Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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14 Oct LWF Consulting Limited

Posted at 12:12h in Uncategorised by

LWF is a specialist firm of UK Regulatory Compliance and Financial Services practitioners with exceptional industry experience and first hand knowledge of regulatory techniques and procedures. LWF provides bespoke regulatory and compliance guidance and assistance to the banking, securities and futures, corporate finance and the traditional and alternative asset management sectors, including institutional, wealth management and private client, hedge fund and private equity. LWF’s senior practitioners and partners combine extensive experience and expertise in the regulatory, investment and financial services industries. The senior management team is exclusively comprised of ex-regulators and supervisors.

Address
THE OLD FARMHOUSE MOUNTFIELD PARK FARM MOUNTFIELD NR ROBERTSBRIDGE EAST SUSSEX
TN32 5LE
T: 01424838764
E: somerset.willisfleming@lwfconsulting.com
W: http://www.lwfconsulting.com
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • File Review
  • Health Checks
  • Regulatory Updates
Firms Served
  • Collective Investments Funds
  • Corporate Finance Firms
  • Discretionary fund managers
  • Institutional investment management
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers