14 Oct Lawson Conner
Lawson Conner helps financial services firms navigate through the complexities of compliance and regulations in the UK and the US using innovative solutions and expert advice, which reduce risk and increase efficiency.
We are an investment manager platform and a leading provider of outsourced compliance services solutions which include regulatory hosting and Management Company Platform structures.
We serve financial services firms of all sizes, across Europe and the US, from hedge funds to private equity firms, wealth managers and other firms which operate under a regulatory framework.
As a reliable and trusted partner, we create long term value by working with unparalleled commitment to the industry and our clients.
- Authorisation - FCA
- Authorisations / Permissions applications
- Client Assets
- Complaints Handling
- Compliance Training
- contracting / interim
- Due Diligence
- Enforcement Action
- Expert Witness
- File Review
- Information security / Data protection
- Money Laundering / Financial Crime
- Passporting / International Compliance
- Payment Services Compliance
- Regulatory Capital / Solvency
- Regulatory Hosting / Incubation
- Regulatory Updates
- Corporate Finance Firms
- Financial Advisors
- Fintech / Regtech
- Private Client investment management