29 Jan NewDay Compliance
NewDay Compliance is a boutique consultancy focussed on providing tailored regulatory and compliance support services to Lenders (Mortgage and Consumer Credit), Administrators and Brokers on regulatory transactions, which includes authorisations, change of control, variation of permissions, cancellation and on-going compliance.
With many years of experience within Financial Services (regulator and industry) we are able to provide practical and pragmatic solutions to all of your regulatory and compliance requirements.
We generally work with clients on an on-going basis but also accept ad-hoc commissions.
- Authorisation - FCA
- Compliance Training
- Due Diligence
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- Money Laundering / Financial Crime
- EU / International Compliance
- Regulatory Updates
- Consumer Credit Providers
- Discretionary Fund Managers
- Fintech / Regtech
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Securities and Futures firms