29 Jan NewDay Compliance
About
NewDay Compliance is a boutique consultancy focussed on providing tailored regulatory and compliance support services to Lenders (Mortgage and Consumer Credit), Administrators and Brokers on regulatory transactions, which includes authorisations, change of control, variation of permissions, cancellation and on-going compliance.
With many years of experience within Financial Services (regulator and industry) we are able to provide practical and pragmatic solutions to all of your regulatory and compliance requirements.
We generally work with clients on an on-going basis but also accept ad-hoc commissions.
Address
E15 4DR
T: 02030062280
E: enquiries@newdaycompliance.com
W: http://www.newdaycompliance.com
Services Offered
- Advice pre regulatory risk assessment or supervised visit
- Authorisation - FCA
- Complaints Handling
- Complaints Handling Reviews
- Compliance Advice
- Compliance Support
- Compliance Training
- Contracting / Interim
- Due Diligence
- EU / International Compliance
- File Reviews and/or Monitoring
- Governance
- Health Checks
- Information Security / Data Protection
- Money Laundering / Financial Crime
- Regulatory Returns
- Regulatory Updates
Firms Served
- Consumer Credit Providers
- Sale and Rent Back