Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

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14 Oct MLX Training & Compliance Limited

Posted at 14:52h in Uncategorised by
About

MLX Training & Compliance Ltd (MLX) provides bespoke compliance solutions (on a retainer or ad-hoc basis) - to small IFA & mortgage broker firms in the North of England.

With 19 years’ experience in the Financial Services industry, Helen has worked primarily with small and medium IFAs and mortgage brokers (including 11 years with large national compliance support companies).

MLX offers a pragmatic and practical approach to formulating, implementing and monitoring proportionate systems, controls and procedures which meet each firm’s individual requirements.


Address
3 WESTCOMBE AVENUE ROUNDHAY LEEDS
LS8 2BS
T: 07581246844
E: helen@mlxcompliance.co.uk
Services Offered
  • Authorisation - FCA
  • Complaints Handling
  • Compliance Training
  • File Reviews and/or Monitoring
  • Health Checks
  • Information Security / Data Protection
  • Money Laundering / Financial Crime
Firms Served
  • Authorised Professional Persons
  • Financial Advisors
  • Insurance Brokers - Pure Protection Products
  • Mortgage Lenders/Administrators
  • Pension Advisers