authorisation - FCA
  • Client Assets
  • Complaints Handling
  • Compliance Training
  • Contracting / Interim
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • EU / International Compliance
  • Expert Witness - AML and Payment Services
  • Health Checks
  • Information Security / Data Protection
  • Money Laundering / Financial Crime
  • Regulatory Capital / Solvency
  • Regulatory Updates
Firms Served
  • Collective Investments Funds
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary Fund Managers
  • Fintech / Regtech
  • High Value Dealers
  • Institutional Investment Management
  • Multi Lateral Trading Facility
  • Private Client Investment Management
  • Retail Investment Management
  • Securities and Futures firms