14 Oct Key Compliance Limited
Key Compliance provides a friendly and really useful compliance service.
Not only will we identify the regulatory risks within your firm and recommend appropriate solutions; we are also happy to ‘roll our sleeves up’ and work with you to implement the solutions recommended.
Consider Key Compliance a your business partner and part of your business protection solution.
- Authorisation - FCA
- Authorisations / Permissions applications
- Complaints Handling
- Compliance Training
- Due Diligence
- Enforcement Action
- File Review
- Health Checks
- Information security / Data protection
- Money Laundering / Financial Crime
- Financial Advisors
- Insurance Brokers - Pure Protection Products
- Insurance Brokers General
- Mortgage Lenders/Administrators
- Pension Advisers