Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Kharis and Knoble Financial Services Ltd

Kharis & Knoble provides support for financial services companies in the following areas

  • financial crime prevention and fraud
  • compliance services, health checks
  • strategy for governance and risk management
  • regulatory technology
  • regulatory advice
  • regulatory authorisations
  • s166/skilled person review

across UK, EU, Africa and the Middle East and in diaspora to leverage an effective and sustainable Anti Money Laundering (AML) and Fraud environment as a competitive advantage and driver of business growth.

Address
19 Radlett Park Road Radlett
WD7 7BG
T: 07931861591
E: bgiwa@kharisandknoble.com
W: http://kharisandknoble.com
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Passporting/International Compliance
  • Regulatory Hosting/Incubation
  • Regulatory Relationship Management
  • Regulatory Updates
  • Risk Management
Firms Served
  • Banks Deposit Takers
  • Building Societies
  • Consumer Credit Providers
  • Electronic Money Issuers
  • Financial Advisors
  • Fintech / Regtech
  • IFA - Financial Institutions
  • IFA's - Wealth Managers
  • Institutional Investment Management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Investment Banks
  • Lloyds
  • Managing General Agents
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Secondary Intermediaries
  • Securities and Futures firms
  • Third Party Product Providers
  • Trade Associations - professional bodies and regulators
Upcoming Events
  1. Operational Committee Meeting

    June 21 @ 2:00 pm - 3:00 pm
  2. APCC Board Meeting

    June 29 @ 2:00 pm - 3:00 pm
  3. Operational Committee Meeting

    September 20 @ 2:00 pm - 3:00 pm
  4. APCC Board Meeting

    September 28 @ 2:00 pm - 4:00 pm
  5. Autumn Conference – Save the Date!

    September 29 @ 9:30 am - 4:00 pm