Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Millen Compliance Limited


Millen Compliance Ltd are a successful team assisting IFA firms, throughout the UK, with their regulatory requirements. We offer a bespoke service for each firm to relieve the burden that compliance can bring. We have specialists covering Investment, Pension, Life, Mortgage and General Insurance together with in-depth knowledge and experience of Training and Competence, Treating Customers Fairly, Data Security, Business Risk, Anti-Money Laundering.

We can assist firms with business or asset sales and acquisitions. We also have a document storage and scanning solution for financial services firms. We are specialist auditors for Defined Benefit Pension Transfers, Pensions and Investments and carry out many audits on behalf of the Professional Indemnity Insurers. Our auditing team are some of the UK's leading pension specialist technicians.

We can also assist IFA firms and Claims Management Companies in relation to technical issues or case auditing in relation to a complaint or potential complaint.

RH19 2QZ
T: 08000432029
Services Offered
  • Advice pre regulatory risk assessment or supervised visit
  • Authorisation - FCA
  • Complaints Handling
  • Complaints Handling Reviews
  • Compliance Advice
  • Compliance Training
  • Contracting / Interim
  • Documentation
  • Due Diligence
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Reviews and/or Monitoring
  • Governance
  • Health Checks
  • Information Security / Data Protection
  • Mis-selling reviews
  • Money Laundering / Financial Crime
  • Payment Services Compliance
  • Regulatory Capital / Solvency
  • Regulatory Updates
  • Risk Management
  • Skilled Person Panel - On FCA Panel
Firms Served
  • Authorised Professional Persons
  • Financial Advisors
  • High Cost Short Term Credit
  • IFA's - Wealth Managers
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Advisers
  • Restricted Financial Advisors