Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Keystone Law

One of the most modern styles of law firm with over 315 senior partner category lawyers who have come from the country’s top law firms, and who use the most recent technology to advise clients in a very direct and cost effective manner.  Based in London, the firm has a nationwide coverage as a full service law firm but with specialists in all the core areas, all of whom are very client focused.

Address
48 CHANCERY LANE LONDON
WC2A 1JF
T: 07836678134
E: robert.wharton@keystonelaw.co.uk
W: http://www.keystonelaw.co.uk
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
Firms Served
  • Authorised Professional Persons
  • Collective Investments Funds
  • Company Service Providers
  • Corporate Finance Firms
  • Discretionary fund managers
  • Electronic Money Issuers
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • Secondary Intermediaries
  • SIPP providers