LWF is a specialist firm of UK Regulatory Compliance and Financial Services practitioners with exceptional industry experience and first hand knowledge of regulatory techniques and procedures. LWF provides bespoke regulatory and compliance guidance and assistance to the banking, securities and futures, corporate finance and the traditional and alternative asset management sectors, including institutional, wealth management and private client, hedge fund and private equity. LWF's senior practitioners and partners combine extensive experience and expertise in the regulatory, investment and financial services industries. The senior management team is exclusively comprised of ex-regulators and supervisors.

THE OLD FARMHOUSE MOUNTFIELD PARK FARM MOUNTFIELD NR ROBERTSBRIDGE EAST SUSSEX
TN32 5LE
T: 01424838764
E: somerset.willisfleming@lwfconsulting.com
W: http://www.lwfconsulting.com

• Authorisation - FCA
• Authorisations / Permissions applications
• Complaints Handling
• Compliance Training
• Due Diligence
• File Review
• Health Checks
• Information security / Data protection
• Money Laundering / Financial Crime
• Passporting / International Compliance
• Regulatory Capital / Solvency
• Regulatory Updates

• Collective Investments Funds
• Corporate Finance Firms
• Discretionary fund managers
• Institutional investment management
• Private Client investment management
• Retail investment management
• Securities and Futures firms
• SIPP providers
• Stockbrokers
• Wrap platforms