14 Oct MLX Training & Compliance Limited
MLX Training & Compliance Ltd (MLX) provides bespoke compliance solutions (on a retainer or ad-hoc basis) - to small IFA & mortgage broker firms in the North of England.
With 19 years’ experience in the Financial Services industry, Helen has worked primarily with small and medium IFAs and mortgage brokers (including 11 years with large national compliance support companies).
MLX offers a pragmatic and practical approach to formulating, implementing and monitoring proportionate systems, controls and procedures which meet each firm’s individual requirements.
- Authorisation - FCA
- Complaints Handling
- Compliance Training
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- Money Laundering / Financial Crime
- Authorised Professional Persons
- Financial Advisors
- Insurance Brokers - Pure Protection Products
- Mortgage Lenders/Administrators
- Pension Advisers