Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

The IFA Corporation Limited

The IFA Corporation Limited is owned and run by Katherine Horgan and Phil Dibb. The IFA Corporation Limited (TIFAC) offer small and medium sized IFA firms a bespoke compliance service at a competitive price. We do not require IFAs to pay a set monthly retainer and are able to work on a fixed project fee. Our most popular service is remote file-checking. The costs are: £80 plus VAT per review for non-complex / non-higher risk cases; £120 plus VAT per review for complex / higher risk cases (e.g. flexible retirement / pension switching) remote file check. A popular package for IFA firms wanting to agree a retainer includes two file-checks per month, ad-hoc queries, regular updates, access to forms and annual staff refresher training across five topics with CPD (typical monthly cost of £520-).

Address
Egerton House 14 Egerton Terrace Rawdon Leeds
LS19 6QA
T: 07815767204
E: katherine@tifac.co.uk
W: http://www.compliancenews.org
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Expert Witness - Financial Services
  • File Review
  • Regulatory Updates
Firms Served
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers